A Step Beyond Sabre Rattling: Notes from the Ukraine–Russia Cyberconflict
Cherian Samuel
February 23, 2022
Cyberconflict in Ukraine has become normalised in that it is focused, there is no lasting damage, and it effectively conveys a sense of helplessness to the affected government and population. At the same time, it signals to other governments that they are not impervious to such attacks.
Cyberattacks are not new to Ukraine. They have been part and parcel of its conflict with Russia from the first crisis in 2017, with the ebb and flow of such attacks in sync with escalation in the border conflict. The current crisis has been no different with the initiation of the crisis itself being marked by an escalation in the intensity of these attacks. They have largely taken the form of distributed denial of service (DDoS) attacks which are designed to take critical websites offline through a virtual cyber bombardment as well as implanting malware disguised as ransomware on sites and taking them offline (See Fig. 1).
Fig. 1. Image of Ukrainian Ministry of Foreign Affairs website defaced by hackers
The first ransomware attacks using a hitherto unknown malware, WhisperGate, was reported on 14 January 2022 and has continued ever since, with the most recent attacks having taken the websites of the Ministry of Defence and two banks offline.1 Australia, along with the United Kingdom and the United States publicly attributed these attacks to the Russian Main Intelligence Directorate (GRU).2 For its part, Russia has consistently denied that cyberattack has emanated from its territory.3
Agencies in other countries that are involved in the conflict like the United States (US) have also issued advisories to the effect that cyberattacks may be expected whether or not the conflict escalates. The international community and cybersecurity professionals, in particular, would have unpleasant memories about the last time conflict escalation took place in Ukraine with concomitant cyberattacks using the NotPetya malware which, though targeted at Ukrainian entities, subsequently escaped into the wild and resulted in a cumulative loss of US$ 14 billion to governments and businesses worldwide. Thus, this is an issue that concerns not just the immediate parties affected, but the international community as a whole.
The first reports of cyberattacks in Ukraine appeared on 14 January and this took the form of website defacements of government agencies and the destruction of data using wiper software. Called WhisperGate by Microsoft researchers, the malware bore resemblance to the NotPetya malware used in the 2017 cyberattacks on Ukraine, but “with added functionalities”. These additional functionalities were added to overcome any new protections that had been built into systems following the earlier attacks. According to CISCO security researchers, the attackers were advanced persistent threat (APT) actors, probably present for months or years in these systems which they would have accessed through credentials obtained through spear-phishing.4 Like the NotPetya malware, WhisperGate also masquerades as ransomware, with a fake ransom note warning that the user’s hard drive had been corrupted and would be restored only on payment of US$ 10,000 via bitcoin.
Depending on whether the crisis escalates or tapers down, this is only the first salvo in a scenario where subsequent attacks could be carried out on critical services such as electricity, transportation, finance, and telecommunications. The North Atlantic Treaty Organization (NATO), the security treaty organisation at the centre of Russia’s disenchantment with Ukraine, signed an agreement in January to deepen technical and military cyber cooperation, “including Ukrainian access to NATO’s malware information sharing platform”.5 Ukraine was subjected to more than 2,88,000 cyberattacks in the first 10 months of 2021.6 While almost all countries are subjected to cyberattacks, these are of a completely different magnitude comprising both attacks on critical infrastructure as well as disinformation campaigns designed to reduce the trust of the general population in these systems and the government.
With the US and European countries threatening sanctions against Russia, there is a justified concern that these attacks would be directed against those countries as well. Many countries, including Poland, Lithuania, the UK, and the US have issued advisories. A detailed advisory jointly brought out by the Cybersecurity and Infrastructure Security Agency (CISA), Federal Bureau of Investigation (FBI), and National Security Agency (NSA) on 11 January detailed the steps various organisations could take to heighten their security posture and protect their critical assets.7 Organisations were also urged to lower their thresholds for reporting suspicious cyber activity to government agencies in subsequent advisories. The White House, while downplaying the possibility of imminent cyber strikes on the US, said: “We have a range of tools at our disposal to use and react–in reaction, and the President reserves the right to do that”.8 In a similar vein, the UK also warned Russia that it was prepared to make retaliatory cyberattacks if British computer networks were threatened.9
Unlike the attacks of 2017 which spread havoc worldwide, the perpetrators this time around have learnt from 2017 and ensured that they remain localised to Ukraine.10 Cybersecurity providers and software companies are also seemingly ahead of the problem and putting out advisories and issuing patches at a faster rate. Cyberattacks in this conflict, in a sense, has become normalised in that they are more focused, there is no lasting damage, and it only serves to convey a sense of impotence and helplessness to the affected government and population. At the same time, it also signals to other governments that they are also not impervious to such attacks. As noted by a senior American politician recently, the US does not have the luxury of two oceans serving as natural barriers in cyberspace and will have to take the cyberthreat seriously. However, the US does have the heft to deter more severe attacks by virtue of its own capabilities, and to sanction and prosecute individuals identified as perpetrators of less severe attacks, as it has done, in a number of cases.11 This, though, does not seem to have had much effect on containing low-level cyberattacks and intrusions.
Ironically enough, Russia has been at the forefront of multilateral processes at the United Nations to secure cyberspace, including, sponsoring the resolution that led to the establishment of the Open-Ended Working Group (OEWG) on the security of and in the use of information and communications technologies in 2018, further renewed till 2025. The main agenda of this group is to “further develop the rules, norms and principles of responsible behaviour of States”.12 The events of the past month show that this will be a long time coming. It would not be out of place here to mention that like the Petya malware of 2016, and the NotPetya and WannaCry malware attacks in May 2017, WhisperGate also contains traces of the EternalBlue exploit which was obtained by hackers from the US NSA’s cyber toolkits.
The fact of the matter is that while countries are publicly professing the goal of stable cyberspace, there is frenetic activity going on behind-the-scenes to ramp up offensive capabilities, the severity of which can be adjusted according to need. The fact that the issue of cyberattacks continues to be in a grey zone from the perspectives of the perpetrator, the victim, and the bystander emboldens the former to continue with these attacks unabated. The sooner one faces up to the changing realities and adjusts policies and capabilities accordingly, the better it would be.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrrikar IDSA or of the Government of India.
Emerging Contours of Security in Jammu and Kashmir
Manzoor Ahmad
February 21, 2022
The decline in terrorist incidents and reduction in infiltration from across the border is no doubt a positive development but this alone cannot guarantee peace in Jammu and Kashmir. Strengthening of democratic institutions at the grassroots level is also required.
The violence in Jammu and Kashmir has comparatively declined in the last two years, with overall lesser number of terrorist incidents and killings of security forces and civilians than before. More importantly, after the abrogation of Article 370 in August 2019, the security forces have succeeded in keeping in check mass protests and anti-state political mobilisation. Although it is a good sign, this alone cannot ensure deep political stability. To bring Jammu and Kashmir back on the path of normalcy, the decline in violence should pave the way for strengthening of democratic institutions at the grassroots level. The dominant counter-terrorism paradigms consider promotion of democracy as the best method to decrease the utility of violence perpetrated by armed organisations.1 In absence of the democratic forms of government, people can easily be swayed by radical narratives.
Change on Ground
The government data suggests that there has been a decline in the number of terrorist incidents and that lesser number of security forces and civilians have lost their lives, since August 2019. While answering a question in the Rajya Sabha, the Minister of State in the Ministry of Home Affairs, Nityanand Rai shared the data of the terrorist incidents and killings of civilians and security forces for the periods May 2014–August 2019 and August 2019–November 2021.2 From 5 August 2019 till 22 November 2021, the total number of terrorist incidents reported from Jammu and Kashmir are 496. In these incidents, 45 security personnel and 79 civilians lost their lives. During the same time period, precisely 841 days before the abrogation of Article 370, from 16 April 2017 till 4 August 2019, more number of terrorist incidents (843) were reported The numbers of security forces and civilians killed by terrorists during this period were 78 and 86 respectively (see Table 1).3
Table 1. Incidents of violence in Jammu and Kashmir before and after abrogation of Article 370
Description
841 days before 5 August 2019
841 days after 5 August 2019
Terrorist Incidents
843
496
Civilians Killed
86
79
Army Personnel Killed
78
45
Source: “Killings in J & K”, Response to Rajya Sabha Unstarred Question No. 358, Ministry of Home Affairs, Government of India, 1 December 2021.
In the last couple of years, the security forces have also managed to curb external influence by reshaping the anti-infiltration grid. The incidents of infiltration from across the border reported after August 2019 are comparatively lesser in number. The net infiltration in 2021 till 31 October drastically came down to 28. In 2020, the net infiltration estimated was 51, and in 2018 it was 143 (see Table 2).4
Table 2. Incidents of infiltration reported in Jammu and Kashmir (2018–2021)
Description
2018
2019
2020
2021
Estimated Net Infiltration
143
141
51
28 (up to 31 October 2021
Source: “Killings in J & K”, Response to Rajya Sabha Unstarred Question No. 358, Ministry of Home Affairs, Government of India, 1 December 2021.
In 2021, about 93 terrorist incidents were reported from Jammu and Kashmir,5 in which nearly 189 militants were killed. The number of incidents has come down and it is interesting to note that most of the militants killed last year belonged to organisations other than Hizb-ul-Mujahideen, which dominated for three decades and attracted many Kashmiri recruits. The majority of the militants killed in Jammu and Kashmir last year belonged to outfits like Jaish-e-Mohammad (JeM) and Lashkar-e-Taiba (LeT) and The Resistance Front (TRF), which police claims is an offshoot of LeT and emerged after August 2019.6 There are other outfits, which, at different times, have claimed responsibility of attacks on the security forces, for instance People’s Anti-Fascist Front, United Liberation Front, Geelani Force and Kashmir Tigers which claimed the attack on a police bus in Srinagar, in which three policemen were killed.
Another interesting fact is that in the year 2021, out of the militants killed in Jammu and Kashmir, only 19 per cent were of Pakistani origin.7 This declining trend has been there since 2018.8 Before that the figure was much higher at 60 per cent. Experts believe that the dip in Pakistani terrorists operating in Jammu and Kashmir is because of a policy shift by Pakistan.9 Pakistan certainly cannot afford to be seen as a sponsor of cross-border terrorism while the sword of Financial Action Task Force (FATF) is hanging over its head. One more possible reason behind the policy shift might be its preoccupation in Afghanistan. Will the presence of foreign terrorists increase in Jammu and Kashmir after Taliban strengthens its control over the country is an elusive question for now, because it is not clear whether Taliban is willing to do Pakistan’s bidding or not.
Hybrid Militancy: A New Challenge
The security forces in Jammu and Kashmir believe that the biggest challenge in 2022 would be to deal with hybrid militants.10 According to police officials in Jammu and Kashmir, hybrid militants are “terrorists disguised as civilians”.11 They are not listed anywhere in police records. They carry out attacks and go back to live their normal lives which makes it difficult for the police to apprehend them.12 This is a challenge not only because they cannot be easily identified and apprehended, but also because most of the ideologically oriented people will find it convenient as there are very less risks involved in operating as a hybrid militant. All the difficulties that terrorists generally face as active members of terrorist organisations like adjusting to a military style, personal insecurity and disillusionment with group’s ideology are not involved here.
Despite the decline in infiltration from across the border, the month of October last year turned out to be the deadliest with 44 killings, including 12 armed forces, 19 terrorists and 13 civilians. The members of minority community in Kashmir and non-local labourers were selectively targeted, which led to the migration of thousands of non-locals from the valley in the first two weeks of October. The manner in which the killings took place reflected a paradigm shift on ground. The worrying factor is that most of the attacks on civilians and other soft targets were done by pistol-borne youths who are not registered as militants in the police records. This is going to be a challenge for security agencies as it won’t be possible to keep an eye on highly radicalised youths who remain deeply embedded in a society.
There is another dimension, which cannot be discounted. Militants without being part of an organisation can hardly endure for too long because any individual’s willingness to put his or her life in danger depends mostly on the capacity of the organisation. The members of any ideologically oriented organisation or a group through proper training and daily practices internalise the idea of what they stand for and fight for. Without any structured organisation and a specific narrative, recruitment strategies cannot materialise. Adil Rasheed aptly defines it as a “narrative marketplace” where it is the group or an organisation, and not an individual, which develops a narrative or “an antithesis to the prevailing philosophies of life”.13 The ideological orientation needed for taking the risk of carrying out an attack is not possible in the safe and insulated environment of a family. The terrorist organisations in general use different instruments to motivate individuals for specific actions. These include ideological appeal, selective incentive and coercion.14 Once these instruments lose their effectiveness, members begin to rethink their commitments. Based on this, it seems, the phenomenon of hybrid militancy is a result of the decline of old organisational structures. It might be a challenge for security forces for some time but it will not last for too long.
What Next
The decline in terrorist incidents and reduction in infiltration from across the border is no doubt a positive development but this alone cannot guarantee peace in Jammu and Kashmir. The figures and data cited earlier should not in any way anesthetize the Jammu and Kashmir administration and concerned security officials into believing that everything is normal. Despite the decimation of the organisational structure of terrorist organisations by security forces, the Kashmiri local youths are still motivated to join the militant ranks, albeit in lesser number. The alienation of people within Jammu and Kashmir and their willingness to take up arms should be a concern. The past experiences suggest that the external intervention without indigenous mobilisation has failed to destabilise Jammu and Kashmir. It is high time to address alienation of people by starting a democratic process so that they are able to choose their representatives and voice their concerns in a democratic manner.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrrikar IDSA or of the Government of India.
India’s Contribution to Global Governance of Peacekeeping
Arpita Anant
February 17, 2022
Indian interventions on the subject of peacekeeping is a testimony to its abiding interest not only in the workings of the peacekeeping mechanism but also in the global governance of peacekeeping.
On 14 February 2022, India participated in the Annual Debate of the UN Special Committee on Peacekeeping Operations, or the C34. The C34 was formed in 1965 as an entity under the 4th Committee of the General Assembly with 34 member states; it now consists of 147 member states. As a longstanding member of the C34, India has had an opportunity to contribute to several important discussions on matters pertaining to peacekeeping and to be a party to the recommendations made by the Committee. This year’s intervention by India highlighted the need for optimum use of technology in aid of peacekeeping operations, setting of mandates in consultation with troop contributing countries (TCCs), the need to keep missions time bound, the caution required in adopting new doctrines of peacekeeping, ensuring accountability for crimes against peacekeepers and the need to limit post-deployment caveats to ensure operational successes.1
The C34 is one among the many UN forums whose deliberations contribute to the governance of peacekeeping. The notable others are the Security Council, the 4th Committee of the General Assembly through its annual “Comprehensive Review of the Whole Question of Peacekeeping Operations in all their aspects”, the 5th Committee which debates all financial matters related to peacekeeping and the 6th Committee which discusses legal matters in relation to peacekeeping. Over the decades, it is through participation in these forums that India has contributed to the governance of peacekeeping.
India and Peacekeeping in Security Council
Indian interventions on the subject of peacekeeping in the Security Council are significant because even when it was not a non-permanent member of the Council, India requested to be a party to such discussions. India’s engagement is a testimony to its abiding interest in the subject and the desire to influence the workings of the peacekeeping mechanism in the most influential of the forums in the global governance of peacekeeping. In the Security Council, first, India has supported the basic principles of peacekeeping namely consent, impartiality and non-use of force. Second, India has been very vocal about the need for substantial consultations between the TCCs, the Security Council and the Secretariat. India has made the case for an enhanced role for the TCCs and also the police contributing countries (PCCs) by way of using their good offices and diplomatic engagement to bolster peace processes. Third, India was actively involved in debating the exit strategy from a peacekeeping operation. In this context, India pointed out the negative fallouts of sudden exit from a theatre of conflict considering the proactive role played by peacekeepers in demobilisation, disarmament and rehabilitation, security sector reform, rule of law, basic governance, institution building and support to the democratic process. Fourth, India has evolved from a position of complete opposition to the involvement of regional organisations in peacekeeping to actually building the capacities of regional organisations, like the African Union (AU), to enable them to undertake peacekeeping. Fifth, India has been a strong votary of giving explicit mandates to peacekeeping troops to use force in defending the mandates when confronted with non-state armed groups and trans-border criminal networks. Sixth, India has been an ardent supporter of the safety of peacekeeping troops. Seventh, India suggested several ways in which the working of the Department of Peacekeeping Operations and the Department of Field Support could be improved. Eighth, India has been a strong votary of increasing the role of women in peacekeeping operations. Finally, India has engaged substantially with the issue of protection of civilians (POC) in armed conflict. India pointed to the need to place more troops on the ground to ensure the protection of civilians and provided several practical suggestions drawing on its peacekeeping experience for improving POC.
India and Peacekeeping in General Assembly
Different aspects of peacekeeping are discussed in the 4th, 5th and 6th Committees of the General Assembly and India has been actively participating in them. The 4th Committee holds an annual discussion on peacekeeping under the heading “Comprehensive Review of the Whole Question of Peacekeeping Operations in all their aspects”. In the 4th Committee, India was particularly vocal on matters pertaining to the resource–men, material, and financial–for UN peacekeeping operations. It supported the stationing of stand-by troops and rapid reaction forces to help in the timely deployment of peacekeeping missions. India recommended the pre-positioning of logistics and equipment for air and sea lift capabilities at Logistics Base in Brindisi, Italy to enable troops to deploy rapidly. Several important suggestions were made on effectively using civilian police for peacekeeping. India supported the setting up of a standing civilian police capacity in 2006 to start up civilian work in peacekeeping. Finally, India made a strong case for privileging political dialogue and setting in motion political processes rather than the conduct of stronger military action by peacekeeping forces.
In the 5th Committee of the General Assembly or the Advisory Committee on Administrative and Budgetary Questions (ACABQ), India made several interventions on matters pertaining to the financing of peacekeeping operations. These are particularly relevant in the context of the perennial shortage of funds for peacekeeping in the post-cold war years and the need to rationalise expenses. India gave several nitty-gritty suggestions on reducing the expenditure on completed missions by closing them fully, filling up administrative posts and vacancies in missions to ensure their proper functioning, consolidation of peacekeeping accounts, retaining cash balances from closed missions, and rates of reimbursement for troops and equipment that were contributed mainly by developing countries.
In the 6th Committee of the General Assembly or the legal committee, the issue of criminal accountability of UN officials and experts involved in peacekeeping missions has been discussed. Here, India advocated for immunity of the soldiers as accorded to them by the status of forces agreement signed with the troop contributing country before the commencement of every peacekeeping mission. India argued that those countries who were signatories to the ICC may allow their soldiers to be subject to its jurisdiction on an individual basis. In the context of rising cases of sexual exploitation and abuse (SEA) by UN troops, there was a demand for a separate convention governing such cases. While advocating a policy of zero tolerance towards such acts, India, however, argued against a separate convention for this purpose. India was in favour of using national laws on extraterritorial jurisdiction to deal with such cases and adoption of such laws where they were absent.
Conclusion
Given its critical nature, international peacekeeping may be regarded as one among the many global public goods like non-proliferation or climate change. Hence, it is desirable to have a robust regime to govern the issue. However, in the absence of it, discussions in the various forums of the UN remain the only way for countries and other stakeholders to contribute to the governance of international peacekeeping. Indian interventions are an effort in the direction.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrrikar IDSA or of the Government of India.
China’s varied winter planning logistics show a broader strategy to gain mastery over high-altitude conditions and increase combat preparedness against India.
China had signalled that it was upping its preparations for winter for its border troops at the India–China border.1 The winter preparations were part of its efforts to signal deterrence to its adversaries by conveying its combat preparedness to prevent the possibility of skirmishes. It is also to create doubts in the adversary’s mind about the effectiveness of his forces to carry out their objectives. In this case, China’s immediate priority was to counter Indian winter preparations at the border, to prevent, in their perception, possibility of increased Indian confidence in its combat preparedness due to the upgraded logistics. The logistics required for winter stationing at high-altitude areas requires China to focus on keeping the troops warm and safe from the treacherous climate and ensuring food supply, fuel, and oxygen. According to the news reports, the People’s Liberation Army (PLA) is purported to have a variety of energy sources such as coal, electricity, and solar at the barracks, whereas the outposts are connected to the state grid. In addition to this, modernised food supply system and winter clothing such as rechargeable vests, knee protectors, and camouflage coats are believed to have been made available to the troops.2 Much advertised were the oxygen supply devices such as portable oxygen cylinders, generators and solid oxygen plants.3 Such supplies is possibly an indication of the issues the troops might have faced in 2020, when the Chinese troops had to be stationed in a stand-off against the Indian troops for the first time during the winter months at the India–China border areas.
The winter preparations began amid tense situation between the two countries after the 13th border talks in October 2021, conducted to resolve the stand-off at the India–China border areas, broke down. The winter preparations have to be seen in this context as both India and China felt that certain preparations were necessary to deny any military advantage to the other side, which could be used as a leverage in the negotiations. For instance, India could be responding pre-emptively to the deadlock in negotiations, on the side of caution, to prepare for the second winter stationing with heightened preparedness, and China is responding to it, or expecting a change in status-quo similar to India’s tactical actions (September 2020) to gain access to high peaks. The Global Times report explicitly stated that China was undertaking the winter preparations against any “possible Indian military aggression”4 seeking to signal deterrence and establish Chinese preparedness and reduce the advantages for any possible pre-emptive military action. The Chinese PLA perceived that they had to respond to the Indian winter storage preparations, which they thought to be “high-profile” and could considerably improve the Indian troops’ ability to sustain in the harsh climate compared to the year 2020. In particular, India’s airborne insertion exercises conducted in November 2021 at the Eastern Ladakh was seen as a provocation because it drew deployments from different regions of India, and also they were conducted just before the arrival of winter.5 In the Chinese perspective, the exercise showed India’s “persistence to extend confrontation”, and “unwillingness to retreat”.6 However, while undertaking deterrence measures, the Chinese make a distinction regarding the motivation behind the Indian actions, arguing that it has to do with Indian efforts to convey to its domestic audience about its commitment to sovereignty issues (thus rhetorical) than actual security threats emanating from the Chinese side.7
While India had stocked its winter planning supplies in an effort to be better prepared,8 China’s varied winter planning logistics show a broader strategy to gain mastery over high-altitude conditions and increase combat preparedness against India. The expansion of physical infrastructure that can extend its air defence and offensive air strike capability shows increasing willingness to confront the Indian offensive capability across the border.9 Though much of it reflects the PLA’s general approach to stocking and improving its logistics for troops at high-altitude areas, such as North Xinjiang area, 10 the media attention to the Indian side reflects to some extent China’s apprehensions about the Indian border in addition to using it for deterrence signalling. At least, the PLA had assessed that the existing logistics were insufficient to cater to stocking of supplies, mostly learning from their 2020 winter stationing that inadequate winter logistics would hamper the troops to perform their regular activities and would deplete the morale of the border defence troops.
Inadequate winter logistics can lead troops to focus more on surviving the harsh climate rather than defending the border. Similarly, the PLA wants to reduce the troops’ focus on surviving the high-altitude conditions and rather expend their energies on dominating the areas to defend the border against any potential aggression. Therefore, troops merely acclimatising to high-altitude conditions is insufficient, and the PLA augmenting winter logistics is a step towards improved training and patrolling at high-altitude areas, including observing the movements of the adversary. Hence, the PLA’s focus has shifted towards training its border troops in high-altitude regions and station them at high posts, with an emphasis on getting the troops integrated to plateau conditions.
At the Indian border, the winter upgrade and the consequent signaling points to the PLA’s strategy on logistics preparation as a way to maintain advantage and reduce any insufficiencies that could affect its combat readiness. By stressing that logistics is the best way to overcome the winter maladies, the PLA is attempting to draw distinction between its preparations and India’s. As a result, the PLA is making its troops spend much longer time at high-altitude camps now with improved logistics, which they used to avoid earlier. The troops previously only focused on acclimatising to high-altitude conditions, without conditioning their training with the intention of performing combat readiness in those areas.11
Therefore, the airborne exercises and improved winter storage by the Indian army is taken with a more cautious attitude, while the PLA had been ramping up physical infrastructure before the onset of winter. The Chinese PLA believe that they have an advantage in logistics and transportation compared to their Indian counterparts. As a result, they argue that the Indian preparations are ineffective, while the deterrence signalling in contrast acknowledges that the Indian troops in their perception are better prepared than last year. Overall, the purpose of the deterrence signalling in the Chinese view, is to highlight that their resource mobilisation capability exceeds that of India, leading it to maintain advantage at the India–China border. Similarly, the PLA’s exercises and the deterrence signalling are catered towards magnifying the loopholes in India’s logistics and transportation capabilities at the border areas. As of now, the PLA’s strategy is to exploit the gaps in India’s offensive capability at the border and strengthen its logistics and military infrastructure.
Views expressed are of the author and do not necessarily reflect the views of the IDSA or of the Government of India.
Ukraine Crisis and US–Russia Face-off at UN Security Council
Rajeesh Kumar
February 08, 2022
As the emerging Cold War theatrics and veto politics threaten to further paralyse the functioning of UNSC, the Ukraine crisis is unlikely to abate any time soon.
On 31 January 2022, the United Nations Security Council (UNSC) witnessed a fiery session that echoed the Cold War era. The two permanent members of the Security Council, the United States (US) and Russia engaged in a bitter diplomatic brawl over the Ukraine crisis. The US accused Russia of threatening peace and subverting global security by amassing more than 1,00,000 troops on Ukraine’s borders. Calling it baseless and US fearmongering, Russia dismissed the allegations.
Meanwhile, on 1 February, Russia assumed the rotating presidency of the Security Council. The Council is due to discuss Ukraine on 17 February. However, due to the deep divisions between the two veto-wielding members, any promising outcome in the meeting is unlikely. Further, these dynamics would make it difficult for Moscow and Washington to compromise on other issues that need immediate attention. The UNSC is already paralysed by the anti-multilateral policies of the member states and the COVID-19 pandemic.
Security Council Session on Ukraine
The 31 January UNSC meeting on Ukraine was convened at the request of the US. The US had called for an open session to discuss the “threat to international peace and security” posed by the Russian military build-up along Ukraine’s frontiers.1 The US representative to the UN, Linda Thomas-Greenfield, while requesting the meeting, argued that Russia’s move strikes at the heart of the UN Charter. It not only has grave implications for the sovereignty and territorial integrity of Ukraine, but also would be profoundly destabilising for Europe and the broader international community. She added that this is not a moment to wait-and-watch and that Security Council's full attention is needed on this issue.2
Russia strongly opposed a UNSC discussion on the issue stating that “positioning troops within its territory is a domestic matter, not a threat to international peace and security”.3 Russia's First Deputy Permanent Representative to the UN, Dmitry Polyansky, said the US request is a “PR stunt” and shameful for the reputation of the UNSC.4 The Security Council then put the matter to a vote, in which 10 members supported convening the discussion.5 While Russia and China voted against it, India, Gabon and Kenya abstained.
In the subsequent meeting held on 31 January, the US representative Thomas-Greenfield stated that Russia's actions against Ukraine threatened broader European security, and the Security Council has to prevent the conflict rather than address it after it occurs. Citing the examples of past Russian incursions into Crimea, Georgia and the Republic of Moldova, she said that the current crisis constitutes an escalation and shows a pattern of aggression.6 She stated that Russia has assembled a massive military force of more than 1,00,000 troops along Ukraine's border.
The US representative also accused Russia of moving nearly 5,000 troops into the Belarus–Ukraine border. She said that there is evidence that Russia intends to expand this to more than 30,000 troops by early February. Further, she urged the Security Council members to assess Russia’s statements and actions and evaluate the risk of the current crisis and reiterated that “diplomacy will not succeed in an atmosphere of threat and military escalation”. The US delegate added that if Russia further invades Ukraine, the consequences will be horrific.7 Later, President Biden also repeated that in the event of an attack, “Russia will bear the responsibility and face swift and severe consequences.”8
The Russian Permanent Representative Vassily Nebenzia responded that troops have been deployed within the Russian territory, and that it happened on various occasions in the past. Rejecting the US accusations, he asked the US to provide any proof other than the allegations that Russia would invade Ukraine. To establish that the US allegation is fabricated, he cited Washington's previous claim that Iraq possessed weapons of mass destruction at the UNSC. Nebenzia also questioned the figure of 1,00,000 troops, pointing out that Moscow has never confirmed that number and accused the West of “pumping Ukraine full of weapons”. He also accused the US of the 2014 change of government in Ukraine that had driven a pro-Moscow leadership from power and installed “nationalists, radicals, Russophobes and pure Nazis”.9
The Russian representative further stated that the Security Council meeting is ironic “as the US holds the world record for troop deployments outside its borders, and its military adventures have killed hundreds of thousands around the globe”. He added that the Minsk Agreements and the UNSC resolution 2202 should be the basis for the resolution of the Ukrainian crisis. Nebenzia also stated that during its UNSC presidency, Russia plans to hold an annual Security Council discussion on implementing the Minsk agreements on 17 February, and the US can fully express its views.10
India’s Position
For India, the Ukraine crisis is a challenging foreign policy issue. Moscow and Washington are New Delhi's key strategic partners, and abandoning one is not sensible. Though ties between Washington and New Delhi have grown significantly in recent years, New Delhi still maintains a special and privileged friendship with Moscow. Therefore, at the UNSC, India's response to the Ukraine crisis was cautious and that explicitly demonstrated New Delhi's strategic autonomy.
At the UNSC, India's response to the Ukraine crisis was two-fold. First, India abstained from a procedural vote on whether to discuss the situation in the Council. It was a continuation of India's neutral stance on the issue. For instance, in 2014, India abstained from a General Assembly resolution endorsed by Ukraine, the US and the EU, which sought to condemn Russia's annexation of Crimea.
During the UNSC discussion, India's Permanent Representative T. S. Tirumurti stated that “India's interest is in finding a solution that can provide for immediate de-escalation of tensions taking into account the legitimate security interests of all countries”.11 The Indian statement also recognised the security concerns of all sides. Further, there was no mention in the entire statement about the Russian military build-up at the border, which the US and its allies saw as the trigger for the current predicament. Instead, India urged all parties to engage through diplomatic channels and fully implement the Minsk Package. The Indian statement also expressed concerns over more than 20,000 Indian nationals living in Ukraine and noted that New Delhi's utmost priority is their well-being.
Summing Up
On 1 February, Russia took over the Security Council's rotating presidency. Though the UNSC presidency is primarily an administrative role, the president has the authority to schedule meetings, especially emergency meetings. That means no escalation will result in an emergency session of the Security Council this month over Ukraine. Nonetheless, as the Security Council president, Russia has already scheduled a discussion on the implementation of the Minsk agreements. Moscow declared that Washington could fully express its views and concerns over Ukraine during the meeting. However, any promising outcome is unlikely since a simple statement needs consensus support of the 15 members of the Council, and Russia could veto any bid for a resolution.
As stated earlier, the great power clash in the UNSC could also hinder any compromise over other issues that need immediate attention. For instance, in addition to the meeting on Ukraine, in February, UNSC is scheduled to hold several important discussions pertaining to international peace and security, including on Syria, Yemen, Somalia and Sudan. The Council is also expected to renew the Non-Proliferation (1540 Committee) mandate and discuss the general issues relating to sanctions, particularly its humanitarian consequences. However, Russia believes that the 1540 Committee and its Group of Experts should have a limited role. Similarly, sanctions renewals became more contentious recently, and Russia often opposed draft resolutions. A consensus over these issues would be increasingly difficult in the present context.
The deepening divide between the US and Russia would be a significant blow to the functioning of UNSC, which is already paralysed by the COVID-19 pandemic. With Cold War theatrics and veto politics threatening to make a comeback, the Ukraine crisis is unlikely to abate any time soon.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrrikar IDSA or of the Government of India.
4. Dmitry Polyansky, First Deputy Permanent Representative of Russia to the UN, Twitter Post, 28 January 2022, 8:01 PM.
5. Any Security Council member could request a procedural vote for a meeting, and a minimum of nine votes are needed to win such a vote. Nevertheless, permanent members cannot wield their vetoes.
Xi Jinping’s New Year address implicitly underlined his intent of directing China to look inward. While this strategy to turn inward may have been triggered more by domestic exigencies than by external systemic pressure, the implications will be felt both domestically and internationally.
The year 2021 was challenging as well as momentous for China for several reasons. President Xi Jinping virtually re-wrote Chinese history by securing a third term and elevating himself to the stature of Mao Zedong and Deng Xiaoping.1 Meanwhile, the country struggled with slow economic growth2 due to multiple Covid-19 outbreaks, power shortages and regulatory crackdown on multiple sectors, for instance technology, real-estate and education. Likewise at the international level, amidst challenges of international censure over Xinjiang policy3 and worsening bilateral ties with the United States (US), Europe, India, Japan, Australia and Taiwan, China alarmed the world with its advancements in warfare technology by testing hypersonic missiles4 and upholding Chinese political system as a true democracy.5 Against this backdrop, President Xi Jinping’s New Year speech was significant for the insights it offered with regard to the political objectives he aimed to achieve domestically and his vision for 2022.
Xi’s Political Objectives
In Xi Jinping’s perception, legitimacy of the “Party-state” is crucial to the stability of the regime. Therefore, since he came to power in 2012, the major objective which surfaced in his New Year addresses was sustaining a high level of political legitimacy for the “Party-state”.6 To that end, all his previous addresses focused primarily on national rejuvenation being realised by the Communist Party of China (CPC) under his leadership. For instance, the speeches began and delved at length about China’s rapid economic growth, improving living standards, technological scientific advancements, various developmental initiatives launched by the government and China’s increasing international outreach.7 More importantly, the issues were enunciated in a way to underscore the economic and socio-political vibrancy8 brought about by the government. For instance, in the 2020 New Year speech he highlighted that “significant breakthroughs” had been achieved by the state in economic, scientific and technological development due to “steady pursuit of high-quality development” and consequently everything was flourishing across the motherland.9 Similarly, in his 2021 New Year address President Xi emphatically asserted China to be ahead of other great powers in economic recovery from Covid-19. Also, heralding the completion of the 13th Five Year Plan (2016–20) he termed the government’s endeavours as aimed at implementing “high-quality development”.10 Also, in his 2020 and 2021 speeches,11 President Xi went a step ahead to create a sense of familial bond with the Party whereby he added personal accounts of inspection of developmental work and interaction with people regarding CPC’s success in eradicating extreme poverty and establishing a moderately prosperous society.12
Likewise, in the 2022 New Year address, bolstering the Party’s image as the best institution to govern remained the primary focus.13 It is noteworthy that in Chinese political system, performance legitimacy in terms of achieving economic targets and strengthening national power is seen as a crucial means to maintain monopoly of power and Xi himself has relied on this to consolidate popular support.14 However, this year as the government itself refrained from setting an economic target in view of mounting economic uncertainties, Xi steered clear of any elaboration on China’s GDP or its economic growth. Instead, in a very veiled manner he sought to allude fears of an intensifying economic slowdown and reassure the nation about his and the Party’s resolve to tackle economic challenges.15 He began his address by stating that China was set to achieve the Second Centenary Goal16 of building a modern socialist country and that it was “developing rapidly with each passing day”. Conveying the government’s resolve, Xi recalled that the Party had an extraordinary journey in leading the Chinese people and scored “spectacular, epoch-making achievements in the past century”, and that CPC’s 100-year achievements and experience were a source of motivation and inspiration. Furthermore, highlighting CPC’s success in delivering a moderately prosperous society, he mentioned that in future the Party will focus on “long-term perspective, remain mindful of potential risks, maintain strategic focus and determination” to rejuvenate the nation. To enhance his image as a mass leader, Xi added that he cared about people’s concerns and strived for their aspirations.17 It was evident from the address that he not only tried to impress upon the Chinese people the centrality of CPC to Chinese polity, but also project the party as the primary engine for China’s socio-economic growth and development.
Reading the Tea-leaves
The focus on the party’s importance and achievements is hardly surprising if seen in the context of Xi seeking a third term. It is regarding Xi’s vision for the New Year that the address was particularly instructive. The address implicitly underlined his intent of directing China to look inward. Instances like tight border controls, calls for strengthening domestic socio-economic foundation, cutting down reliance on foreign technologies and imports had already created speculations about China preparing to isolate itself from the international community. The address reinforced the notion of insular attitude18 that Xi is likely to follow. The entire address pivoted on China’s domestic issues with scant reference to its foreign relations. Also, he declared that the Party should always remain “true to the original aspiration” of bringing about the rejuvenation of the nation and called for “vigorous and determined endeavour to fulfil their responsibility to history”.19 These statements combined with lack of reference to prospects of China’s further opening up or structural reforms20 underlined the shift to gravitate inwards.
Although fears of China decoupling from the rest of the world in the long run could be overblown. However, given the launch of the 14th Five Year Plan, turning inward could be a viable short-term strategy to shield against increasing international hostility while simultaneously pursuing its own path of building socialism with Chinese characteristics.21 In Xi’s understanding, a closed nationalist outlook will not only divert domestic attention away from the critical international opinion but also lead people to embrace the policy goals set by the Party.22 Moreover, before the 20th Party Congress which is likely to pave way for Xi’s third term, this phase could be used to further consolidate his hold on the Party elites and by extension on the country’s economic and social life.
Implications for China and International Community
Xi Jinping’s strategy to turn inward perhaps is triggered more by domestic exigencies than by external systemic pressure. However, the implications will be felt both domestically and internationally. On the domestic front, more stringent curbs on expression of public opinion (especially on any perceived dissent), greater internal oversight to make party cadres and private corporations adhere to the party line and nurture of party-centric nationalism, could be seen. Reportedly a communique recently released following the plenary session of China’s top anti-graft group stated that the Party will investigate disorderly expansion of capital, platform monopolies and will show “no mercy” to punish corruption, factionalism and interest groups within the Party.23 In effect, there will be more concerted efforts to curtail the influence of non-governmental entities to enable CPC to dictate the terms of business.24
Similarly, the international community and especially China’s neighbours should be prepared to deal with a more aggressive and assertive China. A major strategic implication of turning inward would be a shift to a more muscular foreign policy where Beijing could demonstrate willingness to use force in defending its perceived core national interests in the Indo-Pacific and territorial disputes. The reason simply being that Xi Jinping will be keen to project a masochist image at both home and abroad, which means that while adopting strident policies on domestic issues, the government will be determined not to appear weak in its international dealings. More importantly, due to the “dual circulation policy”25 which emphasises greater self-reliance, access to Chinese markets might become limited. Speculations are rife amongst the European business community that China could be relatively less welcoming to foreign tech and digital companies.26
President Xi Jinping’s 2022 New Year address offered just a glimpse of the policy changes that will be instituted in the New Year. The changes as they unfold will carry special significance for India due to the unresolved border dispute, overlapping geopolitical interests and economic interdependence. While post Galwan Valley crisis India hardened its strategic posture vis-à-vis China, the incoming uncertainties will necessitate New Delhi to further calibrate its China policy. First, New Delhi can capitalise on this evolving situation to attract foreign businesses exiting27 China by re-structuring its administrative and regulatory hurdles.28 Second, New Delhi should seek to diversify the China exposure by searching for alternative destination for imports, supply chain and fundraising29 and lastly strengthen its strategic partnerships with the US, Japan, European Union (EU) and Southeast Asian countries to better manage Chinese assertiveness on its frontiers and in the maritime domain.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrrikar IDSA or of the Government of India.
16. In 2012, when Xi Jinping assumed power, he laid out Two Centenary Goals: first is to establish a moderately prosperous society by 2021, and second is to build China into a modern socialist country in all respects by 2049. For more details, see Lu Ding, “China’s ‘Two Centenary Goals’: Progress and Challenge”, East Asian Policy, Vol. 8, No. 2, pp. 79–93, April 2016.
The debate and discussion about the AFSPA should attempt to find what led to the employment of the army in the first place. The answers might offer solutions to the entire problem.
A recent military operation, involving one of the most elite and battle-hardened units of the Indian Army, led to the killing of coal mine workers in Oting in Mon District of Nagaland in December 2021. This incident led to a spiralling of violence that led to more deaths, and anger and distrust among the local population, furthering the divide with the security forces operating in the region. This once again brought into crosshairs the Armed Forces [Special Powers] Act (AFSPA), 1958 and its continued applicability stretching over decades in several states of the Northeast.
The AFSPA is a successor albeit with cosmetic changes to the Armed Forces [Special Powers] Ordinance of 1942, which was enacted by the British to quell the Quit India Movement. Independent India promulgated the AFSPA in September 1958 to quell the disturbance in north-eastern states.1
The Oting incident has disturbed the equilibrium of fragile peace in a region beset by violence for several decades. Unfortunately, the politics that follows such incidents loses sight of what made the army’s presence there necessary in the first place. Most insurgencies are born primarily due to genuine grievances that follow the flawed development framework applied to areas, often accompanied by poor or corrupt governance and administration. Insurgent leaders step in when the state fails; though they cannot replace the state, they often function in lieu of legitimate power through fear and coercion. Even when the insurgent forces have lost their appeal and legitimacy, having no real vision and purpose, beset by internal power struggles, they continue to pose threat to peace, because the state fails to address the governance deficits. Very often, the state takes the easier recourse of adopting a law-and-order approach to addressing the insurgencies. They declare an area as ‘disturbed’, thereby enhancing military and paramilitary presence, and in doing so further antagonise the local population, already caught between the combined and competing might of state and non-state forces. The unreasonably prolonged deployment of the army and the enforcement of the AFSPA has not resulted in the resolution of insurgencies in the Northeast. It only shows the continued failure of the political process in the affected states.
Employing the army in counter-insurgency operations is different from conventional military operations as the former involves a change in thinking, where preserving civilian life and infrastructure is considered more important than preserving the security forces and their resources. The key point here is that all citizens of the country are equal before the law and that in no way one innocent human life can be considered less precious than that of a soldier.
To begin with, the type of weapons that can be used in war cannot be used in counter-insurgency operations. There has to be a greater reliance on non-lethal arms and other methods that can temporarily disable or incapacitate the potential opponents rather than killing them. In counter-insurgency operations, it is believed that one innocent civilian’s death creates 10 new insurgents. The insurgent leaders lose no chance to demonise the security forces and establish their role and legitimacy in the fight against perceived ‘oppression’. In a counter-insurgency, the psy-ops and social media also play a great role in wearing out the opposing forces and discrediting their ideology. It should also be understood that there is a lot of relentless, long-term stress faced both by the armed forces and by the civilians in a counter-insurgency environment. These operations often take place in a territory that is alien to the soldiers and their presence could be portrayed as an intrusion.
The prolonged application of AFSPA by the Government has not helped in building the democratic narrative in the affected region in the long run. Continuing with this act with cosmetic changes does not augur well for the truly democratic credentials of the country where every human life counts. In situations where employment of armed forces become imperative, there is a need to integrate the civilian and military forces towards the objective of restoring the primacy of rule of law. The end state of any well-meaning counter-insurgency campaign should boil down to establishing the legitimacy and authority of the government, whereby the affected population is convinced that its interests are better served by working with the government and within the existing system. The aim should be to facilitate the earliest return to a political process, with de-escalation holding out greater value than the continuation of the conflict.
To accomplish this, the state should exhaust all non-military options before requesting for the deployment of the armed forces. Importantly, such armed interventions must also have an end state―in the form of sunset clauses, which demand regular reviews and an appraisal of the deployment. It is therefore important that while the armed forces are deployed, all possible channels of communication with the affected population, the ones actually suffering because of heightened security measures, are kept open. There also has to be a mechanism whereby the local authorities are able to respond to genuine hardships and grievances of the affected population. Unfortunately, more often than not, the local administration goes into hibernation once the armed forces have been deployed, abdicating their primary responsibility towards the civilian population. Keeping the affected population out of the calculus would only be counter-productive. To make the continued deployment of the army more effective and legitimate at the local level, it must be carried out in consultation with the local authorities to the extent possible, instead of making it appear like a central government agenda. The insurgents depend on the local support for their sustenance, and without it, they are like fish out of water. Making the local population aware of the need for induction of the armed forces and making local authorities responsible and accountable would be the true test of democracy.
When mistakes happen, it is important to fix responsibility. There has to be a lesson learning centre so that past mistakes are not repeated and successes can be replicated. Making the armed forces villain in the narrative would be akin to what Pontius Pilate, the Roman Governor of Judea did at the crucifixion of Christ. As the Governor of Judea, he had the power to restore order and punish wrongdoers. Instead of taking the recourse to law, he did a symbolic act of washing his hands claiming no personal responsibility, thereby shifting the entire blame for the crucifixion of Jesus to the Jews. Those responsible for addressing the grievances of the affected population should refrain from doing that. Instead, the focus of debate and discussion should shiftfrom merely treating the side-effects of an attempted cure to finding what caused the disease in the first place. It might offer solutions to the entire problem.
Views expressed are of the author and do not necessarily reflect the views of the MP-IDSA or of the Government of India.
The recent Houthi attacks on the UAE have widened the ambit of the ongoing war in Yemen, and are likely to prolong the instability in and around Yemen and hinder the regional and international efforts towards establishing peace in the country.
On 17 January 2022, the Houthis of Yemen carried out attacks on the United Arab Emirates (UAE) using ballistic missiles, cruise missiles and drones, hitting the state-owned Abu Dhabi National Oil Company (ADNOC) oil tankers in Abu Dhabi and a construction site at the Abu Dhabi International Airport. Three people, including two Indian nationals, were killed and some others were injured in the attacks. The attacks provoked a strong response from the Saudi-led military coalition on the Houthis in the Yemeni capital Saana. Another ballistic missile attack on the UAE by the Houthis happened on 24 January, which was intercepted and destroyed by the Emirati air defence around Abu Dhabi. In response, the coalition forces launched a counter-attack and destroyed a Houthi missile launcher Al Jawf in Yemen. The UAE also claimed that it intercepted and destroyed another Houthi missile on 31 January, when the Israeli President Issac Herzog was on the first-ever visit to the country, taking place in the aftermath of the Abraham Accords signed in September 2020.
There are several reasons why Houthis are targeting the UAE. First, the UAE supports the internationally recognised government of President Abd Raboo Mansour Hadi in Yemen and wants the Houthis to leave capital Saana in order to restore peace and stability in the country. The UAE urges a political resolution of the Yemeni crisis on the basis of the Gulf Cooperation Council (GCC) initiative and its implementation mechanism, as well as the United Nations Security Council (UNSC) resolution 2216 of 2015.1 The UAE has been a major partner in the Saudi-led military coalition that is undertaking military operations against the Houthis.
Second, in southern Yemen, the UAE has supported the secessionist movement known as the Southern Transitional Council (STC), which demands autonomy in the south and resists the Houthi advances to the region. Besides, the UAE has been supporting the Giants Brigade—a powerful armed group in the south—which has been a crucial force fighting against the Houthis and has recently taken over several territories in strategically important Shabwa and Marib governorates from the Houthis.2 The UAE’s backing of the forces in the south makes the country a natural target of the Houthis.
Third, the UAE has strategic and maritime interests in the Gulf of Aden, Strait of Bab el Mandab and the Horn of Africa. The area around the island of Socotra in the Gulf of Aden is of particular importance to the UAE, as it wants maritime security and freedom of navigation in the crucial waterways. Operating from Yemen, the Houthis have attacked ships and oil tankers of different countries, which has made the UAE wary about the maritime security in the area. On 2 January 2022, a UAE-flagged ship named ‘Rwabee’ was seized by the Houthis. The UAE, therefore, wants the Saudi-led coalition to ensure the security of strategic waterways in the region.
The 17 January attack has further exposed the security vulnerabilities of both Saudi Arabia and the UAE. The drones and missiles launched from Yemen not only successfully hit the targets deep inside the UAE, violating the airspace of Saudi Arabia and the UAE but also went undetected for hundreds of kilometres.
Till now, Saudi Arabia has been the principal target of the Houthis as the latter have launched cross-border attacks using drones and missiles targeting several key infrastructures including oil facilities and airports in Saudi Arabia. Targeting the UAE at the same time further intensifies and widens the conflict. Though the UAE has been participating in the military campaign against the Houthis, it did not face any direct military attack from them as it probably has the advantage of physical distance from Yemen, which has now been breached.
The Houthi attacks on Abu Dhabi come at a time when there is considerable progress in dialogue between Iran and the UAE. The UAE had withdrawn its envoy from Tehran in 2016 expressing solidarity with Saudi Arabia after the latter’s embassy and consulate were attacked in Iran by the protesters. Recently, the UAE and Iran have started official-level talks in order to revive their relationship. In December 2021, the Emirati National Security Adviser Sheikh Tahnoon bin Zayed Al Nahyan visited Iran and held talks with Iranian President Ebrahim Raisi.3 Earlier, in November, Iran’s Deputy Foreign Minister Ali Bagheri Kani visited the UAE and met high-level officials before the start of the fresh round of talks on the revival of the Joint Comprehensive Plan of Action (JCPOA) in Vienna, and agreed to “open a new chapter” in their bilateral relations.4 These two recent visits were expected to revive the strained relationship between the two countries, but the recent attacks on Abu Dhabi has further complicated the situation. Several rounds of talks have also taken place between Saudi Arabia and Iran in order to ease the tension; and it is believed that the situation in Yemen is a key issue of discussion between the two countries. The Abu Dhabi attacks may hamper the Saudi–Iran and UAE–Iran talks which are still at a nascent stage.
The UN Security Council, in which the UAE is a non-permanent member for the 2022–23 term, has called it a terrorist attack and has unanimously condemned the attack. The UAE has also appealed to the US—of which the UAE is a key regional ally—to re-designate the Houthis as a terrorist organisation. Former President Donald Trump’s January 2021 order designating the Houthis as a terrorist organisation was revoked by President Joe Biden in February 2021. After the attacks, the US reiterated its commitment towards the security of the UAE. There are also reports suggesting that it is considering re-designating the Houthis as a terrorist group.5 To support the UAE against the Houthi attacks, the US also announced to send the guided missile destroyer USS Cole to help the UAE Navy, to deploy 5th Generation Fighter aircrafts to the region and collaborating on the air defence with the UAE.
The Houthi attacks on the UAE have widened the ambit of the ongoing war in Yemen. Such violent escalation, even after seven years of the war, has the potential to further intensify the involvement of the regional players. This will prolong the instability in and around Yemen and hinder the regional and international efforts towards establishing peace in the country.
Views expressed are of the author and do not necessarily reflect the views of the MP-IDSA or of the Government of India.
Tonga Calamity: Impact of Natural Disasters on Submarine Cables
Krutika Patil
February 01, 2022
The recent eruption of the submarine volcano and the resultant shutdown of Tonga’s telecommunication, has cast light on the impact of natural disasters on the global communication systems, especially in the tiny and distant islands.
Tonga, an archipelago situated along the series of fault lines called the ‘Ring of Fire’ in the Pacific region, is quite prone to earthquakes and volcanic activities. On 15 January 2022, the Hunga Tonga–Hunga Ha’apai volcano, which is 65 kms north of Tonga, erupted underwater and led to a cascading tsunami that hit the main island, affecting around 1,00,000 people. Waves up to 4 feet, ash, and clouds of sulfur dioxide engulfed the region.1 The intensity of the shock waves and tsunami was so high that they were felt and detected not only in the Pacific but also in the Mediterranean, Caribbean and Atlantic regions. Scientists have confirmed that a wave like this affecting the entire globe was last observed 20 years ago.2
This virulent volcanic eruption and one of its offset processes (tsunami, water currents, or underwater landslide) snapped the only 827-km-long optical fibre cable that connects Tonga with the rest of the world. This shut down Tonga’s telecommunication with slight clarity on the extent of damage in Tonga.3 Although some of the internal communication and power have been restored, the cable can't be repaired for at least two weeks due to more anticipated eruptions. New Zealand and Australia sent surveillance flights to assess the destruction and are also assisting Tonga with satellite calls.
The cable seems to have been damaged about 37 km and 47 km away from Nuku’alofa, Tonga’s capital, after which it went into ‘single-end feed’, indicating that power was coming only from Fiji’s side. As shown in Map 1, Tonga is connected to the rest of the world through a US$ 32 million, 3,500 m deep fibre-optic cable that comes through Fiji and is part of 19 submarine cables that spread across the Southern Pacific region. This cable was laid in 2013 through a joint project by World Bank and Asian Development Bank.4 This is not the first time the Tongan cable has broken. A similar mishap happened in 2019 and it took around two weeks to repair the cable again. However, the solution is not simply to add another submarine cable as the position of Tonga is such that the laying of the second cable will also have to be on the same side.5 The Tongan misfortune has cast light on the impact of natural disasters on the global communication systems, especially in the tiny and distant islands. How fragile is the submarine cable system that is responsible for 97 per cent of overseas communication?6 How vulnerable to damage are India’s undersea cables to natural disasters? Is the intensity of such disasters and the possible damage to the global telecommunication system quantifiable? What are the alternatives to submarine cables? The threat to such critical global infrastructure needs a thorough examination.
Submarine Cables: Significance and Challenges
Submarine cables or underwater sea cables are optical fibre cables that are laid on the seabed using ships and connect landing ports. In these fibre-optic cables, data transmission happens through light waves being fired at rapid rates using a thick glass fibre between multiple transmitters, repeaters and receivers. The submarine cables have been in use for 150 years (although the transmission technologies have changed). The first commercial cable was laid in 1850 between England and France by the English Channel Submarine Telegraph Company followed by the laying of the first trans-Pacific cable in 1902 between mainland United States and Hawaii.7 Currently, there are around 436 submarine cables across the globe crisscrossing around 1.3 million km.8 The financial transactions amount to around US$ 10 trillion daily through these networks of cables.9 These cables are owned by consortium telecoms firms that manufacture, deploy and maintain submarine cables and can be state-owned, private or with joint rights. Major tech companies like Amazon, Google, Meta (previously Facebook) and Microsoft are active parties in these consortiums due to their reliance on the Internet and cloud computing. In terms of international laws protecting submarine cables, the existing UN Convention on the Law of the Sea has been neglected and needs sustained international cooperation. An absence of a robust evaluation mechanism of the threats to the submarine cables has put the critical global infrastructure at significant risk.10
The major risks to undersea submarines are natural disasters and man-made activities that can be accidental or intentional. On an average, there are 100 cable faults every year and most accidents happen due to natural disasters, fish trawlers and ship anchors rather than terrorist attacks. There have been at least two instances of terrorist attacks on submarine cables: (1) in 2008, when terrorists cut off three undersea cables causing massive internet outage in Egypt; and (2) attack on Philippines cables in 2010.11 Instances of aquatic life damaging these cables are also quite rare and natural causes for such faults only account for 10 per cent of the total cases.12 Unintentional human mistakes due to ships and fishing vessels' anchors cause two-thirds of all cable mishaps.13 The International Cable Protection Committee has issued guidelines and a manual to mitigate these human errors. Although these cables are of utmost significance for a major chunk of communication and connectivity, the positioning of these networks is highly unstable. The cables are laid at the shortest distance to save costs and are placed on routes that facilitate mobility, i.e., the “choke points” and narrow passages, for example, the Sundra Strait, Hawaiian Islands, Guam and the Suez Canal. Not only are these locations more prone to man-made accidents, but they are also active volcano zones that lead to earthquakes, underwater landslides and tsunamis causing damage to the undersea cables.14 Some instances of submarine cables fault due to natural disasters are: (1) 2006 earthquake in Taiwan, Hong Kong, China and Southeast Asia; (2) 2011 earthquake and tsunami in Japan; (3) 2015 typhoon in Mariana Island;15 and (4) 2022 volcano eruption and tsunami in Tonga.
As shown in Map 2, India is connected to many submarine cables compared to Tonga’s one cable. The cables are clustered and connected to landing stations. India has five landing stations located at Mumbai, Cochin, Trivandrum, Tuticorin and Chennai, which provide connectivity to the entire nation. Further, Mumbai is connected to eleven cables, making it the busiest station, followed by Chennai with seven cables, Cochin with two, and Trivandrum and Tuticorin with one each.16 Hence, a situation like Tonga is very unlikely to happen to India unless we witness an extinction-level catastrophe, although, in 2008, due to an undersea cable fault along the coast of Alexandria, parts of Egypt, Pakistan, Kuwait and India were left dark for some time.17 Nonetheless, India should have submarine cables protection and alternatives protocol and mechanism in place, especially since Pakistan in its National Security Policy 2022–26 has already emphasised the importance of undersea cables by asserting that:
“The Indian Ocean is fast becoming a space for contestation. The self-professed role of any one country as a so-called net-security provider in the wider Indian Ocean would affect the region’s security and economic interests negatively. Multi-directional challenges in the maritime domain include cyber intrusion and surveillance of our sea lines of communication along the Indian Ocean, among others.”18
Conclusion
Whilst submarine cables are vulnerable to natural disasters, replacing this critical global infrastructure with other alternatives isn't prudent. Supplementing undersea cables with other systems like Satellite Communication and Underwater Wireless Communication (UWC) is the key to mitigating submarine cable-related losses. UWC that employ 5G wireless networking technique to support radio frequency, acoustic and optical signal carrier will play a significant role in ‘observation of marine life, water pollution, oil and gas rig exploration, surveillance of natural disasters, naval tactical operations for coastal securities and to observe the changes in the underwater environment’ with the proliferation of the Internet of Underwater Things (IoUT).19 Similarly, satellite communication is great for distant locations and data distribution frequency, however, both of these methods are insufficient to accommodate our communication needs. Optical fibre cables transmit a lot of data at a lower price and with high reliability due to their higher bandwidth capacity. Additionally, these cables have great potential of acting as a network of sensors worldwide to detect and monitor earthquakes and tsunamis.20 Innovative approaches can be utilised to repair undersea cables instead of using ships that delay the process. Using Autonomous Underwater Vehicles is a faster, cheaper and safer way to fix the cables. In other words, submarine cables are indispensable.
Views expressed are of the author and do not necessarily reflect the views of the MP-IDSA or of the Government of India.
P-5 Joint Nuclear Statement: Much Ado about Nothing?
Rajiv Nayan
January 31, 2022
The recently issued joint statement by P-5 countries on preventing nuclear war and avoiding arms race, does not seem to go beyond the routine statements made in the past. The NPT member countries demanding concrete steps on nuclear disarmament will have to wait for more time.
On 3 January 2022, all the five permanent members (P-5) of the United Nations Security Council (UNSC) issued a joint statement on preventing nuclear war and avoiding arms race.1 Incidentally, these five countries are also the nuclear weapon countries recognised by the Nuclear Non-Proliferation Treaty (NPT), which has divided the world into Nuclear Weapons States and Non-Nuclear Weapons States on the basis of a cut-off date. Interestingly, this short statement comprising just five paragraphs, has been received with a high degree of pessimism as well as with an equally pitched elation and optimism. Some bizarre analyses have also been seen, especially in the Chinese media.2
The joint statement seems to have been issued to reassure the world and address the concerns raised by the NPT members, which have been demanding commitment to the grand bargain, especially on nuclear disarmament. Is there anything new in this statement? By now, many have expressed that there is nothing new, including the much-quoted statement: “a nuclear war cannot be won and must never be fought.”3 This statement was made in 1985 in the dying years of the Cold War4, between Soviet Union and the US, and was reiterated a few times during the post-Cold War period and continues to be used in the 21st century as well.5 The recent P-5 statement seems to have made it multilateral, but without adding anything new to the original statement.
Three of the P-5 countries are members of the North Atlantic Treaty Organization (NATO). US has been directing the philosophy of the alliance. The United Kingdom (UK) and France, generally, supported the core nuclear issues of the NATO-led by the US. China, which was close to both socialist and capitalist blocs during the Cold War, is now trying to emerge as an atypical actor of the global nuclear system. Its nuclear stockpile is growing and so is its aggressive behaviour. All the arms control efforts by Russia and the US would be meaningless if China is not a part of it.
It is worth noting that on 4 January 2022, the spokesperson of the Chinese Ministry of Foreign Affairs added to the P-5 statement: “China has been advocating the principle that a nuclear war cannot be won and must never be fought. It effectively steered the five States toward joint actions.”6 Thus, at least, in principle, this multilateralisation of the adage is not new even for China. It means that all, in principle, believed the adage even before the 3 January statement.
In fact, the 1985 statement was a reflection of the changing world and nuclear orders, where the superpowers wanted to shed the baggage of the Cold War. It was issued when the Soviet Union was doing perestroika and pursuing glasnost. The point to note is that the strategic environment is not the same in 2022. In Europe, NATO and Russia are at loggerheads over Ukraine. China’s aggressive behaviour is creating a warlike situation in the entire Asia.
The Cold War and the Soviet Union both disappeared, but nuclear weapons have existed all along. The Soviet nuclear weapons became the Russian nuclear weapons. Other former Soviet Union countries transferred their nuclear weapons to the nuclear successor of the Soviet Union. Some unnecessary weapons were discarded. Some nuclear warheads were dismantled but fissile materials were preserved. Arms control sustained the nuclear force structure.
Quite significantly, after the Hiroshima and Nagasaki bombings, nuclear weapon was never used, and in fact, even in the Second World War, it was a case of nuclear use, not war. The US used nuclear weapons, and as the opponent did not have the nuclear weapon, it only bore the consequences. The increasing nuclearisation of the world made it clear that the consequences of a nuclear use could not be one-sided. Two or more nuclear adversaries may have to share the cost and perils of nuclear use or war.
That ‘nuclear use would have far-reaching consequences’7 is a realisation of all the P-5 countries for a long period, and statements have been issued from time to time. Even the outcome document8 of 2010 NPT Review Conference (RevCon), in which P-5 countries as members had participated, underlined the fact. However, this realisation has not resulted in any action towards eliminating nuclear weapons. P-5 countries, by and large, stayed away from the three conferences to discuss Humanitarian ImpactofNuclear Weapons. Only in the last meeting, the US and the UK participated, but did not sign the pledge issued in that conference relating to humanitarian consequences of nuclear weapons.
In reality, we may agree that nuclear taboo has been existing since the last use of nuclear weapons. There were some instances, in which the possibility of nuclear exchange had increased. Basically, the idea that nuclear weapon is not an ordinary weapon prevented a war/nuclear exchange. Quite significantly, even when the nuclear weapons countries did not expect any reprisal, they still abstained from the use of nuclear weapons. The P-5 joint statement has basically reiterated the already existing norm against the use of nuclear weapons.
Unfortunately, other than declaratory statements, the P-5 countries have failed the international community in taking this norm to the higher level. China is the only P-5 country that has a declared No First Use (NFU) policy, though an element of uncertainty as well as credibility clouds the Chinese NFU declaration. In 1993, Russia abandoned the 1982 Brezhnev NFU doctrine. The US has been debating but multiple factors are hindering the way to adopt the NFU. For the other two countries, NFU is hardly an issue.
The most significant part of the statement was actually in the fourth paragraph, which mentions: “We reiterate the validity of our previous statements on de-targeting, reaffirming that none of our nuclear weapons are targeted at each other or at any other State.”9 The P-5 should consolidate it and start making a move towards NFU. In the press conference of the Chinese Ministry of Foreign Affairs, held on 4 January 2022, China took the credit for inclusion of this part in the statement.10 In the transition period, they can have an arrangement similar to 1925 Geneva Protocol. For the purpose, other nuclear weapons countries, which are not members of the NPT, may also be approached.
However, the most disappointing part of the statement was: “we also affirm that nuclear weapons—for as long as they continue to exist—should serve defensive purposes, deter aggression, and prevent war. We believe strongly that the further spread of such weapons must be prevented.”11 This is a status-quoist statement, which, too, is made too frequently by all the nuclear weapons countries in order to perpetuate their nuclear arsenals. For a long period, the bewildered world is asking the question: who will make the first move?
China is complicating the puzzle further. This is the first and only P-5 country which has not declared its nuclear arsenals. The way it is aggressively modernising its military, including nuclear, has left the whole world except a few countries such as Pakistan and North Korea extremely worried. Yet, China seeks a refuge in the large arsenals of Russia and the US. Eventually, defence and deterrence are nothing but tools to perpetuate the nuclear weapons oligopoly of P-5 countries.
The last three paragraphs of the P-5 statement are equally unexciting. The pledge of the five countries to their bilateral and multilateral non-proliferation, disarmament, and arms control agreements and commitments, including to the Article VI is also not new. The looming nuclear threat seems to be the overarching issue, which the P-5 countries intend to address; therefore, the statement also gives space for averting unauthorised or unintended use of nuclear weapons.
Just a few weeks after the statement, the world watched its futility on almost all fronts. The trust deficit continues. On 21 January 2022, China attacked12 the US–Japan joint statement of 20 January 202213 in which both countries expressed concern over continuing growth of the Chinese nuclear capabilities. In the 20 January statement, Japan and the US had merely appealed to China “to contribute to arrangements that reduce nuclear risks, increase transparency, and advance nuclear disarmament.”14
Similarly, on 21 January 2022, China expressed concern15 about the notice issued in the US Federal Register the same day, which imposed sanctions on three Chinese entities for two years. These entities are: (i) China Aerospace Science and Technology Corporation (CASC) First Academy; (ii) China Aerospace Science and Industry Corporation (CASIC) Fourth Academy; and (iii) Poly Technologies Incorporated (PTI), and their sub-units and successors.16 However, this shows that the proliferation behaviour of China has remained unchanged, and a long paragraph in the P-5 joint statement on non-proliferation eludes the stark reality reflected in the China-led proliferation network.
Then comes the final question: How should the P-5 statement be treated? Of course, there is no harm in an appearance of such statements when the world is experiencing a paradoxical situation. Covid-19 as a universal enemy is wreaking havoc virtually indiscriminately, yet the P-5 countries are involved in the tension in Asia and Europe. The anxious world overreacted with a glimmer of hope. It does not realise that the hope or optimism will be dashed in almost no time.
The statement, by and large, has not gone beyond the routine or ritual statements made by the all the P-5 countries on different occasions and on different platforms. The NPT member countries demanding some concrete steps on nuclear disarmament may have to wait and be content with this kind of statement. In all likelihood, the P-5 is not going to announce anything substantial on nuclear disarmament when the postponed NPT RevCon is held in August 2022.17
On other issues, the P-5 countries need to show some progress and provide a road-map to the world. It is difficult to expect doctrinal changes in the near future. China will continue its nuclear modernisation and proliferation behaviour, and at the same time, it will continue to talk about NFU and project itself as an important stakeholder of the global nuclear system and order. P-5 countries are showing some seriousness regarding nuclear risk, including accidental and unauthorised nuclear use. They have submitted some working papers over the years. We may hope a couple of measures on this front.
Views expressed are of the author and do not necessarily reflect the views of the MP-IDSA or of the Government of India.
Cyberconflict in Ukraine has become normalised in that it is focused, there is no lasting damage, and it effectively conveys a sense of helplessness to the affected government and population. At the same time, it signals to other governments that they are not impervious to such attacks.
Cyberattacks are not new to Ukraine. They have been part and parcel of its conflict with Russia from the first crisis in 2017, with the ebb and flow of such attacks in sync with escalation in the border conflict. The current crisis has been no different with the initiation of the crisis itself being marked by an escalation in the intensity of these attacks. They have largely taken the form of distributed denial of service (DDoS) attacks which are designed to take critical websites offline through a virtual cyber bombardment as well as implanting malware disguised as ransomware on sites and taking them offline (See Fig. 1).
Source: Bill Toulas, “Multiple Ukrainian Government Websites Hacked and Defaced”, BleepingComputer.com, 14 January 2022.
The first ransomware attacks using a hitherto unknown malware, WhisperGate, was reported on 14 January 2022 and has continued ever since, with the most recent attacks having taken the websites of the Ministry of Defence and two banks offline.1 Australia, along with the United Kingdom and the United States publicly attributed these attacks to the Russian Main Intelligence Directorate (GRU).2 For its part, Russia has consistently denied that cyberattack has emanated from its territory.3
Agencies in other countries that are involved in the conflict like the United States (US) have also issued advisories to the effect that cyberattacks may be expected whether or not the conflict escalates. The international community and cybersecurity professionals, in particular, would have unpleasant memories about the last time conflict escalation took place in Ukraine with concomitant cyberattacks using the NotPetya malware which, though targeted at Ukrainian entities, subsequently escaped into the wild and resulted in a cumulative loss of US$ 14 billion to governments and businesses worldwide. Thus, this is an issue that concerns not just the immediate parties affected, but the international community as a whole.
The first reports of cyberattacks in Ukraine appeared on 14 January and this took the form of website defacements of government agencies and the destruction of data using wiper software. Called WhisperGate by Microsoft researchers, the malware bore resemblance to the NotPetya malware used in the 2017 cyberattacks on Ukraine, but “with added functionalities”. These additional functionalities were added to overcome any new protections that had been built into systems following the earlier attacks. According to CISCO security researchers, the attackers were advanced persistent threat (APT) actors, probably present for months or years in these systems which they would have accessed through credentials obtained through spear-phishing.4 Like the NotPetya malware, WhisperGate also masquerades as ransomware, with a fake ransom note warning that the user’s hard drive had been corrupted and would be restored only on payment of US$ 10,000 via bitcoin.
Depending on whether the crisis escalates or tapers down, this is only the first salvo in a scenario where subsequent attacks could be carried out on critical services such as electricity, transportation, finance, and telecommunications. The North Atlantic Treaty Organization (NATO), the security treaty organisation at the centre of Russia’s disenchantment with Ukraine, signed an agreement in January to deepen technical and military cyber cooperation, “including Ukrainian access to NATO’s malware information sharing platform”.5 Ukraine was subjected to more than 2,88,000 cyberattacks in the first 10 months of 2021.6 While almost all countries are subjected to cyberattacks, these are of a completely different magnitude comprising both attacks on critical infrastructure as well as disinformation campaigns designed to reduce the trust of the general population in these systems and the government.
With the US and European countries threatening sanctions against Russia, there is a justified concern that these attacks would be directed against those countries as well. Many countries, including Poland, Lithuania, the UK, and the US have issued advisories. A detailed advisory jointly brought out by the Cybersecurity and Infrastructure Security Agency (CISA), Federal Bureau of Investigation (FBI), and National Security Agency (NSA) on 11 January detailed the steps various organisations could take to heighten their security posture and protect their critical assets.7 Organisations were also urged to lower their thresholds for reporting suspicious cyber activity to government agencies in subsequent advisories. The White House, while downplaying the possibility of imminent cyber strikes on the US, said: “We have a range of tools at our disposal to use and react–in reaction, and the President reserves the right to do that”.8 In a similar vein, the UK also warned Russia that it was prepared to make retaliatory cyberattacks if British computer networks were threatened.9
Unlike the attacks of 2017 which spread havoc worldwide, the perpetrators this time around have learnt from 2017 and ensured that they remain localised to Ukraine.10 Cybersecurity providers and software companies are also seemingly ahead of the problem and putting out advisories and issuing patches at a faster rate. Cyberattacks in this conflict, in a sense, has become normalised in that they are more focused, there is no lasting damage, and it only serves to convey a sense of impotence and helplessness to the affected government and population. At the same time, it also signals to other governments that they are also not impervious to such attacks. As noted by a senior American politician recently, the US does not have the luxury of two oceans serving as natural barriers in cyberspace and will have to take the cyberthreat seriously. However, the US does have the heft to deter more severe attacks by virtue of its own capabilities, and to sanction and prosecute individuals identified as perpetrators of less severe attacks, as it has done, in a number of cases.11 This, though, does not seem to have had much effect on containing low-level cyberattacks and intrusions.
Ironically enough, Russia has been at the forefront of multilateral processes at the United Nations to secure cyberspace, including, sponsoring the resolution that led to the establishment of the Open-Ended Working Group (OEWG) on the security of and in the use of information and communications technologies in 2018, further renewed till 2025. The main agenda of this group is to “further develop the rules, norms and principles of responsible behaviour of States”.12 The events of the past month show that this will be a long time coming. It would not be out of place here to mention that like the Petya malware of 2016, and the NotPetya and WannaCry malware attacks in May 2017, WhisperGate also contains traces of the EternalBlue exploit which was obtained by hackers from the US NSA’s cyber toolkits.
The fact of the matter is that while countries are publicly professing the goal of stable cyberspace, there is frenetic activity going on behind-the-scenes to ramp up offensive capabilities, the severity of which can be adjusted according to need. The fact that the issue of cyberattacks continues to be in a grey zone from the perspectives of the perpetrator, the victim, and the bystander emboldens the former to continue with these attacks unabated. The sooner one faces up to the changing realities and adjusts policies and capabilities accordingly, the better it would be.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrrikar IDSA or of the Government of India.
The decline in terrorist incidents and reduction in infiltration from across the border is no doubt a positive development but this alone cannot guarantee peace in Jammu and Kashmir. Strengthening of democratic institutions at the grassroots level is also required.
The violence in Jammu and Kashmir has comparatively declined in the last two years, with overall lesser number of terrorist incidents and killings of security forces and civilians than before. More importantly, after the abrogation of Article 370 in August 2019, the security forces have succeeded in keeping in check mass protests and anti-state political mobilisation. Although it is a good sign, this alone cannot ensure deep political stability. To bring Jammu and Kashmir back on the path of normalcy, the decline in violence should pave the way for strengthening of democratic institutions at the grassroots level. The dominant counter-terrorism paradigms consider promotion of democracy as the best method to decrease the utility of violence perpetrated by armed organisations.1 In absence of the democratic forms of government, people can easily be swayed by radical narratives.
Change on Ground
The government data suggests that there has been a decline in the number of terrorist incidents and that lesser number of security forces and civilians have lost their lives, since August 2019. While answering a question in the Rajya Sabha, the Minister of State in the Ministry of Home Affairs, Nityanand Rai shared the data of the terrorist incidents and killings of civilians and security forces for the periods May 2014–August 2019 and August 2019–November 2021.2 From 5 August 2019 till 22 November 2021, the total number of terrorist incidents reported from Jammu and Kashmir are 496. In these incidents, 45 security personnel and 79 civilians lost their lives. During the same time period, precisely 841 days before the abrogation of Article 370, from 16 April 2017 till 4 August 2019, more number of terrorist incidents (843) were reported The numbers of security forces and civilians killed by terrorists during this period were 78 and 86 respectively (see Table 1).3
Source: “Killings in J & K”, Response to Rajya Sabha Unstarred Question No. 358, Ministry of Home Affairs, Government of India, 1 December 2021.
In the last couple of years, the security forces have also managed to curb external influence by reshaping the anti-infiltration grid. The incidents of infiltration from across the border reported after August 2019 are comparatively lesser in number. The net infiltration in 2021 till 31 October drastically came down to 28. In 2020, the net infiltration estimated was 51, and in 2018 it was 143 (see Table 2).4
Source: “Killings in J & K”, Response to Rajya Sabha Unstarred Question No. 358, Ministry of Home Affairs, Government of India, 1 December 2021.
In 2021, about 93 terrorist incidents were reported from Jammu and Kashmir,5 in which nearly 189 militants were killed. The number of incidents has come down and it is interesting to note that most of the militants killed last year belonged to organisations other than Hizb-ul-Mujahideen, which dominated for three decades and attracted many Kashmiri recruits. The majority of the militants killed in Jammu and Kashmir last year belonged to outfits like Jaish-e-Mohammad (JeM) and Lashkar-e-Taiba (LeT) and The Resistance Front (TRF), which police claims is an offshoot of LeT and emerged after August 2019.6 There are other outfits, which, at different times, have claimed responsibility of attacks on the security forces, for instance People’s Anti-Fascist Front, United Liberation Front, Geelani Force and Kashmir Tigers which claimed the attack on a police bus in Srinagar, in which three policemen were killed.
Another interesting fact is that in the year 2021, out of the militants killed in Jammu and Kashmir, only 19 per cent were of Pakistani origin.7 This declining trend has been there since 2018.8 Before that the figure was much higher at 60 per cent. Experts believe that the dip in Pakistani terrorists operating in Jammu and Kashmir is because of a policy shift by Pakistan.9 Pakistan certainly cannot afford to be seen as a sponsor of cross-border terrorism while the sword of Financial Action Task Force (FATF) is hanging over its head. One more possible reason behind the policy shift might be its preoccupation in Afghanistan. Will the presence of foreign terrorists increase in Jammu and Kashmir after Taliban strengthens its control over the country is an elusive question for now, because it is not clear whether Taliban is willing to do Pakistan’s bidding or not.
Hybrid Militancy: A New Challenge
The security forces in Jammu and Kashmir believe that the biggest challenge in 2022 would be to deal with hybrid militants.10 According to police officials in Jammu and Kashmir, hybrid militants are “terrorists disguised as civilians”.11 They are not listed anywhere in police records. They carry out attacks and go back to live their normal lives which makes it difficult for the police to apprehend them.12 This is a challenge not only because they cannot be easily identified and apprehended, but also because most of the ideologically oriented people will find it convenient as there are very less risks involved in operating as a hybrid militant. All the difficulties that terrorists generally face as active members of terrorist organisations like adjusting to a military style, personal insecurity and disillusionment with group’s ideology are not involved here.
Despite the decline in infiltration from across the border, the month of October last year turned out to be the deadliest with 44 killings, including 12 armed forces, 19 terrorists and 13 civilians. The members of minority community in Kashmir and non-local labourers were selectively targeted, which led to the migration of thousands of non-locals from the valley in the first two weeks of October. The manner in which the killings took place reflected a paradigm shift on ground. The worrying factor is that most of the attacks on civilians and other soft targets were done by pistol-borne youths who are not registered as militants in the police records. This is going to be a challenge for security agencies as it won’t be possible to keep an eye on highly radicalised youths who remain deeply embedded in a society.
There is another dimension, which cannot be discounted. Militants without being part of an organisation can hardly endure for too long because any individual’s willingness to put his or her life in danger depends mostly on the capacity of the organisation. The members of any ideologically oriented organisation or a group through proper training and daily practices internalise the idea of what they stand for and fight for. Without any structured organisation and a specific narrative, recruitment strategies cannot materialise. Adil Rasheed aptly defines it as a “narrative marketplace” where it is the group or an organisation, and not an individual, which develops a narrative or “an antithesis to the prevailing philosophies of life”.13 The ideological orientation needed for taking the risk of carrying out an attack is not possible in the safe and insulated environment of a family. The terrorist organisations in general use different instruments to motivate individuals for specific actions. These include ideological appeal, selective incentive and coercion.14 Once these instruments lose their effectiveness, members begin to rethink their commitments. Based on this, it seems, the phenomenon of hybrid militancy is a result of the decline of old organisational structures. It might be a challenge for security forces for some time but it will not last for too long.
What Next
The decline in terrorist incidents and reduction in infiltration from across the border is no doubt a positive development but this alone cannot guarantee peace in Jammu and Kashmir. The figures and data cited earlier should not in any way anesthetize the Jammu and Kashmir administration and concerned security officials into believing that everything is normal. Despite the decimation of the organisational structure of terrorist organisations by security forces, the Kashmiri local youths are still motivated to join the militant ranks, albeit in lesser number. The alienation of people within Jammu and Kashmir and their willingness to take up arms should be a concern. The past experiences suggest that the external intervention without indigenous mobilisation has failed to destabilise Jammu and Kashmir. It is high time to address alienation of people by starting a democratic process so that they are able to choose their representatives and voice their concerns in a democratic manner.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrrikar IDSA or of the Government of India.
Indian interventions on the subject of peacekeeping is a testimony to its abiding interest not only in the workings of the peacekeeping mechanism but also in the global governance of peacekeeping.
On 14 February 2022, India participated in the Annual Debate of the UN Special Committee on Peacekeeping Operations, or the C34. The C34 was formed in 1965 as an entity under the 4th Committee of the General Assembly with 34 member states; it now consists of 147 member states. As a longstanding member of the C34, India has had an opportunity to contribute to several important discussions on matters pertaining to peacekeeping and to be a party to the recommendations made by the Committee. This year’s intervention by India highlighted the need for optimum use of technology in aid of peacekeeping operations, setting of mandates in consultation with troop contributing countries (TCCs), the need to keep missions time bound, the caution required in adopting new doctrines of peacekeeping, ensuring accountability for crimes against peacekeepers and the need to limit post-deployment caveats to ensure operational successes.1
The C34 is one among the many UN forums whose deliberations contribute to the governance of peacekeeping. The notable others are the Security Council, the 4th Committee of the General Assembly through its annual “Comprehensive Review of the Whole Question of Peacekeeping Operations in all their aspects”, the 5th Committee which debates all financial matters related to peacekeeping and the 6th Committee which discusses legal matters in relation to peacekeeping. Over the decades, it is through participation in these forums that India has contributed to the governance of peacekeeping.
India and Peacekeeping in Security Council
Indian interventions on the subject of peacekeeping in the Security Council are significant because even when it was not a non-permanent member of the Council, India requested to be a party to such discussions. India’s engagement is a testimony to its abiding interest in the subject and the desire to influence the workings of the peacekeeping mechanism in the most influential of the forums in the global governance of peacekeeping. In the Security Council, first, India has supported the basic principles of peacekeeping namely consent, impartiality and non-use of force. Second, India has been very vocal about the need for substantial consultations between the TCCs, the Security Council and the Secretariat. India has made the case for an enhanced role for the TCCs and also the police contributing countries (PCCs) by way of using their good offices and diplomatic engagement to bolster peace processes. Third, India was actively involved in debating the exit strategy from a peacekeeping operation. In this context, India pointed out the negative fallouts of sudden exit from a theatre of conflict considering the proactive role played by peacekeepers in demobilisation, disarmament and rehabilitation, security sector reform, rule of law, basic governance, institution building and support to the democratic process. Fourth, India has evolved from a position of complete opposition to the involvement of regional organisations in peacekeeping to actually building the capacities of regional organisations, like the African Union (AU), to enable them to undertake peacekeeping. Fifth, India has been a strong votary of giving explicit mandates to peacekeeping troops to use force in defending the mandates when confronted with non-state armed groups and trans-border criminal networks. Sixth, India has been an ardent supporter of the safety of peacekeeping troops. Seventh, India suggested several ways in which the working of the Department of Peacekeeping Operations and the Department of Field Support could be improved. Eighth, India has been a strong votary of increasing the role of women in peacekeeping operations. Finally, India has engaged substantially with the issue of protection of civilians (POC) in armed conflict. India pointed to the need to place more troops on the ground to ensure the protection of civilians and provided several practical suggestions drawing on its peacekeeping experience for improving POC.
India and Peacekeeping in General Assembly
Different aspects of peacekeeping are discussed in the 4th, 5th and 6th Committees of the General Assembly and India has been actively participating in them. The 4th Committee holds an annual discussion on peacekeeping under the heading “Comprehensive Review of the Whole Question of Peacekeeping Operations in all their aspects”. In the 4th Committee, India was particularly vocal on matters pertaining to the resource–men, material, and financial–for UN peacekeeping operations. It supported the stationing of stand-by troops and rapid reaction forces to help in the timely deployment of peacekeeping missions. India recommended the pre-positioning of logistics and equipment for air and sea lift capabilities at Logistics Base in Brindisi, Italy to enable troops to deploy rapidly. Several important suggestions were made on effectively using civilian police for peacekeeping. India supported the setting up of a standing civilian police capacity in 2006 to start up civilian work in peacekeeping. Finally, India made a strong case for privileging political dialogue and setting in motion political processes rather than the conduct of stronger military action by peacekeeping forces.
In the 5th Committee of the General Assembly or the Advisory Committee on Administrative and Budgetary Questions (ACABQ), India made several interventions on matters pertaining to the financing of peacekeeping operations. These are particularly relevant in the context of the perennial shortage of funds for peacekeeping in the post-cold war years and the need to rationalise expenses. India gave several nitty-gritty suggestions on reducing the expenditure on completed missions by closing them fully, filling up administrative posts and vacancies in missions to ensure their proper functioning, consolidation of peacekeeping accounts, retaining cash balances from closed missions, and rates of reimbursement for troops and equipment that were contributed mainly by developing countries.
In the 6th Committee of the General Assembly or the legal committee, the issue of criminal accountability of UN officials and experts involved in peacekeeping missions has been discussed. Here, India advocated for immunity of the soldiers as accorded to them by the status of forces agreement signed with the troop contributing country before the commencement of every peacekeeping mission. India argued that those countries who were signatories to the ICC may allow their soldiers to be subject to its jurisdiction on an individual basis. In the context of rising cases of sexual exploitation and abuse (SEA) by UN troops, there was a demand for a separate convention governing such cases. While advocating a policy of zero tolerance towards such acts, India, however, argued against a separate convention for this purpose. India was in favour of using national laws on extraterritorial jurisdiction to deal with such cases and adoption of such laws where they were absent.
Conclusion
Given its critical nature, international peacekeeping may be regarded as one among the many global public goods like non-proliferation or climate change. Hence, it is desirable to have a robust regime to govern the issue. However, in the absence of it, discussions in the various forums of the UN remain the only way for countries and other stakeholders to contribute to the governance of international peacekeeping. Indian interventions are an effort in the direction.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrrikar IDSA or of the Government of India.
China’s varied winter planning logistics show a broader strategy to gain mastery over high-altitude conditions and increase combat preparedness against India.
China had signalled that it was upping its preparations for winter for its border troops at the India–China border.1 The winter preparations were part of its efforts to signal deterrence to its adversaries by conveying its combat preparedness to prevent the possibility of skirmishes. It is also to create doubts in the adversary’s mind about the effectiveness of his forces to carry out their objectives. In this case, China’s immediate priority was to counter Indian winter preparations at the border, to prevent, in their perception, possibility of increased Indian confidence in its combat preparedness due to the upgraded logistics. The logistics required for winter stationing at high-altitude areas requires China to focus on keeping the troops warm and safe from the treacherous climate and ensuring food supply, fuel, and oxygen. According to the news reports, the People’s Liberation Army (PLA) is purported to have a variety of energy sources such as coal, electricity, and solar at the barracks, whereas the outposts are connected to the state grid. In addition to this, modernised food supply system and winter clothing such as rechargeable vests, knee protectors, and camouflage coats are believed to have been made available to the troops.2 Much advertised were the oxygen supply devices such as portable oxygen cylinders, generators and solid oxygen plants.3 Such supplies is possibly an indication of the issues the troops might have faced in 2020, when the Chinese troops had to be stationed in a stand-off against the Indian troops for the first time during the winter months at the India–China border areas.
The winter preparations began amid tense situation between the two countries after the 13th border talks in October 2021, conducted to resolve the stand-off at the India–China border areas, broke down. The winter preparations have to be seen in this context as both India and China felt that certain preparations were necessary to deny any military advantage to the other side, which could be used as a leverage in the negotiations. For instance, India could be responding pre-emptively to the deadlock in negotiations, on the side of caution, to prepare for the second winter stationing with heightened preparedness, and China is responding to it, or expecting a change in status-quo similar to India’s tactical actions (September 2020) to gain access to high peaks. The Global Times report explicitly stated that China was undertaking the winter preparations against any “possible Indian military aggression”4 seeking to signal deterrence and establish Chinese preparedness and reduce the advantages for any possible pre-emptive military action. The Chinese PLA perceived that they had to respond to the Indian winter storage preparations, which they thought to be “high-profile” and could considerably improve the Indian troops’ ability to sustain in the harsh climate compared to the year 2020. In particular, India’s airborne insertion exercises conducted in November 2021 at the Eastern Ladakh was seen as a provocation because it drew deployments from different regions of India, and also they were conducted just before the arrival of winter.5 In the Chinese perspective, the exercise showed India’s “persistence to extend confrontation”, and “unwillingness to retreat”.6 However, while undertaking deterrence measures, the Chinese make a distinction regarding the motivation behind the Indian actions, arguing that it has to do with Indian efforts to convey to its domestic audience about its commitment to sovereignty issues (thus rhetorical) than actual security threats emanating from the Chinese side.7
While India had stocked its winter planning supplies in an effort to be better prepared,8 China’s varied winter planning logistics show a broader strategy to gain mastery over high-altitude conditions and increase combat preparedness against India. The expansion of physical infrastructure that can extend its air defence and offensive air strike capability shows increasing willingness to confront the Indian offensive capability across the border.9 Though much of it reflects the PLA’s general approach to stocking and improving its logistics for troops at high-altitude areas, such as North Xinjiang area, 10 the media attention to the Indian side reflects to some extent China’s apprehensions about the Indian border in addition to using it for deterrence signalling. At least, the PLA had assessed that the existing logistics were insufficient to cater to stocking of supplies, mostly learning from their 2020 winter stationing that inadequate winter logistics would hamper the troops to perform their regular activities and would deplete the morale of the border defence troops.
Inadequate winter logistics can lead troops to focus more on surviving the harsh climate rather than defending the border. Similarly, the PLA wants to reduce the troops’ focus on surviving the high-altitude conditions and rather expend their energies on dominating the areas to defend the border against any potential aggression. Therefore, troops merely acclimatising to high-altitude conditions is insufficient, and the PLA augmenting winter logistics is a step towards improved training and patrolling at high-altitude areas, including observing the movements of the adversary. Hence, the PLA’s focus has shifted towards training its border troops in high-altitude regions and station them at high posts, with an emphasis on getting the troops integrated to plateau conditions.
At the Indian border, the winter upgrade and the consequent signaling points to the PLA’s strategy on logistics preparation as a way to maintain advantage and reduce any insufficiencies that could affect its combat readiness. By stressing that logistics is the best way to overcome the winter maladies, the PLA is attempting to draw distinction between its preparations and India’s. As a result, the PLA is making its troops spend much longer time at high-altitude camps now with improved logistics, which they used to avoid earlier. The troops previously only focused on acclimatising to high-altitude conditions, without conditioning their training with the intention of performing combat readiness in those areas.11
Therefore, the airborne exercises and improved winter storage by the Indian army is taken with a more cautious attitude, while the PLA had been ramping up physical infrastructure before the onset of winter. The Chinese PLA believe that they have an advantage in logistics and transportation compared to their Indian counterparts. As a result, they argue that the Indian preparations are ineffective, while the deterrence signalling in contrast acknowledges that the Indian troops in their perception are better prepared than last year. Overall, the purpose of the deterrence signalling in the Chinese view, is to highlight that their resource mobilisation capability exceeds that of India, leading it to maintain advantage at the India–China border. Similarly, the PLA’s exercises and the deterrence signalling are catered towards magnifying the loopholes in India’s logistics and transportation capabilities at the border areas. As of now, the PLA’s strategy is to exploit the gaps in India’s offensive capability at the border and strengthen its logistics and military infrastructure.
Views expressed are of the author and do not necessarily reflect the views of the IDSA or of the Government of India.
As the emerging Cold War theatrics and veto politics threaten to further paralyse the functioning of UNSC, the Ukraine crisis is unlikely to abate any time soon.
On 31 January 2022, the United Nations Security Council (UNSC) witnessed a fiery session that echoed the Cold War era. The two permanent members of the Security Council, the United States (US) and Russia engaged in a bitter diplomatic brawl over the Ukraine crisis. The US accused Russia of threatening peace and subverting global security by amassing more than 1,00,000 troops on Ukraine’s borders. Calling it baseless and US fearmongering, Russia dismissed the allegations.
Meanwhile, on 1 February, Russia assumed the rotating presidency of the Security Council. The Council is due to discuss Ukraine on 17 February. However, due to the deep divisions between the two veto-wielding members, any promising outcome in the meeting is unlikely. Further, these dynamics would make it difficult for Moscow and Washington to compromise on other issues that need immediate attention. The UNSC is already paralysed by the anti-multilateral policies of the member states and the COVID-19 pandemic.
Security Council Session on Ukraine
The 31 January UNSC meeting on Ukraine was convened at the request of the US. The US had called for an open session to discuss the “threat to international peace and security” posed by the Russian military build-up along Ukraine’s frontiers.1 The US representative to the UN, Linda Thomas-Greenfield, while requesting the meeting, argued that Russia’s move strikes at the heart of the UN Charter. It not only has grave implications for the sovereignty and territorial integrity of Ukraine, but also would be profoundly destabilising for Europe and the broader international community. She added that this is not a moment to wait-and-watch and that Security Council's full attention is needed on this issue.2
Russia strongly opposed a UNSC discussion on the issue stating that “positioning troops within its territory is a domestic matter, not a threat to international peace and security”.3 Russia's First Deputy Permanent Representative to the UN, Dmitry Polyansky, said the US request is a “PR stunt” and shameful for the reputation of the UNSC.4 The Security Council then put the matter to a vote, in which 10 members supported convening the discussion.5 While Russia and China voted against it, India, Gabon and Kenya abstained.
In the subsequent meeting held on 31 January, the US representative Thomas-Greenfield stated that Russia's actions against Ukraine threatened broader European security, and the Security Council has to prevent the conflict rather than address it after it occurs. Citing the examples of past Russian incursions into Crimea, Georgia and the Republic of Moldova, she said that the current crisis constitutes an escalation and shows a pattern of aggression.6 She stated that Russia has assembled a massive military force of more than 1,00,000 troops along Ukraine's border.
The US representative also accused Russia of moving nearly 5,000 troops into the Belarus–Ukraine border. She said that there is evidence that Russia intends to expand this to more than 30,000 troops by early February. Further, she urged the Security Council members to assess Russia’s statements and actions and evaluate the risk of the current crisis and reiterated that “diplomacy will not succeed in an atmosphere of threat and military escalation”. The US delegate added that if Russia further invades Ukraine, the consequences will be horrific.7 Later, President Biden also repeated that in the event of an attack, “Russia will bear the responsibility and face swift and severe consequences.”8
The Russian Permanent Representative Vassily Nebenzia responded that troops have been deployed within the Russian territory, and that it happened on various occasions in the past. Rejecting the US accusations, he asked the US to provide any proof other than the allegations that Russia would invade Ukraine. To establish that the US allegation is fabricated, he cited Washington's previous claim that Iraq possessed weapons of mass destruction at the UNSC. Nebenzia also questioned the figure of 1,00,000 troops, pointing out that Moscow has never confirmed that number and accused the West of “pumping Ukraine full of weapons”. He also accused the US of the 2014 change of government in Ukraine that had driven a pro-Moscow leadership from power and installed “nationalists, radicals, Russophobes and pure Nazis”.9
The Russian representative further stated that the Security Council meeting is ironic “as the US holds the world record for troop deployments outside its borders, and its military adventures have killed hundreds of thousands around the globe”. He added that the Minsk Agreements and the UNSC resolution 2202 should be the basis for the resolution of the Ukrainian crisis. Nebenzia also stated that during its UNSC presidency, Russia plans to hold an annual Security Council discussion on implementing the Minsk agreements on 17 February, and the US can fully express its views.10
India’s Position
For India, the Ukraine crisis is a challenging foreign policy issue. Moscow and Washington are New Delhi's key strategic partners, and abandoning one is not sensible. Though ties between Washington and New Delhi have grown significantly in recent years, New Delhi still maintains a special and privileged friendship with Moscow. Therefore, at the UNSC, India's response to the Ukraine crisis was cautious and that explicitly demonstrated New Delhi's strategic autonomy.
At the UNSC, India's response to the Ukraine crisis was two-fold. First, India abstained from a procedural vote on whether to discuss the situation in the Council. It was a continuation of India's neutral stance on the issue. For instance, in 2014, India abstained from a General Assembly resolution endorsed by Ukraine, the US and the EU, which sought to condemn Russia's annexation of Crimea.
During the UNSC discussion, India's Permanent Representative T. S. Tirumurti stated that “India's interest is in finding a solution that can provide for immediate de-escalation of tensions taking into account the legitimate security interests of all countries”.11 The Indian statement also recognised the security concerns of all sides. Further, there was no mention in the entire statement about the Russian military build-up at the border, which the US and its allies saw as the trigger for the current predicament. Instead, India urged all parties to engage through diplomatic channels and fully implement the Minsk Package. The Indian statement also expressed concerns over more than 20,000 Indian nationals living in Ukraine and noted that New Delhi's utmost priority is their well-being.
Summing Up
On 1 February, Russia took over the Security Council's rotating presidency. Though the UNSC presidency is primarily an administrative role, the president has the authority to schedule meetings, especially emergency meetings. That means no escalation will result in an emergency session of the Security Council this month over Ukraine. Nonetheless, as the Security Council president, Russia has already scheduled a discussion on the implementation of the Minsk agreements. Moscow declared that Washington could fully express its views and concerns over Ukraine during the meeting. However, any promising outcome is unlikely since a simple statement needs consensus support of the 15 members of the Council, and Russia could veto any bid for a resolution.
As stated earlier, the great power clash in the UNSC could also hinder any compromise over other issues that need immediate attention. For instance, in addition to the meeting on Ukraine, in February, UNSC is scheduled to hold several important discussions pertaining to international peace and security, including on Syria, Yemen, Somalia and Sudan. The Council is also expected to renew the Non-Proliferation (1540 Committee) mandate and discuss the general issues relating to sanctions, particularly its humanitarian consequences. However, Russia believes that the 1540 Committee and its Group of Experts should have a limited role. Similarly, sanctions renewals became more contentious recently, and Russia often opposed draft resolutions. A consensus over these issues would be increasingly difficult in the present context.
The deepening divide between the US and Russia would be a significant blow to the functioning of UNSC, which is already paralysed by the COVID-19 pandemic. With Cold War theatrics and veto politics threatening to make a comeback, the Ukraine crisis is unlikely to abate any time soon.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrrikar IDSA or of the Government of India.
Xi Jinping’s New Year address implicitly underlined his intent of directing China to look inward. While this strategy to turn inward may have been triggered more by domestic exigencies than by external systemic pressure, the implications will be felt both domestically and internationally.
The year 2021 was challenging as well as momentous for China for several reasons. President Xi Jinping virtually re-wrote Chinese history by securing a third term and elevating himself to the stature of Mao Zedong and Deng Xiaoping.1 Meanwhile, the country struggled with slow economic growth2 due to multiple Covid-19 outbreaks, power shortages and regulatory crackdown on multiple sectors, for instance technology, real-estate and education. Likewise at the international level, amidst challenges of international censure over Xinjiang policy3 and worsening bilateral ties with the United States (US), Europe, India, Japan, Australia and Taiwan, China alarmed the world with its advancements in warfare technology by testing hypersonic missiles4 and upholding Chinese political system as a true democracy.5 Against this backdrop, President Xi Jinping’s New Year speech was significant for the insights it offered with regard to the political objectives he aimed to achieve domestically and his vision for 2022.
Xi’s Political Objectives
In Xi Jinping’s perception, legitimacy of the “Party-state” is crucial to the stability of the regime. Therefore, since he came to power in 2012, the major objective which surfaced in his New Year addresses was sustaining a high level of political legitimacy for the “Party-state”.6 To that end, all his previous addresses focused primarily on national rejuvenation being realised by the Communist Party of China (CPC) under his leadership. For instance, the speeches began and delved at length about China’s rapid economic growth, improving living standards, technological scientific advancements, various developmental initiatives launched by the government and China’s increasing international outreach.7 More importantly, the issues were enunciated in a way to underscore the economic and socio-political vibrancy8 brought about by the government. For instance, in the 2020 New Year speech he highlighted that “significant breakthroughs” had been achieved by the state in economic, scientific and technological development due to “steady pursuit of high-quality development” and consequently everything was flourishing across the motherland.9 Similarly, in his 2021 New Year address President Xi emphatically asserted China to be ahead of other great powers in economic recovery from Covid-19. Also, heralding the completion of the 13th Five Year Plan (2016–20) he termed the government’s endeavours as aimed at implementing “high-quality development”.10 Also, in his 2020 and 2021 speeches,11 President Xi went a step ahead to create a sense of familial bond with the Party whereby he added personal accounts of inspection of developmental work and interaction with people regarding CPC’s success in eradicating extreme poverty and establishing a moderately prosperous society.12
Likewise, in the 2022 New Year address, bolstering the Party’s image as the best institution to govern remained the primary focus.13 It is noteworthy that in Chinese political system, performance legitimacy in terms of achieving economic targets and strengthening national power is seen as a crucial means to maintain monopoly of power and Xi himself has relied on this to consolidate popular support.14 However, this year as the government itself refrained from setting an economic target in view of mounting economic uncertainties, Xi steered clear of any elaboration on China’s GDP or its economic growth. Instead, in a very veiled manner he sought to allude fears of an intensifying economic slowdown and reassure the nation about his and the Party’s resolve to tackle economic challenges.15 He began his address by stating that China was set to achieve the Second Centenary Goal16 of building a modern socialist country and that it was “developing rapidly with each passing day”. Conveying the government’s resolve, Xi recalled that the Party had an extraordinary journey in leading the Chinese people and scored “spectacular, epoch-making achievements in the past century”, and that CPC’s 100-year achievements and experience were a source of motivation and inspiration. Furthermore, highlighting CPC’s success in delivering a moderately prosperous society, he mentioned that in future the Party will focus on “long-term perspective, remain mindful of potential risks, maintain strategic focus and determination” to rejuvenate the nation. To enhance his image as a mass leader, Xi added that he cared about people’s concerns and strived for their aspirations.17 It was evident from the address that he not only tried to impress upon the Chinese people the centrality of CPC to Chinese polity, but also project the party as the primary engine for China’s socio-economic growth and development.
Reading the Tea-leaves
The focus on the party’s importance and achievements is hardly surprising if seen in the context of Xi seeking a third term. It is regarding Xi’s vision for the New Year that the address was particularly instructive. The address implicitly underlined his intent of directing China to look inward. Instances like tight border controls, calls for strengthening domestic socio-economic foundation, cutting down reliance on foreign technologies and imports had already created speculations about China preparing to isolate itself from the international community. The address reinforced the notion of insular attitude18 that Xi is likely to follow. The entire address pivoted on China’s domestic issues with scant reference to its foreign relations. Also, he declared that the Party should always remain “true to the original aspiration” of bringing about the rejuvenation of the nation and called for “vigorous and determined endeavour to fulfil their responsibility to history”.19 These statements combined with lack of reference to prospects of China’s further opening up or structural reforms20 underlined the shift to gravitate inwards.
Although fears of China decoupling from the rest of the world in the long run could be overblown. However, given the launch of the 14th Five Year Plan, turning inward could be a viable short-term strategy to shield against increasing international hostility while simultaneously pursuing its own path of building socialism with Chinese characteristics.21 In Xi’s understanding, a closed nationalist outlook will not only divert domestic attention away from the critical international opinion but also lead people to embrace the policy goals set by the Party.22 Moreover, before the 20th Party Congress which is likely to pave way for Xi’s third term, this phase could be used to further consolidate his hold on the Party elites and by extension on the country’s economic and social life.
Implications for China and International Community
Xi Jinping’s strategy to turn inward perhaps is triggered more by domestic exigencies than by external systemic pressure. However, the implications will be felt both domestically and internationally. On the domestic front, more stringent curbs on expression of public opinion (especially on any perceived dissent), greater internal oversight to make party cadres and private corporations adhere to the party line and nurture of party-centric nationalism, could be seen. Reportedly a communique recently released following the plenary session of China’s top anti-graft group stated that the Party will investigate disorderly expansion of capital, platform monopolies and will show “no mercy” to punish corruption, factionalism and interest groups within the Party.23 In effect, there will be more concerted efforts to curtail the influence of non-governmental entities to enable CPC to dictate the terms of business.24
Similarly, the international community and especially China’s neighbours should be prepared to deal with a more aggressive and assertive China. A major strategic implication of turning inward would be a shift to a more muscular foreign policy where Beijing could demonstrate willingness to use force in defending its perceived core national interests in the Indo-Pacific and territorial disputes. The reason simply being that Xi Jinping will be keen to project a masochist image at both home and abroad, which means that while adopting strident policies on domestic issues, the government will be determined not to appear weak in its international dealings. More importantly, due to the “dual circulation policy”25 which emphasises greater self-reliance, access to Chinese markets might become limited. Speculations are rife amongst the European business community that China could be relatively less welcoming to foreign tech and digital companies.26
President Xi Jinping’s 2022 New Year address offered just a glimpse of the policy changes that will be instituted in the New Year. The changes as they unfold will carry special significance for India due to the unresolved border dispute, overlapping geopolitical interests and economic interdependence. While post Galwan Valley crisis India hardened its strategic posture vis-à-vis China, the incoming uncertainties will necessitate New Delhi to further calibrate its China policy. First, New Delhi can capitalise on this evolving situation to attract foreign businesses exiting27 China by re-structuring its administrative and regulatory hurdles.28 Second, New Delhi should seek to diversify the China exposure by searching for alternative destination for imports, supply chain and fundraising29 and lastly strengthen its strategic partnerships with the US, Japan, European Union (EU) and Southeast Asian countries to better manage Chinese assertiveness on its frontiers and in the maritime domain.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrrikar IDSA or of the Government of India.
The debate and discussion about the AFSPA should attempt to find what led to the employment of the army in the first place. The answers might offer solutions to the entire problem.
A recent military operation, involving one of the most elite and battle-hardened units of the Indian Army, led to the killing of coal mine workers in Oting in Mon District of Nagaland in December 2021. This incident led to a spiralling of violence that led to more deaths, and anger and distrust among the local population, furthering the divide with the security forces operating in the region. This once again brought into crosshairs the Armed Forces [Special Powers] Act (AFSPA), 1958 and its continued applicability stretching over decades in several states of the Northeast.
The AFSPA is a successor albeit with cosmetic changes to the Armed Forces [Special Powers] Ordinance of 1942, which was enacted by the British to quell the Quit India Movement. Independent India promulgated the AFSPA in September 1958 to quell the disturbance in north-eastern states.1
The Oting incident has disturbed the equilibrium of fragile peace in a region beset by violence for several decades. Unfortunately, the politics that follows such incidents loses sight of what made the army’s presence there necessary in the first place. Most insurgencies are born primarily due to genuine grievances that follow the flawed development framework applied to areas, often accompanied by poor or corrupt governance and administration. Insurgent leaders step in when the state fails; though they cannot replace the state, they often function in lieu of legitimate power through fear and coercion. Even when the insurgent forces have lost their appeal and legitimacy, having no real vision and purpose, beset by internal power struggles, they continue to pose threat to peace, because the state fails to address the governance deficits. Very often, the state takes the easier recourse of adopting a law-and-order approach to addressing the insurgencies. They declare an area as ‘disturbed’, thereby enhancing military and paramilitary presence, and in doing so further antagonise the local population, already caught between the combined and competing might of state and non-state forces. The unreasonably prolonged deployment of the army and the enforcement of the AFSPA has not resulted in the resolution of insurgencies in the Northeast. It only shows the continued failure of the political process in the affected states.
Employing the army in counter-insurgency operations is different from conventional military operations as the former involves a change in thinking, where preserving civilian life and infrastructure is considered more important than preserving the security forces and their resources. The key point here is that all citizens of the country are equal before the law and that in no way one innocent human life can be considered less precious than that of a soldier.
To begin with, the type of weapons that can be used in war cannot be used in counter-insurgency operations. There has to be a greater reliance on non-lethal arms and other methods that can temporarily disable or incapacitate the potential opponents rather than killing them. In counter-insurgency operations, it is believed that one innocent civilian’s death creates 10 new insurgents. The insurgent leaders lose no chance to demonise the security forces and establish their role and legitimacy in the fight against perceived ‘oppression’. In a counter-insurgency, the psy-ops and social media also play a great role in wearing out the opposing forces and discrediting their ideology. It should also be understood that there is a lot of relentless, long-term stress faced both by the armed forces and by the civilians in a counter-insurgency environment. These operations often take place in a territory that is alien to the soldiers and their presence could be portrayed as an intrusion.
The prolonged application of AFSPA by the Government has not helped in building the democratic narrative in the affected region in the long run. Continuing with this act with cosmetic changes does not augur well for the truly democratic credentials of the country where every human life counts. In situations where employment of armed forces become imperative, there is a need to integrate the civilian and military forces towards the objective of restoring the primacy of rule of law. The end state of any well-meaning counter-insurgency campaign should boil down to establishing the legitimacy and authority of the government, whereby the affected population is convinced that its interests are better served by working with the government and within the existing system. The aim should be to facilitate the earliest return to a political process, with de-escalation holding out greater value than the continuation of the conflict.
To accomplish this, the state should exhaust all non-military options before requesting for the deployment of the armed forces. Importantly, such armed interventions must also have an end state―in the form of sunset clauses, which demand regular reviews and an appraisal of the deployment. It is therefore important that while the armed forces are deployed, all possible channels of communication with the affected population, the ones actually suffering because of heightened security measures, are kept open. There also has to be a mechanism whereby the local authorities are able to respond to genuine hardships and grievances of the affected population. Unfortunately, more often than not, the local administration goes into hibernation once the armed forces have been deployed, abdicating their primary responsibility towards the civilian population. Keeping the affected population out of the calculus would only be counter-productive. To make the continued deployment of the army more effective and legitimate at the local level, it must be carried out in consultation with the local authorities to the extent possible, instead of making it appear like a central government agenda. The insurgents depend on the local support for their sustenance, and without it, they are like fish out of water. Making the local population aware of the need for induction of the armed forces and making local authorities responsible and accountable would be the true test of democracy.
When mistakes happen, it is important to fix responsibility. There has to be a lesson learning centre so that past mistakes are not repeated and successes can be replicated. Making the armed forces villain in the narrative would be akin to what Pontius Pilate, the Roman Governor of Judea did at the crucifixion of Christ. As the Governor of Judea, he had the power to restore order and punish wrongdoers. Instead of taking the recourse to law, he did a symbolic act of washing his hands claiming no personal responsibility, thereby shifting the entire blame for the crucifixion of Jesus to the Jews. Those responsible for addressing the grievances of the affected population should refrain from doing that. Instead, the focus of debate and discussion should shift from merely treating the side-effects of an attempted cure to finding what caused the disease in the first place. It might offer solutions to the entire problem.
Views expressed are of the author and do not necessarily reflect the views of the MP-IDSA or of the Government of India.
The recent Houthi attacks on the UAE have widened the ambit of the ongoing war in Yemen, and are likely to prolong the instability in and around Yemen and hinder the regional and international efforts towards establishing peace in the country.
On 17 January 2022, the Houthis of Yemen carried out attacks on the United Arab Emirates (UAE) using ballistic missiles, cruise missiles and drones, hitting the state-owned Abu Dhabi National Oil Company (ADNOC) oil tankers in Abu Dhabi and a construction site at the Abu Dhabi International Airport. Three people, including two Indian nationals, were killed and some others were injured in the attacks. The attacks provoked a strong response from the Saudi-led military coalition on the Houthis in the Yemeni capital Saana. Another ballistic missile attack on the UAE by the Houthis happened on 24 January, which was intercepted and destroyed by the Emirati air defence around Abu Dhabi. In response, the coalition forces launched a counter-attack and destroyed a Houthi missile launcher Al Jawf in Yemen. The UAE also claimed that it intercepted and destroyed another Houthi missile on 31 January, when the Israeli President Issac Herzog was on the first-ever visit to the country, taking place in the aftermath of the Abraham Accords signed in September 2020.
There are several reasons why Houthis are targeting the UAE. First, the UAE supports the internationally recognised government of President Abd Raboo Mansour Hadi in Yemen and wants the Houthis to leave capital Saana in order to restore peace and stability in the country. The UAE urges a political resolution of the Yemeni crisis on the basis of the Gulf Cooperation Council (GCC) initiative and its implementation mechanism, as well as the United Nations Security Council (UNSC) resolution 2216 of 2015.1 The UAE has been a major partner in the Saudi-led military coalition that is undertaking military operations against the Houthis.
Second, in southern Yemen, the UAE has supported the secessionist movement known as the Southern Transitional Council (STC), which demands autonomy in the south and resists the Houthi advances to the region. Besides, the UAE has been supporting the Giants Brigade—a powerful armed group in the south—which has been a crucial force fighting against the Houthis and has recently taken over several territories in strategically important Shabwa and Marib governorates from the Houthis.2 The UAE’s backing of the forces in the south makes the country a natural target of the Houthis.
Third, the UAE has strategic and maritime interests in the Gulf of Aden, Strait of Bab el Mandab and the Horn of Africa. The area around the island of Socotra in the Gulf of Aden is of particular importance to the UAE, as it wants maritime security and freedom of navigation in the crucial waterways. Operating from Yemen, the Houthis have attacked ships and oil tankers of different countries, which has made the UAE wary about the maritime security in the area. On 2 January 2022, a UAE-flagged ship named ‘Rwabee’ was seized by the Houthis. The UAE, therefore, wants the Saudi-led coalition to ensure the security of strategic waterways in the region.
The 17 January attack has further exposed the security vulnerabilities of both Saudi Arabia and the UAE. The drones and missiles launched from Yemen not only successfully hit the targets deep inside the UAE, violating the airspace of Saudi Arabia and the UAE but also went undetected for hundreds of kilometres.
Till now, Saudi Arabia has been the principal target of the Houthis as the latter have launched cross-border attacks using drones and missiles targeting several key infrastructures including oil facilities and airports in Saudi Arabia. Targeting the UAE at the same time further intensifies and widens the conflict. Though the UAE has been participating in the military campaign against the Houthis, it did not face any direct military attack from them as it probably has the advantage of physical distance from Yemen, which has now been breached.
The Houthi attacks on Abu Dhabi come at a time when there is considerable progress in dialogue between Iran and the UAE. The UAE had withdrawn its envoy from Tehran in 2016 expressing solidarity with Saudi Arabia after the latter’s embassy and consulate were attacked in Iran by the protesters. Recently, the UAE and Iran have started official-level talks in order to revive their relationship. In December 2021, the Emirati National Security Adviser Sheikh Tahnoon bin Zayed Al Nahyan visited Iran and held talks with Iranian President Ebrahim Raisi.3 Earlier, in November, Iran’s Deputy Foreign Minister Ali Bagheri Kani visited the UAE and met high-level officials before the start of the fresh round of talks on the revival of the Joint Comprehensive Plan of Action (JCPOA) in Vienna, and agreed to “open a new chapter” in their bilateral relations.4 These two recent visits were expected to revive the strained relationship between the two countries, but the recent attacks on Abu Dhabi has further complicated the situation. Several rounds of talks have also taken place between Saudi Arabia and Iran in order to ease the tension; and it is believed that the situation in Yemen is a key issue of discussion between the two countries. The Abu Dhabi attacks may hamper the Saudi–Iran and UAE–Iran talks which are still at a nascent stage.
The UN Security Council, in which the UAE is a non-permanent member for the 2022–23 term, has called it a terrorist attack and has unanimously condemned the attack. The UAE has also appealed to the US—of which the UAE is a key regional ally—to re-designate the Houthis as a terrorist organisation. Former President Donald Trump’s January 2021 order designating the Houthis as a terrorist organisation was revoked by President Joe Biden in February 2021. After the attacks, the US reiterated its commitment towards the security of the UAE. There are also reports suggesting that it is considering re-designating the Houthis as a terrorist group.5 To support the UAE against the Houthi attacks, the US also announced to send the guided missile destroyer USS Cole to help the UAE Navy, to deploy 5th Generation Fighter aircrafts to the region and collaborating on the air defence with the UAE.
The Houthi attacks on the UAE have widened the ambit of the ongoing war in Yemen. Such violent escalation, even after seven years of the war, has the potential to further intensify the involvement of the regional players. This will prolong the instability in and around Yemen and hinder the regional and international efforts towards establishing peace in the country.
Views expressed are of the author and do not necessarily reflect the views of the MP-IDSA or of the Government of India.
The recent eruption of the submarine volcano and the resultant shutdown of Tonga’s telecommunication, has cast light on the impact of natural disasters on the global communication systems, especially in the tiny and distant islands.
Tonga, an archipelago situated along the series of fault lines called the ‘Ring of Fire’ in the Pacific region, is quite prone to earthquakes and volcanic activities. On 15 January 2022, the Hunga Tonga–Hunga Ha’apai volcano, which is 65 kms north of Tonga, erupted underwater and led to a cascading tsunami that hit the main island, affecting around 1,00,000 people. Waves up to 4 feet, ash, and clouds of sulfur dioxide engulfed the region.1 The intensity of the shock waves and tsunami was so high that they were felt and detected not only in the Pacific but also in the Mediterranean, Caribbean and Atlantic regions. Scientists have confirmed that a wave like this affecting the entire globe was last observed 20 years ago.2
This virulent volcanic eruption and one of its offset processes (tsunami, water currents, or underwater landslide) snapped the only 827-km-long optical fibre cable that connects Tonga with the rest of the world. This shut down Tonga’s telecommunication with slight clarity on the extent of damage in Tonga.3 Although some of the internal communication and power have been restored, the cable can't be repaired for at least two weeks due to more anticipated eruptions. New Zealand and Australia sent surveillance flights to assess the destruction and are also assisting Tonga with satellite calls.
Source: TeleGeography
The cable seems to have been damaged about 37 km and 47 km away from Nuku’alofa, Tonga’s capital, after which it went into ‘single-end feed’, indicating that power was coming only from Fiji’s side. As shown in Map 1, Tonga is connected to the rest of the world through a US$ 32 million, 3,500 m deep fibre-optic cable that comes through Fiji and is part of 19 submarine cables that spread across the Southern Pacific region. This cable was laid in 2013 through a joint project by World Bank and Asian Development Bank.4 This is not the first time the Tongan cable has broken. A similar mishap happened in 2019 and it took around two weeks to repair the cable again. However, the solution is not simply to add another submarine cable as the position of Tonga is such that the laying of the second cable will also have to be on the same side.5 The Tongan misfortune has cast light on the impact of natural disasters on the global communication systems, especially in the tiny and distant islands. How fragile is the submarine cable system that is responsible for 97 per cent of overseas communication?6 How vulnerable to damage are India’s undersea cables to natural disasters? Is the intensity of such disasters and the possible damage to the global telecommunication system quantifiable? What are the alternatives to submarine cables? The threat to such critical global infrastructure needs a thorough examination.
Submarine Cables: Significance and Challenges
Submarine cables or underwater sea cables are optical fibre cables that are laid on the seabed using ships and connect landing ports. In these fibre-optic cables, data transmission happens through light waves being fired at rapid rates using a thick glass fibre between multiple transmitters, repeaters and receivers. The submarine cables have been in use for 150 years (although the transmission technologies have changed). The first commercial cable was laid in 1850 between England and France by the English Channel Submarine Telegraph Company followed by the laying of the first trans-Pacific cable in 1902 between mainland United States and Hawaii.7 Currently, there are around 436 submarine cables across the globe crisscrossing around 1.3 million km.8 The financial transactions amount to around US$ 10 trillion daily through these networks of cables.9 These cables are owned by consortium telecoms firms that manufacture, deploy and maintain submarine cables and can be state-owned, private or with joint rights. Major tech companies like Amazon, Google, Meta (previously Facebook) and Microsoft are active parties in these consortiums due to their reliance on the Internet and cloud computing. In terms of international laws protecting submarine cables, the existing UN Convention on the Law of the Sea has been neglected and needs sustained international cooperation. An absence of a robust evaluation mechanism of the threats to the submarine cables has put the critical global infrastructure at significant risk.10
The major risks to undersea submarines are natural disasters and man-made activities that can be accidental or intentional. On an average, there are 100 cable faults every year and most accidents happen due to natural disasters, fish trawlers and ship anchors rather than terrorist attacks. There have been at least two instances of terrorist attacks on submarine cables: (1) in 2008, when terrorists cut off three undersea cables causing massive internet outage in Egypt; and (2) attack on Philippines cables in 2010.11 Instances of aquatic life damaging these cables are also quite rare and natural causes for such faults only account for 10 per cent of the total cases.12 Unintentional human mistakes due to ships and fishing vessels' anchors cause two-thirds of all cable mishaps.13 The International Cable Protection Committee has issued guidelines and a manual to mitigate these human errors. Although these cables are of utmost significance for a major chunk of communication and connectivity, the positioning of these networks is highly unstable. The cables are laid at the shortest distance to save costs and are placed on routes that facilitate mobility, i.e., the “choke points” and narrow passages, for example, the Sundra Strait, Hawaiian Islands, Guam and the Suez Canal. Not only are these locations more prone to man-made accidents, but they are also active volcano zones that lead to earthquakes, underwater landslides and tsunamis causing damage to the undersea cables.14 Some instances of submarine cables fault due to natural disasters are: (1) 2006 earthquake in Taiwan, Hong Kong, China and Southeast Asia; (2) 2011 earthquake and tsunami in Japan; (3) 2015 typhoon in Mariana Island;15 and (4) 2022 volcano eruption and tsunami in Tonga.
Impact on India
Source: TeleGeography
As shown in Map 2, India is connected to many submarine cables compared to Tonga’s one cable. The cables are clustered and connected to landing stations. India has five landing stations located at Mumbai, Cochin, Trivandrum, Tuticorin and Chennai, which provide connectivity to the entire nation. Further, Mumbai is connected to eleven cables, making it the busiest station, followed by Chennai with seven cables, Cochin with two, and Trivandrum and Tuticorin with one each.16 Hence, a situation like Tonga is very unlikely to happen to India unless we witness an extinction-level catastrophe, although, in 2008, due to an undersea cable fault along the coast of Alexandria, parts of Egypt, Pakistan, Kuwait and India were left dark for some time.17 Nonetheless, India should have submarine cables protection and alternatives protocol and mechanism in place, especially since Pakistan in its National Security Policy 2022–26 has already emphasised the importance of undersea cables by asserting that:
“The Indian Ocean is fast becoming a space for contestation. The self-professed role of any one country as a so-called net-security provider in the wider Indian Ocean would affect the region’s security and economic interests negatively. Multi-directional challenges in the maritime domain include cyber intrusion and surveillance of our sea lines of communication along the Indian Ocean, among others.”18
Conclusion
Whilst submarine cables are vulnerable to natural disasters, replacing this critical global infrastructure with other alternatives isn't prudent. Supplementing undersea cables with other systems like Satellite Communication and Underwater Wireless Communication (UWC) is the key to mitigating submarine cable-related losses. UWC that employ 5G wireless networking technique to support radio frequency, acoustic and optical signal carrier will play a significant role in ‘observation of marine life, water pollution, oil and gas rig exploration, surveillance of natural disasters, naval tactical operations for coastal securities and to observe the changes in the underwater environment’ with the proliferation of the Internet of Underwater Things (IoUT).19 Similarly, satellite communication is great for distant locations and data distribution frequency, however, both of these methods are insufficient to accommodate our communication needs. Optical fibre cables transmit a lot of data at a lower price and with high reliability due to their higher bandwidth capacity. Additionally, these cables have great potential of acting as a network of sensors worldwide to detect and monitor earthquakes and tsunamis.20 Innovative approaches can be utilised to repair undersea cables instead of using ships that delay the process. Using Autonomous Underwater Vehicles is a faster, cheaper and safer way to fix the cables. In other words, submarine cables are indispensable.
Views expressed are of the author and do not necessarily reflect the views of the MP-IDSA or of the Government of India.
The recently issued joint statement by P-5 countries on preventing nuclear war and avoiding arms race, does not seem to go beyond the routine statements made in the past. The NPT member countries demanding concrete steps on nuclear disarmament will have to wait for more time.
On 3 January 2022, all the five permanent members (P-5) of the United Nations Security Council (UNSC) issued a joint statement on preventing nuclear war and avoiding arms race.1 Incidentally, these five countries are also the nuclear weapon countries recognised by the Nuclear Non-Proliferation Treaty (NPT), which has divided the world into Nuclear Weapons States and Non-Nuclear Weapons States on the basis of a cut-off date. Interestingly, this short statement comprising just five paragraphs, has been received with a high degree of pessimism as well as with an equally pitched elation and optimism. Some bizarre analyses have also been seen, especially in the Chinese media.2
The joint statement seems to have been issued to reassure the world and address the concerns raised by the NPT members, which have been demanding commitment to the grand bargain, especially on nuclear disarmament. Is there anything new in this statement? By now, many have expressed that there is nothing new, including the much-quoted statement: “a nuclear war cannot be won and must never be fought.”3 This statement was made in 1985 in the dying years of the Cold War4, between Soviet Union and the US, and was reiterated a few times during the post-Cold War period and continues to be used in the 21st century as well.5 The recent P-5 statement seems to have made it multilateral, but without adding anything new to the original statement.
Three of the P-5 countries are members of the North Atlantic Treaty Organization (NATO). US has been directing the philosophy of the alliance. The United Kingdom (UK) and France, generally, supported the core nuclear issues of the NATO-led by the US. China, which was close to both socialist and capitalist blocs during the Cold War, is now trying to emerge as an atypical actor of the global nuclear system. Its nuclear stockpile is growing and so is its aggressive behaviour. All the arms control efforts by Russia and the US would be meaningless if China is not a part of it.
It is worth noting that on 4 January 2022, the spokesperson of the Chinese Ministry of Foreign Affairs added to the P-5 statement: “China has been advocating the principle that a nuclear war cannot be won and must never be fought. It effectively steered the five States toward joint actions.”6 Thus, at least, in principle, this multilateralisation of the adage is not new even for China. It means that all, in principle, believed the adage even before the 3 January statement.
In fact, the 1985 statement was a reflection of the changing world and nuclear orders, where the superpowers wanted to shed the baggage of the Cold War. It was issued when the Soviet Union was doing perestroika and pursuing glasnost. The point to note is that the strategic environment is not the same in 2022. In Europe, NATO and Russia are at loggerheads over Ukraine. China’s aggressive behaviour is creating a warlike situation in the entire Asia.
The Cold War and the Soviet Union both disappeared, but nuclear weapons have existed all along. The Soviet nuclear weapons became the Russian nuclear weapons. Other former Soviet Union countries transferred their nuclear weapons to the nuclear successor of the Soviet Union. Some unnecessary weapons were discarded. Some nuclear warheads were dismantled but fissile materials were preserved. Arms control sustained the nuclear force structure.
Quite significantly, after the Hiroshima and Nagasaki bombings, nuclear weapon was never used, and in fact, even in the Second World War, it was a case of nuclear use, not war. The US used nuclear weapons, and as the opponent did not have the nuclear weapon, it only bore the consequences. The increasing nuclearisation of the world made it clear that the consequences of a nuclear use could not be one-sided. Two or more nuclear adversaries may have to share the cost and perils of nuclear use or war.
That ‘nuclear use would have far-reaching consequences’7 is a realisation of all the P-5 countries for a long period, and statements have been issued from time to time. Even the outcome document8 of 2010 NPT Review Conference (RevCon), in which P-5 countries as members had participated, underlined the fact. However, this realisation has not resulted in any action towards eliminating nuclear weapons. P-5 countries, by and large, stayed away from the three conferences to discuss Humanitarian Impact of Nuclear Weapons. Only in the last meeting, the US and the UK participated, but did not sign the pledge issued in that conference relating to humanitarian consequences of nuclear weapons.
In reality, we may agree that nuclear taboo has been existing since the last use of nuclear weapons. There were some instances, in which the possibility of nuclear exchange had increased. Basically, the idea that nuclear weapon is not an ordinary weapon prevented a war/nuclear exchange. Quite significantly, even when the nuclear weapons countries did not expect any reprisal, they still abstained from the use of nuclear weapons. The P-5 joint statement has basically reiterated the already existing norm against the use of nuclear weapons.
Unfortunately, other than declaratory statements, the P-5 countries have failed the international community in taking this norm to the higher level. China is the only P-5 country that has a declared No First Use (NFU) policy, though an element of uncertainty as well as credibility clouds the Chinese NFU declaration. In 1993, Russia abandoned the 1982 Brezhnev NFU doctrine. The US has been debating but multiple factors are hindering the way to adopt the NFU. For the other two countries, NFU is hardly an issue.
The most significant part of the statement was actually in the fourth paragraph, which mentions: “We reiterate the validity of our previous statements on de-targeting, reaffirming that none of our nuclear weapons are targeted at each other or at any other State.”9 The P-5 should consolidate it and start making a move towards NFU. In the press conference of the Chinese Ministry of Foreign Affairs, held on 4 January 2022, China took the credit for inclusion of this part in the statement.10 In the transition period, they can have an arrangement similar to 1925 Geneva Protocol. For the purpose, other nuclear weapons countries, which are not members of the NPT, may also be approached.
However, the most disappointing part of the statement was: “we also affirm that nuclear weapons—for as long as they continue to exist—should serve defensive purposes, deter aggression, and prevent war. We believe strongly that the further spread of such weapons must be prevented.”11 This is a status-quoist statement, which, too, is made too frequently by all the nuclear weapons countries in order to perpetuate their nuclear arsenals. For a long period, the bewildered world is asking the question: who will make the first move?
China is complicating the puzzle further. This is the first and only P-5 country which has not declared its nuclear arsenals. The way it is aggressively modernising its military, including nuclear, has left the whole world except a few countries such as Pakistan and North Korea extremely worried. Yet, China seeks a refuge in the large arsenals of Russia and the US. Eventually, defence and deterrence are nothing but tools to perpetuate the nuclear weapons oligopoly of P-5 countries.
The last three paragraphs of the P-5 statement are equally unexciting. The pledge of the five countries to their bilateral and multilateral non-proliferation, disarmament, and arms control agreements and commitments, including to the Article VI is also not new. The looming nuclear threat seems to be the overarching issue, which the P-5 countries intend to address; therefore, the statement also gives space for averting unauthorised or unintended use of nuclear weapons.
Just a few weeks after the statement, the world watched its futility on almost all fronts. The trust deficit continues. On 21 January 2022, China attacked12 the US–Japan joint statement of 20 January 202213 in which both countries expressed concern over continuing growth of the Chinese nuclear capabilities. In the 20 January statement, Japan and the US had merely appealed to China “to contribute to arrangements that reduce nuclear risks, increase transparency, and advance nuclear disarmament.”14
Similarly, on 21 January 2022, China expressed concern15 about the notice issued in the US Federal Register the same day, which imposed sanctions on three Chinese entities for two years. These entities are: (i) China Aerospace Science and Technology Corporation (CASC) First Academy; (ii) China Aerospace Science and Industry Corporation (CASIC) Fourth Academy; and (iii) Poly Technologies Incorporated (PTI), and their sub-units and successors.16 However, this shows that the proliferation behaviour of China has remained unchanged, and a long paragraph in the P-5 joint statement on non-proliferation eludes the stark reality reflected in the China-led proliferation network.
Then comes the final question: How should the P-5 statement be treated? Of course, there is no harm in an appearance of such statements when the world is experiencing a paradoxical situation. Covid-19 as a universal enemy is wreaking havoc virtually indiscriminately, yet the P-5 countries are involved in the tension in Asia and Europe. The anxious world overreacted with a glimmer of hope. It does not realise that the hope or optimism will be dashed in almost no time.
The statement, by and large, has not gone beyond the routine or ritual statements made by the all the P-5 countries on different occasions and on different platforms. The NPT member countries demanding some concrete steps on nuclear disarmament may have to wait and be content with this kind of statement. In all likelihood, the P-5 is not going to announce anything substantial on nuclear disarmament when the postponed NPT RevCon is held in August 2022.17
On other issues, the P-5 countries need to show some progress and provide a road-map to the world. It is difficult to expect doctrinal changes in the near future. China will continue its nuclear modernisation and proliferation behaviour, and at the same time, it will continue to talk about NFU and project itself as an important stakeholder of the global nuclear system and order. P-5 countries are showing some seriousness regarding nuclear risk, including accidental and unauthorised nuclear use. They have submitted some working papers over the years. We may hope a couple of measures on this front.
Views expressed are of the author and do not necessarily reflect the views of the MP-IDSA or of the Government of India.
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