Open-Source Intelligence: The Tool of First Resort in Ukraine War
Harinder Singh
May 04, 2023
Reluctance to embrace the revolution in open-source intelligence would limit the effectiveness of intelligence agencies in future conflicts.
Historically, secrecy has been a critical element associated with intelligence operations. 1 However, this is now rapidly changing with open-source intelligence readily available to military leaders as well as security analysts. The technological advances in open-source intelligence have vastly increased the quantity and quality of information available to planners and practitioners, making the notion of secrecy seem less relevant. For intelligence agencies, any reluctance to embrace the revolution in open-source intelligence by privileging past practices of intelligence, where ‘secrecy and secretiveness’ has been the paramount code of conduct, could limit their effectiveness in future wars. Yet, there are befitting reasons to believe that ‘secrecy’ in intelligence operations will continue to play a dominant role, but with an all-new meaning, is the key matter.
Open-source intelligence has played a significant role in the depiction of the Ukraine War. Commercial imagery from high-resolution satellites provides real-time intelligence in terms of troop mobilisation, troop concentrations, movement of heavy equipment and logistic echelons. While satellite imagery contributes to planning at the strategic level, social media apps like Tik-tok, Telegram and Twitter (the 3Ts) have been transforming the tactical battlespace like never before.2 A whole new industry of analysts from diverse backgrounds have emerged, using these real-time images, videos and data to depict the progress of the Ukraine War. Elsewhere, professional intelligence platforms like BellingCat and others demonstrate how open-source intelligence can be used to reveal an adversary’s activities in ways and detail that would have been a laborious intelligence activity in the past.
Ukraine’s ability to seamlessly integrate traditional sources of military intelligence with open-source intelligence into its ground operations marks the arrival of new-age intelligence tools. The fusion of strategic-level and tactical-level intelligence with open-source and reconnaissance inputs from unmanned platforms has been the key to Ukraine’s ability to hold off the Russian invasion. No wonder many security experts argue that open-source intelligence is fast emerging as the ‘tool of first resort’ in present-day intelligence operations.3
Intelligence in Ukraine War
Military intelligence operations in the future will be determined profoundly by the Ukraine War experience. Today, we barely need any classified imagery to pick out a military build-up. Satellite imagery which used to be the sole preserve of the intelligence agencies is now available at a low cost, while online apps have brought transparency on the battlefield. The Ukraine War proves that when this low-cost imagery and open-source data collected through diverse agencies and quarters is fused and analysed, it becomes a vital contributor to the overall intelligence picture.
Three aspects explain Ukraine’s impactful use of open-source intelligence for operational purposes: the willingness (of the West) to share strategic and tactical-level intelligence, as part of the foreign intelligence liaison, with the Ukrainians; the importance of commercial imagery in locating and fighting back the Russian advance; and the salience of open-source intelligence and online apps for enhanced situational awareness on the battlefront. 4
Firstly, there is a growing importance of foreign intelligence liaison in the Ukraine War. Foreign intelligence liaison is a routine amongst strategic allies and partners, but this can only be useful if the recipient military is capable of integrating the inputs provided by the partner country into a cogent intelligence picture. The Ukrainians seem to have done well to incorporate intelligence inputs received through military liaison with domestic intelligence and open-source intelligence, which attests to the impact of its intelligence agencies and their practices.
Although much of it is under wraps, the importance of the Western world supplying intelligence to Ukraine cannot be underestimated. This is primarily at two levels. At an operational level, the United States has been sharing intelligence with Kyiv to develop its military response to Russia’s invasion for a long time. From a strategic perspective, by making better use of publicly available information and intelligence, the West has been able to shape a strong coalition amongst its allies against Russia and in a way, strengthen Ukraine’s resolve to fight a superior adversary.
What makes this conflict unique is the unprecedented willingness of foreign governments to assist Ukraine by providing satellite –imagery-based intelligence, and unmanned surveillance and reconnaissance effort to shape its responses on the battlefront. Foreign military liaison is a two-way street: how much intelligence the donor country is willing to share and how much of it is useful to the recipient state, without being overly caveated or constrained.
Secondly, the sharing of commercial imagery with Ukraine in locating and fighting back the Russian advance has been a key factor in the war. The proliferation of high-resolution satellites has revolutionised the availability of low-cost commercial imagery, with enhanced granularity, coverage and efficiency, required for timely analysis and interpretation. The Ukrainian military has made good use of this imagery made available by firms like MAXAR Technologies,5 Blacksky and Canadian RADARSAT-2.6 This imagery when combined with social media posts streamed by sympathetic civilians and partisans along or across the battlefront, have provided real-time inputs on the Russian build-up.
While detecting troop and logistic build-up is simple and straightforward, assessing an adversary’s intent can be difficult. For any imagery to be useful, intelligence analysts have to look beyond the routine movements and deployments, to ascertain any activity the adversary might have undertaken to reveal his intent or aims. The power of intelligence fusion and analytics is vital to establish intent. A layperson using imagery might be able to identify a platform as an artillery gun, a tank, or an infantry-carrying vehicle. However, if these inputs are analysed at an intelligence fusion centre with human intelligence inputs, the make, model, and units to which they might belong and likely areas of deployment or employment can be inferred. In this war, Palantir Technologies and a few others have provided their services to the Ukrainians to analyse how the war has been unfolding in terms of troop movements and battlefield damage assessments to good success.7
Evidently, with an assured supply of publicly or commercially available satellite imagery and associated processing technologies, it is very well possible to alter the military disadvantage that a weaker country possesses against a stronger state.8
And thirdly, there is a growing salience of open-source intelligence and online apps in this war. Ukraine’s smart integration of intelligence received from domestic sources with that provided by friendly governments, or obtained from open-source intelligence, has been remarkable. Since actionable intelligence has low shelf-life, Ukraine’s intelligence outfits have been agile in processing and sharing of information received from diverse intelligence sources, with visible effects on the battlefield. For instance, Ukraine made extensive use of Russia’s un-coded radio and phone transmissions, due to the inadequacy of secure tactical radios with the Russian military, to its advantage.
What has become clear now, is how the Ukrainian population acts as one large ‘sponge’ for collecting intelligence on Russian movements and deployments. Ukraine’s tech-savvy citizenry with smartphones have turned the state into a large, distributed and open-source network for information collation. The presence of the motivated citizenry with smartphones, in and around the battlefront, provides a wider scope of intelligence collection than any traditional means.
On its part, the Ukrainian government has taken a step further by allowing its citizens to post pictures and videos of troop movements, geo-tagged on its country-wide public service app called DIIA, for instant use by military units on the battlefield.9
The Future of Open-Source Intelligence
Today, intelligence is becoming ‘all-source’. As one expert argues, open-source intelligence now looks much like a sovereign intelligence enterprise, increasingly replacing traditional intelligence as the mainstream intelligence.10 High-resolution platforms provide imagery that allows security analysts to track troop movement and build-up at low cost, while smartphones allow instant sharing of tactical-level updates. The tracking of Russia’s military manoeuvres by space-based sensors, like Maxar, Planet and others is another example of how the state’s monopoly on intelligence operations is increasingly coming under pressure. Satellites, Star-Links and smartphones are the new tools of intelligence, making open-source intelligence as the tool of ‘first resort’ in military operations.
However, it is also apparent that open-source intelligence cannot replace traditional intelligence practices such as HUMINT (Human Intelligence), SIGINT (Signals Intelligence), ELINT (Electronic Intelligence), IMINT (Imagery Intelligence) or MASINT (Measurement and Signature Intelligence) and for good reasons. While open-source data can give insights into an adversary’s capabilities, it does not inform on his intent. This interpretation tussle between the capabilities and intentions is eternal.11 A similar debate was up last year about the Russian build-up and it took a long time for intelligence analysts worldwide to figure out Russia’s intent.
Military commanders often lack precise insights into ‘what’ an adversary is thinking or planning to do and they tend to substitute with pre-disposed perceptions. In such circumstances, the traditional intelligence practices are more valuable as these tend to collect and process information, intuitively and imaginatively, to arrive at reasoned military deductions. But then, traditional intelligence systems are forever in high demand and in this information-dense age, they cannot be omnipresent and need to be complimented by other means to meet battlefront aspirations.
Open-source intelligence has its other shortcomings too. With the proliferation of smartphones and low-cost imagery in the hands of wily analysts, it becomes easier to spread misinformation or cause disinformation. Misinformation or disinformation are not new tools, but in this age of AI, they make it difficult for analysts to distinguish between real or fake information.12 When text-generating and image-generating apps are taking the world by storm, intelligence-craft will have to increasingly rely more and more on human expertise, and not open-source alone, to decipher between good and bad intelligence.
The Ukrainian experience will influence future military campaigns. In an era, when anyone can be an intelligence aggregator, analyst, and user, this war compels nations to re-think the relationship between intelligence, statecraft and military operations.13 This war proves that the gap between what the governments know and what the analysts can discover is shrinking with the widespread proliferation of high-quality, open-source low cost data, and diffusion of AI-driven analytical tools and platforms.14 As a policy pointer, life-like videos and images on smartphones and low-end computers can make warring sides miscalculate, making digital deception a new phenomenon in future wars.
Amid this backdrop, lawmakers, policymakers and military practitioners might have to re-assess the relationship between the traditional and new tools of intelligence, and their inter-se relationship with respect to secrecy and transparency. Amongst other learnings, there is a compelling case to create agile, Open-source Intelligence Enterprises (OSINT-Es)15 within the secret world of intelligence to keep pace with futuristic demands on intelligence for quick decision-making on the battlefield.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
8. There exists no clarity on the definition of open-source intelligence. But lately, it is being categorised as publicly available intelligence (PAI) or commercially available intelligence (CAI), where the former is freely available on the internet, while the latter needs to bought off private intelligence companies.
Integrating India’s North Eastern Region in the Backdrop of Act East Policy
Gurinder Pal Singh
May 01, 2023
Tailored strategies that cater to the unique needs and aspirations of the North Eastern Region can ensure comprehensive development, regional cooperation and long-term stability.
India’s North Eastern Region (NER) is a diverse and strategically significant area, which shares borders with several neighbouring countries. The Act East Policy, a proactive turn to Look East Policy was initiated by the Indian government in November 2014. It seeks to strengthen economic, political, security and cultural ties with Southeast and East Asia, with the NER serving as a crucial gateway. This commentary highlights some of the challenges in the execution of this policy, and recommends measures for effectively tackling these challenges.
Strategic Significance
The North Eastern Region holds immense strategic significance due to its unique geographic location, sharing borders with Bhutan, China, Myanmar, Nepal and Bangladesh amounting to almost one-third of total land frontiers of India (approximately 5,385 kms out of 15,200 kms).1 The unique geographic location of the region makes it a gateway to the Southeast Asia, and is thus crucial for our Act East Policy.
The Siliguri Corridor, also known as the Chicken's Neck, is a narrow stretch in West Bengal that connects the NER with the rest of India. This corridor serves as the primary gateway for road, rail and air connectivity. With a width of approximately 22 kms and length of 60 kms,2 the corridor is highly vulnerable to natural disasters, blockades and military threats. The Siliguri Corridor's proximity to China, Nepal, Bhutan and Bangladesh further adds to its geostrategic significance.
The NER is home to diverse ethnic communities, many of which share cultural, linguistic and historical ties with neighbouring countries such as Myanmar, Bangladesh, Bhutan and China.3 This ethnic contiguity plays a crucial role in shaping regional dynamics, as it provides opportunities for cross-border cooperation, exchange and economic integration.
Chinese territorial claims in Arunachal Pradesh are a matter of concern for our security and foreign policy. China's claim on Arunachal Pradesh, which it refers to as ‘South Tibet/ Zangnan’, has been a major source of friction between the two countries.4
Challenges
The region faces several challenges/issues that deters its development and integration into the broader Indian landscape.
Insurgency
Since Independence, the region has remained a hotspot of insurgency. Measures taken over the years by various stakeholders have enabled transition from violence to stability.5 However, peace still eludes this resource-rich region. Incidents of insurgency in the north-eastern states have reduced by 80 per cent in the last eight years, while casualties of security forces have gone down by 75 per cent and civilian deaths by 99 per cent.6
Insurgent Camps in Myanmar
The porous border between India and Myanmar has allowed various Indian insurgent groups to establish camps and bases in Myanmar.7 These camps serve as safe havens for insurgents to regroup, train and plan attacks on the Indian soil. The presence of these camps complicates the security situation in the region and poses a significant challenge for the Indian government in its efforts to counter insurgency. As per the reports, there are many camps in Myanmar opposite Nagaland and Manipur states.8
Arms and Drug Trafficking
The region has become a hub for arms and drug trafficking due to its strategic location and porous borders. Insurgent groups often resort to these illegal activities to finance their operations, which, in turn, fuel further violence and instability.9
Armed Forces Special Powers Act (AFSPA)
The Indian government has implemented the Armed Forces Special Powers Act (AFSPA) in parts of the NER to counter insurgency and maintain law and order.10 However, critics argue that it grants excessive powers to security forces, leading to human rights violations and a climate of fear and mistrust among the local population.11 Insurgents have also taken advantage of this view and incited Civil Society Organisations to conduct demonstrations against the Act.
Peace Accords
Over the years, the Indian government has entered into various peace accords with insurgent groups in the NER.12 While most of these agreements have been successful in bringing about peace and stability, others have had a limited success due to factors like lack of inclusivity, feeble enforcement and enduring ethnic tensions.13
Other Aspects
In addition, the region faces several challenges that hinders its progress and stability. Inadequate representation of diverse ethnic and cultural groups in governance structures deepens the grievances, while interstate boundary disputes contribute to conflicts between states and communities.14 A conflict economy, driven by illegal activities such as arms trafficking and drug trade, further fuels instability in the region.
The sense of alienation experienced by the people of the North East, often due to historical neglect and perceived cultural differences, aggravates apprehensions and undermines integration with the rest of the country. Governance aspects, including corruption, weak institutions, and insufficient infrastructure, hinder development and effective conflict resolution. Additionally, demographic inversion, caused by migration and changing population dynamics, has led to socio-political restlessness.
Addressing these challenges requires a comprehensive approach that includes inclusive negotiations, addressing the root causes of the conflict, ensuring effective implementation of peace accords, and promoting development and economic opportunities in the region.
Net Assessment
'Net Assessment' is a vital tool for comprehensively analysing the strengths, weaknesses, opportunities and threats. It helps identify key challenges such as insurgency, underdevelopment and socio-political issues, while enabling policymakers to prioritise resources and initiatives effectively. 'Net Assessment' also aids in assessing risks and opportunities, allowing for the development of tailored strategies to address the region’s unique needs. Additionally, it provides a baseline for monitoring progress and adapting strategies as required.
Through the application of the ‘Net Assessment’ process, targeted strategies can be developed to tackle various challenges in the NER. For example, addressing perceived alienation requires fostering social cohesion and promoting cultural exchange. Improving the efficacy of developmental initiatives necessitates better coordination between stakeholders and aligning projects with local needs. Enhancing healthcare involves investing in infrastructure, capacity-building and telemedicine, while also ensuring accessible and affordable care. Rekindling lost historical pride can be achieved by incorporating the region's history and culture into educational curricula and promoting heritage tourism.
To combat underdevelopment, targeted policies should focus on sustainable growth in key sectors such as agriculture, tourism and infrastructure. Addressing the parallel economy requires curbing illicit activities through enhanced law enforcement and alternative livelihood opportunities. By adopting these focused strategies, the various challenges faced by the NER can be effectively addressed, paving the way for its successful integration with the Act East Policy.15
Key Recommendations
Governance
To further improve governance in the region, an inclusive growth model, enhancing trust and transparency and reaching down to the grass-roots level is essential. Firstly, enhancing digital connectivity can facilitate efficient governance by improving communication, enabling access to information, and promoting transparency in public administration. Investment in necessary infrastructure, such as broadband networks and internet access points, can help achieve this goal. Secondly, resolving inter-state boundary disputes fosters regional harmony and cooperation, which is essential for effective governance. Engaging in dialogue and negotiations, while seeking mutually acceptable solutions, can help mitigate tensions and prevent conflicts. Thirdly, streamlining land laws can promote efficient land use, ease the process of land acquisition, and encourage investments in various sectors. Lastly, controlling the conflict economy is critical for addressing the root causes of instability in the region. Combating illicit activities, such as arms and drug trafficking, and providing alternative livelihood opportunities for those affected by conflict can contribute to better governance.
Socio-Political
Addressing socio-political challenges in the region is also essential for success of the Act East Policy. Community participation in decision-making can foster a sense of ownership and responsibility among citizens. Rehabilitation of the surrendered insurgents can pave the way for long-term stability and peace, allowing the region to focus on development initiatives.16 Opening up higher education institutes and centres of excellence will further hone the much-needed bridge between the NER and rest of India. Leveraging the region's sports potential can help nurture local talent, boost morale, and promote national integration. Supportive infrastructure, training facilities, and sports academies can be established to tap into this potential. Finally, incorporating the history of the NER into school curricula can foster a better understanding of the region's diverse cultural heritage, promoting social cohesion and mutual respect among different communities.
Socio-Economic
The lack of economic growth and poor human development indices have had a negative effect on the overall stability of the North-eastern states.17 Promoting trade-induced industrialisation can create new employment opportunities, stimulate growth, and strengthen regional integration. Investing in communication infrastructure such as roads, railways, and air connectivity, can facilitate trade, tourism, and overall economic development. Designating the NER as a Special Economic Zone (SEZ) can attract domestic and foreign investments, foster innovation and boost the local economy. Enhancing human resources through education and skill development programmes can create a skilled workforce capable of driving economic growth and diversifying the regional economy. Creating systems and mechanisms to boost local produce can empower local communities, promote sustainable development, and tap into niche markets. This can be achieved through marketing initiatives, value addition, and better supply chain management. Lastly, measures to optimise energy sources such as hydropower and crude oil, can make the region energy-efficient and self-reliant. Investing in energy infrastructure and promoting clean energy can contribute to long-term sustainability.
Conclusion
Integration of India's North Eastern Region within the Act East Policy framework is crucial for unlocking the region's immense potential and strengthening its ties with neighbouring countries. To achieve this, it is essential to address the various challenges faced by the region, including socio-political, economic and governance issues. By implementing tailored strategies that cater to the unique needs and aspirations of the NER, India can ensure comprehensive development, regional cooperation, and long-term stability. The successful integration of this strategically significant region will not only contribute to India's overall growth but also enhance its geopolitical standing and foster stronger relationships within the Indo-Pacific region.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
Norway’s Priorities for its Arctic Council Chairship 2023–2025
Bipandeep Sharma
May 01, 2023
Given the ongoing geopolitical contestations and the current state of Norway’s relations with Russia, Norway may not be able to fully realise the ambitious agenda for its upcoming presidency of the Arctic Council.
On 28 March 2023, the Government of Norway released an important document outlining key priorities for its upcoming Chairship of the Arctic Council.1 Without giving any reference to Russia or to the geopolitical challenges in the context of the Ukraine crisis, the document focuses on addressing the scientific, environmental, economic and human-centric challenges in the region. Four key priority areas have been flagged in the document.
First, Oceans have been listed as the first focus area of Norway’s priorities in the Arctic. Increased human activity, rapid climate change and drastic loss of sea ice are causing severe stress on the Arctic and other ocean ecosystems. Under its Chairship, Norway intends to develop credible ocean management tools such as a digital environmental atlas for Arctic seas and oceans. It also calls for protecting endangered species and ecosystems in the region through area-based conservation measures. An emphasis is also laid on installing scientific observation systems in the Central Arctic Ocean (CAO) for collecting scientific data and enabling knowledge sharing among partners. Combating marine litter and strengthening cooperation on emergency preparedness and safe shipping in the Arctic have been further listed as priority objectives of Norway’s Chairship.2
Second, the issue of climate change and environment is another important priority area highlighted in this document. Emphasis on using local traditional knowledge to address climate issues in the region has been advocated. Knowledge sharing and enhancement of scientific research in this regard have been prioritised. Specific reference to address the emerging issues from Black Carbon and Methane has been emphasised. The need to take a multilateral approach to address climate change and environmental issues in the Arctic has been emphasised.3
The third section of the document prioritises Norway’s approach in terms of sustainable economic development of the region. It stresses that green transitional projects, blue economy, sustainable shipping and Arctic food systems will be prioritised. Cooperation with indigenous organisations to use their traditional knowledge to enhance their economic development has been emphasised. Developing and protecting the culture and way of life of indigenous people in the region has been set as a key objective of Norway’s Chairship. Lastly, this section of the document calls for sharing the best technological solutions for developing Arctic Industries.4
The final section takes a people-centric approach and argues that global climate change is altering livelihoods, settlement patterns and living conditions of people in the North. The document calls for developing resilient, diverse and inclusive Arctic communities. Special emphasis is laid on enhancing the role of youth in the Arctic Council’s work and promoting gender equality in the region. It is interesting to note that the word ‘Chairship’ is used instead of ‘Chairmanship’ throughout the document.
Norway also calls for investigating the role of climate change and its impact on regional public health. The need to establish a diverse network of Arctic human biobanks for providing digital health solutions to people in the Arctic is stressed. Lastly, the document calls for prioritising and developing medical preparedness and response systems for all types of emergencies in Arctic communities through projects that could include the use of local and traditional knowledge.5
Assessment
A continuous emphasis on ‘cooperation’ by avoiding any use of the language of ‘security’ makes this document timely and fully in line with the fundamental principles of the 1996 Ottawa Declaration. A key stress on achieving long-term development goals through support to ongoing activities and projects in the six working and expert groups of the council further leaves space for some level of trust to re-emerge in the council.
While the document presents an optimistic vision for Norway’s upcoming Chairship, given the ongoing geopolitical contestation in the region, it remains to be seen if Norway can realistically achieve these objectives.
First, Norway’s call for cooperation while remaining actively engaged with its allies and partners on geopolitical matters in the Arctic may to an extent outline the country’s balanced approach. Such an approach to ensure cooperation, though, seems not achievable unless engagement with Russia is re-established. Russia’s senior Arctic official Nikolay Korchunov argues that Russia still considers the Arctic Council an important forum for cooperation in the region.6
Second, Russia accounts for 53 per cent of the Arctic Ocean coastline that extends from the Barents Sea to the Kara Sea to the Laptev Sea, and to the East Siberian Sea. The total continental shelf extent of Russia in the Arctic Ocean is therefore greater than all the other seven Arctic states. Russia’s three major rivers—the Yenisey, the Lena and the Kolyma—end into Kara Sea, Laptev Sea and the East Siberian Sea respectively in the Arctic.7 Therefore, the overall success of Norway’s first priority area in the Arctic is largely dependent on the country’s engagement with Russia in this regard.
Third, Norway in its priority document has called for installing scientific observation systems in the CAO for collecting scientific data and sharing it with its allied partners. The Commission on the Limits of Continental Shelf (CLCS) approval of Russia’s extended continental shelves in the CAO8 in February 2023 is bound to increase Russia’s maritime activity in the region in near future. Installation of such observation systems (the data from those which could have dual-use implications) may not be easy in areas approved by CLCS in favour of Russia. In the absence of any formal mechanism of cooperation, such installations might be seen with suspicion, especially in areas viewed as essential to Russia's geo-economic and geostrategic interests.
Fourth, with regard to the issue of enhancing and ensuring safe shipping, search and rescue, emergency preparedness, and disaster risk reduction in the Arctic, the majority of the long-route shipping traffic passes through the Northern Sea Route (NSR) that runs along the Russian coast. Russia maintains substantial infrastructure as compared to other Arctic states to respond to any shipping-related emergency along the NSR. Therefore, this vision seems farfetched without engaging with Russia within or even outside the Arctic Council.
Fifth, the global scientific communities are of the view that science and climate change issues of the Arctic could not be addressed through limited or selective scientific cooperation.9 Scientists need data, knowledge and experience sharing to validate their research. Norway’s emphasis on prioritising the critical issues of Black Carbon, Methane and other related science and climate change issues would need a global approach of cooperation.
Sixth, sustainable economic development and green transition in the Arctic region as a whole could be achieved through cooperation with all Arctic stakeholders, sharing of technology, and collaborations in scientific and social science research. The complete Western withdrawal from joint economic projects with Russia and further imposition of economic sanctions and hindrances in technology transfers has negatively impacted green and sustainable economic development in the Arctic.
Finally, Norway in its document has given great emphasis on prioritising various issues of the indigenous people of the North. The Arctic accounts for a total population of about 4 million, spread across all the eight Arctic states in the region. The Russian Arctic alone accounts for approximately 2 million people divided into various ethnic and indigenous groups.10 Norway’s agenda of pursuing policies for the benefit of Arctic indigenous communities in its upcoming Chairship cannot possibly ignore 50 per cent of the population that lives in the Russian Arctic. Issues related to health and livelihood of all people in the north are equally important and therefore would require careful policies to benefit everyone.
Conclusion
Given the ongoing geopolitical contestations and the current state of Norway’s relations with Russia, Norway may not be able to fully realise the ambitious agenda for its upcoming presidency of the Arctic Council. Cooperation with Russia seems difficult in the near future given the growing level of mistrust between the two countries. Further, some observers states within the council seem divided in their view regarding the future legitimacy of the Council without Russia.11 Therefore, Norway’s upcoming Chairship needs a balanced approach to meet its set objectives.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
8.“Summary of Recommendations of the Commission”, United Nations Convention on the Law of the Sea, 6 February 2023. Russia had submitted its claim for extended continental shelf in CAO before CLCS in 2001. The CLCS gave its decision approving Russian claims in February 2023.
Kazakhstan’s ‘Multi-Vector’ Foreign Policy Amidst the Ukraine War
Jason Wahlang
April 27, 2023
Kazakhstan has strengthened its partnerships with regional and extra-regional actors amidst the ongoing regional turmoil.
Kazakhstan has maintained a distinctive stance regarding Russia’s military action in Ukraine. It has repeatedly emphasised the need for diplomacy to resolve the conflict. Kazakh authorities have also decried the results of referendums held in four Ukrainian cities of Donetsk, Kherson, Luhansk and Zaporizhzhia , which overwhelmingly voted to join the Russia Federation. At the same time, President Kassym-Jomart Tokayev, after his re-election on 22 November 2022, chose Russia for his first foreign visit. These developments have put a spotlight on Kazakhstan’s three-decades-old multi-vectored foreign policy.
After the Soviet disintegration, most Central Asian nations, including Kazakhstan, adopted a multi-vector foreign policy, characterised by a pragmatic non-ideological approach.1 This accorded Kazakh leaders flexibility in dealing with global and regional powers to further the country’s political, security and economic interests.
Kazakhstan’s landlocked geographical location coupled with abundant resources have played a vital role in this calculus of adopting a multi-vector foreign policy. The country was overtly reliant on Russia for connectivity with the rest of the world. It, therefore, sought to leverage its rich repository of natural resources to diversify its inbound investments to develop this critical sector. This is evident in Kazakhstan establishing robust partnerships with regional and extra-regional powers apart from Russia, including China, Turkey, Iran, India and the West.
Kazakhstan is a member of Russia-dominated organisations such as the Eurasian Economic Union (EEU) and Collective Security Treaty Organisation (CSTO) while also acquiescing to the Belt and Road Initiative (BRI) and USAID projects which focus on health, human rights, democracy, governance and economic development. The multi-vector policy was further reiterated in Kazakhstan’s Foreign Policy Document (2020–2030), released in March 2020,2 and the latest military doctrine released on 24 October 2022.3 The Foreign Policy Document affirms that the country would follow an independent, pragmatic, and proactive policy for the development of friendly, equal and mutually beneficial relations with all states, interstate associations and international organisations. The 2022 military doctrine flags internal, external, traditional and non-traditional threats and focuses on diversifying military cooperation to maintain the nation’s multi-vector policy amidst growing regional and global turmoil.
Multi-Vector Policy Since War in Ukraine
In the early days of the Ukrainian crisis, Kazakhstan offered to act as a negotiator, stressing the need for dialogue.4 It also extended humanitarian aid to Ukraine,5 thereby highlighting its neutral position. On the other hand, President Tokayev refused to recognise Luhansk and Donetsk’s independence from Ukraine. While making it clear that he would not expose his country to secondary Western sanctions, he announced that he would work with Russia within the framework of the Western sanctions regime.6 These developments thereby indicated Kazakhstan’s calculus of sticking to its principle of an independent foreign policy.
Kazakhstan’s multi-vector foreign policy is evident in its approach involving other nations. The country shares a long border of approximately 1,800 kms with China. Over the years, China has emerged as a key economic partner of Astana, and the BRI provides a robust foundation for their economic engagement.7 The strategic value attached by both sides to their bilateral ties was evident in President Xi Jinping visiting Kazakhstan for his first foreign trip since the outbreak of the pandemic, with the Chinese President emphasising the need to uphold Astana’s sovereignty. This was seen as a message of support to Kazakhstan amidst lingering fear in Central Asia over Russia’s irredentism.8 Meanwhile, Kazakhstan has also expressed its support for China’s peace plan for the Russia–Ukraine conflict9 amidst reports of a Kazakh Presidential to visit China later in the year.
Nevertheless, there remain apprehensions about China’s growing footprints in Kazakhstan. This is evident in protests in Kazakhstan against Chinese migrants, China’s land purchases, and China’s policies towards Uyghurs.10
Beyond Russia and China, Kazakhstan has also sought to engage the US as part of its multi-vector approach. Kazakhstan already houses a USAID project centre in Astana amidst an upswing in bilateral economic linkages. Kazakhstan would perhaps even benefit from the promised new investments from the US amidst the crisis of the Russian rouble. During the visit of US Secretary of State Antony Blinken to Kazakhstan on 28 February 2023, the US promised economic assistance apart from expressing support for Kazakhstan's territorial integrity and sovereignty11.
There have also been a flurry of visits by European Union (EU) officials to Kazakhstan, including the October 2022 visit of the European Council President Charles Michel and the November 2022 visit of the EU High Representative for Foreign Affairs Josep Borell, with discussions revolving around the Trans-Caspian International Transport route.12 The EU is Kazakhstan’s largest foreign investor representing 60 per cent of foreign direct investment.13 The EU’s renewed focus on Kazakhstan coincides with the EU’s ongoing energy crisis and attempts at diversifying its energy suppliers. In addition, a more robust partnership with Kazakhstan could provide Europe with access to its vital non-energy natural resources as Europe seeks to overcome its dependence on Russia.
Among other regional powers, Kazakhstan has sought to strengthen its engagement with Turkiye, with both countries signing a joint declaration to strengthen military and geopolitical partnerships in June 2022.14 Aside from establishing a joint intelligence-sharing cooperation mechanism, Kazakhstan is cooperating with Turkiye on drone procurement and co-production.15 This is remarkable given the fact that Kazakhstan is part of the Russia led-Collective Security Treaty Organisation (CSTO) military alliance. Moreover, Kazakhstan’s membership of the Turkic Council and the Organisation of Turkic States, as both share a Turkic ethnic composition, enables both countries to expand regional connections.
Conclusion
A key attribute to President Tokayev’s recent assertiveness on Russia amidst the Ukrainian conflict is likely aimed at bolstering his public image among the Kazak electorate. This was particularly relevant amidst the large influx of Russians into Kazakhstan, which has the potential to disturb the existing social cohesion. However, the Kazakh assertiveness is unlikely to signify a break from Russia which remains a prominent regional actor. The fact remains that Astana is part of a Russia-led security and economic alliance.
Nevertheless, Kazakhstan has strengthened its partnerships with other regional and extra-regional actors amidst the ongoing regional turmoil. To a certain extent, this multi-vector foreign policy in the current geopolitical climate is to signal metaphorically that not all of Astana’s roads lead to and from Moscow.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
Strengthening the Weakest Link: Creating Cyber Awareness via G-20 and Quad
Rohit Kumar Sharma
April 24, 2023
The name recognition associated with multilateral organisations like the G-20 and the QUAD provides a useful entry point for creating awareness on cybersecurity issues for the common man.
While extensive digitalisation has made lives more convenient, it has also amplified the vulnerabilities making devices and data susceptible to unauthorised breaches. Despite popular notions of cyberspace as an abstract and intangible environment, cybersecurity depends on the individual's actions. The human element of cybersecurity cannot be ignored as it is often identified as the ‘weakest link’ in cybersecurity. Several studies have concluded that cyber-attacks succeed not so much because of technical vulnerabilities but because of human error.1
According to a report by the World Economic Forum, 95 per cent of cybersecurity incidents occur due to human error.2 Further exacerbating the issue, most governments have failed to prioritise cyber awareness within their national cybersecurity strategies.3 Evidence has shown that teaching basic cybersecurity skills such as strong passwords, identifying phishing scams and understanding the significance of data can dramatically improve the safety and security of the digital infrastructure.
Given the more significant role of individuals in ensuring a safe and secure digital space, there is a need to close the human error gap through education. While multilateral forums like G20 and the Quadrilateral Security Dialogue (Quad) are more commonly associated with government-to-government collaboration, their name recognition provides a useful entry point for creating awareness on cybersecurity issues for the common man.
In February 2023, the Ministry of Electronics & Information Technology (MeitY) inaugurated the G20 Cyber Security Exercise and Drill for domestic and international participants to provide insights on enhancing crisis management, crisis communication and to collectively build joint resilience to respond to cyber incidents.4 It also launched the ‘Stay Safe Online’ campaign intended towards raising awareness among citizens.5
The much-needed initiative is pertinent in the case of India because of the widespread use of social media platforms and the rapid adoption of digital payments within the country. In fact, according to some statistics, India was the most frequently targeted country in the world with cyber attacks on government agencies alone rising to 13.7 per cent in 2022 from 6.3 per cent in 2021.6 The Union government’s Cyber Crime Portal has also been receiving over 3,500 complaints of financial fraud a day highlighting the severity of situation.7 In 2022, according to government agencies, there were a total 13.91 lakh cybersecurity incidents reported in India, which is a substantial increase compared to previous years.8
To close the human error gap and with an objective for a broader outreach, the ‘Stay Safe Online’ campaign involves disseminating content through infographics, puzzles and short videos in English, Hindi and other local languages. Besides this, various promotion and outreach activities are being carried out throughout the year with the involvement of critical stakeholders, including Union ministries, industry, NGOs, etc. The campaign covers various issues including browser security, cyberbullying, data security, email security, internet ethics, and Know Your Customer (KYC) fraud.9 The themes primarily deal with the quotidian digital activities of individuals and seeks to inform them about safe and secure practices in cyberspace.
Similarly, Quad has also been an active forum to discuss cybersecurity issues and challenges. The Quad, which comprises India, Japan, the United States and Australia, is a strategic alliance that focuses on promoting a free and open Indo-Pacific region. In February 2023, the Quad unveiled a new public campaign aimed at promoting greater awareness of cybersecurity and enhancing the resilience of digital infrastructure.10 The ‘Quad Cyber Challenge’ campaign was inaugurated to invite people across the Indo-Pacific and beyond to join the challenge and pledge to practice safe cyber habits.11
The initiative is tailored to provide resources such as basic cybersecurity information and training for participants. It globally unites governments, corporations, non-profits, universities, and schools on the issue of securing cyberspace. The campaign also encapsulates “the spirit of the Quad” to strengthen cooperation against the existing challenges, including cybersecurity.12 In India, the campaign is being coordinated by the National Cyber Security Coordinator with National Security Council Secretariat (NSCS).
The National Cyber Security Coordinator's office leading the campaign highlights the importance of collaboration between these nations to address the challenges posed by cyber threats. Cybersecurity is a critical issue that affects individuals, businesses and governments alike and enhancing cybersecurity in the Quad grouping is vital to protect critical infrastructure, prevent cyber attacks and maintain trust and confidence in the digital ecosystem. This is in line with the Quad’s broader objective of upholding a
free, open, inclusive, prosperous and peaceful Indo-Pacific region based on the principles of respect for sovereignty, territorial integrity, international law and the rules-based international order.13
The member countries have realised the importance of factoring cybersecurity to appreciate this broader objective. For instance, the Quad Foreign Ministers’ statement on ransomware reaffirmed their shared commitment
…to an open, secure, stable, accessible and peaceful cyberspace and supported regional initiatives to enhance the capacity of countries to implement the UN Framework for Responsible State Behavior in Cyberspace.14
The statement also reiterated the commitment to cooperate on capacity-building programmes and initiatives to improve resilience against ransomware attacks.
As attackers become more sophisticated, the challenges of managing cyber risks and maintaining good cyber hygiene will increase exponentially. Given that personal cybersecurity requires some effort and thought, educating individuals about cybersecurity is an essential step towards the larger goal of securing and maintaining a resilient cyberspace.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
The San Diego roadmap heralds a major step forward for the AUKUS in achieving its key strategic objective of delivering SSN capability to Australia.
In March 2023, the US President along with the Prime Ministers of the UK and Australia, unveiled the much-anticipated roadmap for AUKUS in San Diego. The joint statement envisages a multi-phased roadmap spanning more than two decades for the delivery of nuclear attack submarines (SSN) to Australia. The roadmap has certainly laid to rest much of the speculations regarding the class of SSNs that Australia would opt for, the time-frame for the delivery and development of the industrial ecosystem for the construction of these SSNs. Despite a concrete roadmap being presented in San Diego, there are significant uncertainties that persist considering the long time-frame, the enormity of the economic investment and the transfer of sensitive technology that the project demands.
The Journey Thus Far
The spontaneous announcement of the AUKUS trilateral security pact on 15 September 2021 surprised the global strategic community. This was considering the fact the AUKUS entailed the sharing of the coveted nuclear propulsion technology by the US and the UK with Australia. The last time the sharing of such sensitive technology happened was over six decades ago as part of the US–UK Mutual Defence Agreement of 1958. The Joint Statement released on the announcement envisaged a shared ambition for supporting Australia to acquire SSNs for its Royal Australian Navy (RAN). Also, cooperation in the development of advanced technologies like Artificial Intelligence (AI), quantum technologies, undersea capabilities and cyber capabilities was pledged.1
The announcement of AUKUS resulted in a diplomatic spat between Australia and France as it led to the scrapping of their multi-billion dollar deal for the construction of conventional submarines (SSK). The then French Foreign Minister Jean-Yves Le Drain called the AUKUS deal a stab in the back for France.2 The announcement garnered strong reactions from China which accused AUKUS of being a textbook example of nuclear proliferation.3 Other nations, including Australia’s neighbour New Zealand, expressed strong criticism of AUKUS citing nuclear proliferation concerns in the South Pacific.
In the ensuing months after the announcement, Australia, the UK and US made swift headways in establishing a cooperative framework for achieving AUKUS objectives. On 22 November 2021, these three countries signed a legally binding agreement known as the Exchange of Naval Propulsion Information Agreement (ENNPIA). This agreement set the stage for the sharing of critical information pertaining to naval nuclear propulsion. By April 2022, a governance structure was established for AUKUS to oversee the two parallel lines of efforts, namely, SSN construction and the development of advanced technologies.4 The areas of cooperation in advanced technologies were expanded to include the development of hypersonic technology, defence innovation, information sharing and Electronic Warfare Capabilities (EWC).
In the one year since AUKUS was announced, there were a number of initiatives and high-level visits that laid the foundation for building Australia’s capacity to build and operated SSNs. For training RAN’s officers aboard American SSNs, the Australia–US Submarine Officers Pipeline Act was introduced in the US Congress on 15 June 2022. Meanwhile, the relations between France and Australia have considerably improved. In June 2022, the Albanese Government announced an AUD 585 million settlement with France’s Naval Group as compensation for scrapping the SSK contract.5 Also, New Zealand’s stance towards AUKUS has undergone rapid transformation since its announcement. On 28 March 2023, New Zealand’s Defence Minister Andrew Little expressed his government’s interest to collaborate with AUKUS in the non-nuclear domains of quantum computing and AI.6
The range of developments that took place since the announcement of AUKUS highlight that the scope of trilateral security agreement goes beyond just SSNs. Despite these developments, several commentators flagged looming challenges that lay ahead of AUKUS. Among these factors were the limited industrial base in Australia for the construction of SSNs, the inevitable capability gap in RAN that will be created with the retirement of its Collin-class SSKs in the early 2030s and the compromising of Australia’s strategic autonomy.7
The San Diego Roadmap
The San Diego roadmap assumes great significance as it lays a three-phased pathway for achieving AUKUS’s key objective of enabling the RAN to acquire and operate SSNs.8 These phases can be classified based on their objectives as follows:
Building an Ecosystem for SSNs:Ever since the announcement of AUKUS 18 months back, several critics had raised questions on the viability of Australia being able to construct and operate SSNs. This was on account of Australia’s lack of manpower resources, limited manufacturing capacity and virtually no nuclear industry. The first phase of the San Diego roadmap ostensibly addresses this issue. Aimed to help Australia establish a comprehensive ecosystem for developing and operating the SSNs, the first phase has been divided into two distinct stages. In the first stage commencing 2023 onwards up until 2027, the Australian military and civilian personnel are to be integrated within the submarine industrial bases of the US and UK. Through this measure, the three nations seek to accelerate the necessary training of Australian military and civilian manpower for building and operationalising the SSNs. In order to facilitate this, the US Navy (USN) plans to increase the port visits of its SSNs and aims to train RAN’s submarine personnel onboard during these visits.9
In the second stage beginning in early 2027, the navies of the US and UK are to establish Submarine Rotational Force-West (SRF-West). Up to four Virginia-Class SSNs of the US Navy (USN) and one Astute-Class SSN of the Royal Navy (RN) are to be part of SRF-West that would be based in RAN’s naval base HMAS Stirling located near Perth.10 The RAN’s officers and sailors are to gain operational training and experience by working alongside the crew of these SSNs. The SRF-West also aims to bolster deterrence in the Indo-Pacific through the forward presence of its SSNs.11
Bridging the Submarine Gap:The second phase of the roadmap envisages the sale of three to five Virginia Class SSNs to Australia pending approval of the US Congress in the early 2030s. One of the consistent criticisms of AUKUS since its announcement in 2021 was that the RAN would be left with no submarine capability in the interregnum between the decommissioning of the Collin-Class SSKs by the early 2030s and the induction of the first AUKUS SSNs by late 2030s. The second phase of the roadmap has therefore been clearly envisaged to serve as a stop-gap measure to support the RAN through the 2030s.12
Developing Next-Gen SSNs: The final phase of the roadmap envisages the development and delivery of an entirely new class of submarines that has been dubbed as SSN-AUKUS. This new class of SSNs will officially replace the UK’s SSNR programme for designing the successor to the Astute class.SSN-AUKUS is slated to incorporate both the technologies of the UK’s SSNR design and the US’s Virginia Class technology to develop an entirely new generation of SSNs.13The first SSN under this class is slated to be built at the British shipyard in Barrow-in-Furness and will be delivered to Australia in the late 2030s. The subsequent submarines would be built domestically in Australia in the Adelaide shipyard.14
Hits and Misses
Our assessment that Australia was bound to receive the proactive support of the US Navy throughout the interregnum period till delivery of the first SSNs of AUKUS has been confirmed.15 The third phase of the San Diego roadmap envisages the construction and delivery first SSN AUKUS by the UK in the late 2030s. The UK has become a lynchpin in the AUKUS, with its critical role in designing and developing the new class of SSN-AUKUS. Hence AUKUS is reflective of London’s renewed attempts for a long-term role in the Indo-Pacific.16 We had assessed that through AUKUS, the UK seeks to re-establish its strategic footprint in the east of Suez. 17
However, what has come as a surprise with the San Diego announcement is the decision to opt for an entirely new class of SSN instead of existing classes in the navies of the US and UK. Although this possibility was brought forth by some observers during the 18-month scoping period, it was considered highly unlikely. It was largely anticipated that Australia would be choosing between the Virginia and Astute class SSNs as both are currently in production in the US and UK respectively.
What’s Next?
Although the San Diego roadmap lays down a well-defined pathway for delivering SSN capability to Australia, it would not be prudent to assume that it will ensure smooth sailing for AUKUS. The most significant challenge for the trilateral grouping in the near future may arise from the US’s Cold War-era export control regimes for the transfer of critical technologies. The most notable among these regimes is the International Trade and Arms Regulations (ITAR) enacted in 1976. The key objective of ITAR is to ensure the non-proliferation of advanced US military technology to actors who are hostile to the US.18
Many prominent US scholars have opined that without revising the outdated ITAR, AUKUS cannot achieve its ambitious goals of co-developing critical technologies like SSNs and hypersonic missiles. This is due to the fact that the ITAR creates bureaucratic bottlenecks that cause months of delay even for the services of US-manufactured fixed and rotary-wing aircraft operated by the Australian military.19 Hence, it is necessary that this outdated regime undergoes rapid reforms to enable the transfer of sensitive technologies as envisaged by the AUKUS.
It is ostensibly for this purpose that US Congress on 22 March 2022 passed a bill for ensuring swift and seamless technology transfers under the AUKUS partnership. The key objective of this bill is to take action and address the bureaucratic hurdles that may undermine US’s commitments to share sensitive technology with the UK and Australia.20 The bill has been described as the first step in what is expected to be a lengthy effort for overhauling US’s outdated export control laws.21 Also, the soon-to-be-released Defence Strategic Review (DSR) of the Australian government would provide crucial insights into how AUKUS fits into its broader security outlook for the Indo-Pacific.
Conclusion
The San Diego roadmap heralds a major step forward for the AUKUS in achieving its key strategic objective of delivering SSN capability to Australia. Although this roadmap envisages a clear and definite pathway, it does not necessarily insulate AUKUS from the looming geopolitical and economic uncertainties in the Indo-Pacific region. Hence for AUKUS to succeed in the currently existing bipartition support, economic commitments and assurances for technical collaborations across the three countries must endure and prevail over the uncertainties that this long roadmap entails.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
19. James Carouso, Thomas Schieffer, Jeffrey Bleich, John Berry and Arthur Culvahouse, “ITAR Should End for Australia”, Centre for Strategic and International Studies, 7 December 2022.
The Ukraine War demonstrates that future wars between unmatched military rivals might not just require a ‘whole of government’ approach, but perhaps a ‘whole of people’s’ approach to achieve favourable outcomes in conflict.
More than a year ago, Russia launched a full-scale invasion of Ukraine. As the world waited for Kyiv to fall, Ukrainian President Volodymyr Zelensky rejected the offer to surrender and signalled his intent to fight.
Russia initially sought to catch Ukraine by surprise. As it failed to do so, it chose to escalate the war by targeting the infrastructure and people of Ukraine. On its part, the Ukrainians avoided targeting Russian civilian infrastructure to limit retaliatory strikes on its population centres. Ever since, both sides have pursued contrasting war aims and objectives.1 While Russia aims to break the Ukrainian will to fight, Ukraine seeks to roll back the Russian advance. Led by a popular leader, an adaptive military hierarchy and a gritty rank and file, the Ukrainian military has held its ground well and perhaps fashioned a new blueprint to fight future wars.
Each new war is a return of old ideas and military beliefs.2 Aspects like trench warfare, hand-to-hand fighting, artillery duels, mechanised manoeuvres and heavy `metal on metal` battles are not new. However, the smooth and seamless employment of old technologies, such as hand-held anti-tank weapons, surface-to-air missiles and long-range artillery, alongside new-age niche military technologies such as drones, autonomous and counter-autonomous systems, AI-driven intelligence platforms, low earth orbit imaging systems and satellite-based communications, have been the highlights of this war.
Two particular aspects have stood out from a future war-fighting perspective.3 First is the corporatisation of military support to Ukraine by the West. The power of crowdsourcing of military budgeting, technology, training and logistic wherewithal has been a significant lesson, in this war.4 Second is the prominent role played by the Ukrainian society to underpin the overall war effort. This ‘community-isation’ of the war effort by Ukraine demonstrates how a militarily weaker state can leverage its strong political will and societal resilience to alter military outcomes on the battlefield.5
Role of Society in War Effort
The Ukraine conflict highlights the role of society and culture in shaping the contours of war. The community-isation of war effort in Ukraine can be explained at three levels: the willing participation of its civilians in territorial defence and partisan operations; the resilience of its populace to withstand incessant missile/air strikes and destruction of civilian infrastructure; and the role of both civilian and military social media influencers in advancing the war-time interests of the Ukrainian state.
Firstly, the Ukrainian military has successfully integrated thousands of its civilians into an effective territorial defence force. Many more might have undertaken missions with grave risks to personal safety, to delay and disrupt the Russian advance.6 From the very inception of this war, the Ukrainian leadership had recognised that, given the significant gaps in its military capacity and capability, the Russian military was likely to overwhelm the country’s conventional defences over time. As a mindful choice, the Ukrainian military has been increasing its reserve force component, by calling its reservists to reinforce the combat units, in support of regional territorial defence components and also promote the raising of resistance outfits in Russian controlled areas.
For this, the law establishing Ukraine’s national resistance strategy entered into force in January, 2022.7 The law gave the Ukrainian armed forces the authority to manage its territorial defence through the commander of the Territorial Defence Forces (TDF). The TDF is presently tasked with securing the local populace and infrastructure, maintaining law and order, supporting operations of the regular military units, and assisting in the raising of pockets of resistance in areas under occupation. The bulk of the force consists of volunteers, both men and women, irrespective of age considerations, and particularly those with prior military or policing experience and who are willing to support the country's war fighting effort without joining the military force as full-time soldiers.
Another force engaged in resistance efforts is the National Guard of Ukraine (NGU). The NGU was created in the wake of Russia’s intervention in the Donbas region to protect the country’s integrity, besides facilitating the coordination and control of the militia units in field. Beyond this, the Ukrainians have also flung open its doors to foreign volunteers.8 Surprisingly, these overseas recruits seem to be committed advocates of the Ukrainian cause and provide a much-needed boost to its military manpower. However, as more and more foreign volunteers arrive, serious integration issues might arise and, in order to mitigate these man-management risks, the Ukrainian government might have to evolve stringent norms and the administrative capacity to quickly absorb and fruitfully employ these foreign recruits.
Secondly, as a well-knit community, the Ukrainian people have demonstrated incredible resilience and patience to bear incessant air/missile attacks and hardships in daily life. Some observers believe that Russia initially intended to achieve absolute air superiority and undermine the Ukrainian ability to coordinate its ground defences and counterattacks. However, the Ukrainian military responded more effectively to Russia’s invasion than most experts had expected. As Mick Ryan, a well-known military commentator has argued, since the beginning of this war, the Ukrainian society has continued to surprise the world with their sense of resilience, purpose and pride in defending their nation.
The Russians might have under-estimated the Ukrainian resistance. In wake of recurrent frontline difficulties, Russia has resorted to increased use of cruise missiles and other precision-guided munitions to strike targets across Ukraine. To increase their writ over contested territories, Russian forces have also conducted intensive operations using private military contractors. Commentators have highlighted the potential for abuse and excesses by these private armies to alter behaviour on the ground. The Ukrainian populace has thus far met these challenges with absolute resoluteness.
And thirdly, by leveraging its tech-savvy citizenry on social media to advance its security interests, the Ukrainian state has expanded its reach and influence in this war.9 Much has been said about Ukraine’s success in the field of information warfare. Ukraine has benefited from its status as an underdog and being invaded by a much stronger power. As a result, the political messaging from Kyiv out-messaged Moscow from the very beginning of this war.10 Ukraine’s political and military leadership has been particularly agile in shaping perceptions world-wide and requisitioning military support to fight the war by innovative use of social media technologies and networks.
In this digital age, when news comes from several sources on the frontline and is rapidly transmitted around the world, governmental and military structures struggle to control narratives or a poorly constructed story. The Ukraine war highlights the immense power of social messaging by its tech-savvy citizens to post content directly to their social media feeds, thereby mitigating the Russian mastery over information warfare. This war also proves that fabricated claims of victory tend to catch up sooner or later, when real stories are reported by those present on the ground.
The Future of Warfare
The Ukraine war is an illustrative case of how militarily less capable yet resilient states can deal with existential threats.11 Even after a year in war, there has been little impact on Ukraine’s will to fight back. In fact, Ukraine’s determination to roll back the Russian advance seems to have become even more strident. While Ukraine has limited resources at its disposal to raise the costs of a continued Russian invasion, sustaining a territorial defence force and resistance movement alongside its conventional military operations would remain a challenge, requiring substantial support in terms of military guidance and wherewithal.
At another level, the Ukraine war illustrates the necessity of a calibrated flow of social media posts that are not only real-time and authentic, but also articulated through reliable voices to shape and influence the prevailing public opinion, nationally and globally. The Ukrainian state with its flourishing army of uniformed and civilian social media influencers seems to have learned this lesson well and with remarkable success. Manpower, machines and material are critical components of warfare. Men (and women) more than other two and despite the hype on technology, the Ukraine war proves the salience of the human element in present day wars beyond doubt. A long drawn `all out` war not only requires willing and motivated manpower from diverse backgrounds, but also across ages and gender, and least of all the uniformed force alone to draw cost effective and conclusive battle outcomes.
The Ukraine War demonstrates that future wars when pitched between unmatched military rivals might not just require a ‘whole of government’ approach, but perhaps a ‘whole of people’s’ approach to achieve favourable outcomes in conflict.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
बहुपक्षवाद के नए संदर्भों में भारत की ‘सॉफ्ट पावर’ कूटनीति
Om Prakash Das
April 13, 2023
‘सबका साथ’ के मंत्र को स्थापित कर रहा है भारत में G-20 का आयोजन
भूमिका
आधुनिक विश्व में एक शक्तिशाली राष्ट्र की परिभाषा मज़बूत राजनीतिक नेतृत्व, आर्थिक सम्पन्नता, सैन्य क्षमता, अंतरिक्ष तक पहुंच जैसे शब्दावलियों से मिलकर गढ़ी जाती है। इन शब्दावलियों के समूह में सफल कूटनीतिक प्रयासों और रणनीतिक साझेदारियों की भूमिका भी बेहद निर्णायक होती है। अंतर्राष्ट्रीय संबंधों की दुनिया में किसी राष्ट्र के सामर्थ्य की परिभाषा इस बात पर निर्भर करती है कि कोई राष्ट्र, किसी दूसरे राष्ट्र के व्यवहार को किस हद तक प्रभावित कर सकता है। भू-राजनीति के कई ऐसे पहलू होते हैं, जो किसी देश के लिए वैश्विक स्तर पर अनुकूल स्थितियां और एजेंडे के निर्धारण में प्रभावी लेकिन अप्रत्यक्ष रूप से अपनी भूमिका निभाते हैं। अंतर्राष्ट्रीय संबंधों की जटिल दुनिया में कूटनीतिक रणनीति के ऐसे हिस्से को मोटे तौर पर ‘सॉफ्ट पावर’ कहा जाता रहा है। साथ ही, ‘सॉफ्ट पावर’ ऐसी परिस्थितियों का निर्माण करता है , जो ठोस कूटनीतिक फैसलों को लागू करने की राह को आसान कर देता है। इस वर्ष, भारत G-20 की अध्यक्षता और मेज़बानी कर रहा है, जहां ज्वलंत वैश्विक मुद्दों पर विचार-विमर्श और एक सामूहिक कदम की अपेक्षा की जाती है। मेज़बान देश में, दुनिया की सबसे बड़ी बीस अर्थव्यवस्थाएं पहुंच रही हैं और ये मौका है ‘ब्रांड भारत’ को सशक्त करने का भी। ऐसे में भारत की छवि, उसकी स्वीकार्यता, समृद्ध सभ्यतागत परंपराएं, लोकतांत्रिक संस्कार, सांस्कृतिक - वैचारिक -प्राकृतिक विविधता जैसे तत्व अपने आप दुनिया की नज़रों में नए सिरे से उभरने लगते हैं।
Turkey Earthquake 2023: Reducing Risks in the Indian Context
Ravinder Singh
April 12, 2023
India can reduce disaster risks by studying the experiences and best practices implemented by other disaster-prone countries.
Earthquakes are one of the most devastating natural disasters that can strike anytime with little or no warning. On 21 March 2023, an earthquake of magnitude 6.6 occurred in Afghanistan, the tremors of which shook parts of northern India and were felt as far away as Delhi-NCR, Jaipur and Chandigarh. The destructive power of earthquakes leads to damage to infrastructure, displacement of people and loss of life. Since it is impossible to warn the population of an impending earthquake, it is all the more important to have a precise knowledge of the disaster risk in the region, as it is the only way to provide important information to reduce risk to population.
Disaster risk is determined probabilistically as a function where hazard, exposure and vulnerability are directly proportional (any increase causes an increase in risk) and capacity is inversely proportional (an increase causes a decrease in risk). The magnitude of the earthquake, its proximity to populated places, the kind of terrain, how structures are constructed, the time it strikes, and the response time are some variables that affect the number of casualties and damage to property.
Most earthquake fatalities occur due to structural collapses, and lesser casualties are attributable to non-structural causes and secondary disasters. Besides fatalities, earthquakes cause enormous economic losses, social disruption and psychosocial problems. As nearly 60 per cent of India is vulnerable to moderate to severe earthquakes, it is useful to learn from the experiences of such natural disasters as the February 2023 earthquake that struck Turkey and Syria.
In the 7.8 and 7.5 magnitude earthquakes that struck Turkey and Syria in February 2023, the number of people killed surpassed 45,000. At least one earthquake of magnitude 5 occurs every year in Turkey. The earthquake of 1999 led to the establishment of the Disaster and Emergency Management Authority (AFAD) to effectively manage disasters. AFAD had a Strategic Plan 2019–2023 to build disaster-resilient communities. However, reports flagged inadequate implementation of policy that perhaps led to the worst disaster yet in 2023.
The recent 7.8 magnitude earthquake, which affected 16 per cent of Turkey's population, caused an estimated damage of more than US$ 34 billion in direct property damage, according to a World Bank rapid damage assessment report. This excludes the recovery and reconstruction costs that will undoubtedly be much larger. Rescue and relief efforts were hampered by damaged roads, cold winter and breakdown of communications. An estimated 1,41,000 people from 94 countries participated in the rescue efforts.
India also contributed to the relief efforts by sending its army medical team, National Disaster Relief Force (NDRF) personnel with equipment, dogs and relief materials. The relief supplies included critical medicines, seven C-17 aircraft and a network-independent real-time tracking and messaging module called SANCHAR. The rescue of a six-year-old girl by NDRF and the picture of a Turkish woman kissing an Indian Army medical officer on her cheek has been highlighted in international media, showcasing India’s rescue and relief efforts.
Reducing Risks in the Indian Context
Having experienced numerous earthquakes of magnitude greater than 6, the Himalayan region and the Rann of Katch in India are particularly vulnerable. The earthquakes in Latur (1993), Kashmir (2005) and Bhuj (2001) are grim reminders of the country's vulnerability to earthquakes. While one can't prevent natural disasters from happening, an understanding of disaster risk can help mitigate its effects. India must take lessons from the recent Turkey earthquake for future planning to reduce its impact.
Rapid Urbanisation
Economic growth and better job opportunities have led to urban agglomeration and demographic shifts. Rapid urbanisation has led to a boom in population, property and infrastructure. The percentage of people living in cities increased from 25.72 per cent in 1991 to 35.39 per cent in 2021 in India, indicating an increased risk. The colossal damage wrought by the earthquakes in Turkey is revealed in videos of multi-storey buildings collapsing. A report by Turkey's AFAD states that temporary shelters were supplied for nearly 19 lakh survivors, which is a sign of the extensive damage to residential structures.
Urbanisation cannot be avoided due to economic factors and social benefits to the populace. However, seismic micro zonation in master plans and land use plans, retrofitting of structures, regularisation of illegal colonies/slums and resettlement of such to areas should form an essential part of earthquake risk mitigation measures in the Indian context.
Implementation of Building Codes
Implementing earthquake-resistant building codes is an effective structural measure to mitigate the risks of an earthquake. The structural damages caused in Turkey indicated poor implementation of building code policies. In most countries, building codes are not implemented due to various reasons, including those related to lack of effective oversight mechanisms, funding, a lack of political will, among other factors. Also, builders/owners either do not know the codes or do not have the resources to comply with them, and in many cases look to cut costs, which directly increases the risks of damage in case of natural disasters like earthquakes.
The National Building Code of India was first published in 1970 and underwent a second revision in 2005. Two amendments were then released in 2015. The National Building Code of India 2016 represents a significant milestone and reflects modern, globally applicable best practices. The nation-wide application of these codes must be enforced by the team of building officials appointed by the local authority, to ensure that sufficient disaster risk reduction measures are taken.
Dealing with Mass Casualty Events (MCEs)
The emergency medical services and organisations responding to the situation in Turkey were overwhelmed due to the earthquake, which brought forth challenges such as uncertainty, confusion arising from a lack of contingency plans, delay in the establishment of the Incident Command System, the necessity to alter the medical response, breakdown in communication and directing the response to recover from the effects of the disaster in a timely and efficient manner.
In order to react to disasters, a few states in India have implemented disaster management plans that include both the national and state disaster response forces which are trained and equipped to respond in the event of a disaster. But in order to save priceless lives during the ‘Golden Hour’, an earthquake that hits without any prior notice calls for an effective system. In order to overcome these challenges, the implementation of a Decision Support System, by the District Disaster Management Authority headed by the District Collector, can provide real-time information by mapping the medical facilities available, with details on availability of beds and medicines, location of ambulances, distances and modes of transport, and can save precious lives.
Natech disasters like the Fukushima Nuclear Disaster of 11 March 2011 are technological disasters triggered by natural disasters, which occur conjointly. Such disasters result in the release of toxic air, hazardous materials, fires and explosions, forcing the response force to abandon rescue operations. After a 7.6-magnitude earthquake in 1999, Turkey witnessed Natech disasters, including a significant fire at a refinery in Korfez and an acrylonitrile spill at a facility that produced fibres. Natech catastrophes are more likely to occur as a result of industrialisation, which results in the storage of dangerous chemicals, flammable materials, gas pipelines and explosive materials.
The Seveso III directives were adopted by the European Commission in 2012. Annex. I of those directives explicitly recognised Natech risk as a crucial element of a hazardous site and required methods for identifying, analysing, and preventing accidental risks as part of a comprehensive Natech risk management strategy.
India has in place a ‘National Disaster Management Plan 2019’ which has incorporated a detailed framework for Disaster Resilience to include Industrial disasters, Nuclear and Radiological emergencies and Biological and Public Health emergencies. The inclusion of a risk management strategy to include a comprehensive national policy on prevention, preparedness and mitigation of Natech disasters would assist in ameliorating the effects of Natech disasters.
Public–Private Partnership (PPP) to strengthen Disaster Mitigation
For effective rescue and relief operations, it is essential to build community resilience. This will allow quick response and recovery and make it possible for response teams to use the dispersed resources and focus the effort in a coordinated manner. Analysts have highlighted the lack of specifications or guidelines as regards the PPP model for disaster mitigation in the Turkish context.
The Indian government and private sector institutions should invest in building community resilience by promoting social cohesion, strengthening local institutions, and improving access to healthcare and social services through robust public–private partnerships. As losses from disasters exceed available funds and the nation is economically affected, PPP would provide an alternative source for reconstruction and also for preparedness measures that could help the government scale up projects. The non-participation of communities at the design and planning stage could also lead to ownership issues at a later stage. Tax incentives and compliance with the DRR index can act as a catalyst for active private sector participation.
Conclusion
Earthquakes have both economic and social impacts. The economic impact results in financial losses, while the social impact lasts longer and harms the survivors' mental health. India can use the lessons learned from the tragic earthquake in Turkey to better prepare for and respond to natural disasters. India must adhere to strict building codes, risk-mitigating innovations and earthquake preparedness. By being proactive and studying other countries’ experiences and best practices, India can better ensure the safety of its residents and reduce disaster risk.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
The Balloon Incident and the Fragility of US–China Ties
Esha Banerji
April 06, 2023
US–China relations have become increasingly contentious due to a variety of issues spanning trade and economics to military and geopolitical concerns.
On 4 February 2023, Washington shot down a Chinese high-altitude balloon that had reportedly travelled over 40 countries across five continents and had flown across the US for nearly a week. The incident sparked uproar in Washington and prompted US Secretary of State Antony Blinken to postpone a trip to Beijing that both countries had anticipated would mend their already strained relations. The balloon episode highlights the fragility of US–China relations, as well as the prevalence of underlying, deep-rooted mistrust and suspicion.
The Chinese balloon’s flight over continental United States went unreported until 2 February 2023. A day later, the Chinese Foreign Ministry stated that the “weather balloon … had deviated from its intended course” into the United States “due to the influence of westerly winds and its limited control capacity", and that "China regrets that the airship strayed into the United States by mistake."1
Nevertheless, Blinken cancelled his trip to Beijing only hours before he was scheduled to leave. State Department spokesperson Ned Price stated that the "surveillance balloon" had "undermined" the trip's purpose.2 This was not the first time though that a spy balloon has been observed by US officials. According to a US report to Congress, there were at least two instances in which a "rival power" conducted aerial surveillance, with some of those incidents reportedly involving balloons.3 Beijing was the target of a barrage of accusations after US officials said the Chinese balloon was equipped with tools "capable of intercepting and geo-locating communications." 4
Immediately following the balloon incident, Wendy Sherman, the Deputy Secretary of State, declared that the Biden administration was “reviewing its strategy” towards China and would be “investing diplomatically” in the Pacific to confront China's "increasing coercion" in Asia.5
The Washington Post cited unnamed officials as stating that the surveillance balloon was operated from China's coastal province of Hainan and targeted Japan, India, Vietnam, Taiwan, and the Philippines.6 Furthermore, a spokesperson for the US Department of Defense stated that identical balloons had operated over North and South America, South East Asia, East Asia, and Europe and that the US briefed over 40 allies on the alleged espionage activity. 7
The US claims were met with a vehement Chinese response. While Chinese Foreign Ministry initially expressed regret over the incident, the rhetoric abruptly changed following the US military's shooting down of the balloon. The US was accused of "overreacting" and charged with "indiscriminate use of military force". The Chinese Ministry of Foreign Affairs warned of damage to bilateral relations. Chinese foreign ministry spokesperson claimed that the episode called into doubt "the US's sincerity in stabilising and advancing Sino-US relations".8
Strained Dynamics
US–China relations have become increasingly contentious due to a variety of issues spanning trade and economics to military and geopolitical concerns. Trade tensions, disagreements on human rights and democracy, concerns about military expansion and potential conflict, and competition for influence in the Indo-Pacific have all put pressure on their relationship and the balloon incident has only served to exacerbate this situation.
Recent years have seen an unprecedented downturn in US–China relations. In 2021, the Biden administration announced its diplomatic boycott of the Beijing Winter Olympics9 and added more Chinese companies to its trade restriction list.10 Furthermore, Congress passed a bill aimed at countering China’s forced labour abuses in Xinjiang.11 President Joe Biden and Xi Jinping held a virtual summit in 2021 that resulted in merely the promise of future talks.
To counter China's growing technological supremacy, the U.S. Department of Commerce imposed a new round of restrictions on the country's semiconductor industry in October 2022. The animosity has further been stoked by Nancy Pelosi's historic visit to Taiwan in August 2022.
Furthermore, there is a growing mistrust between the people of China and the United States. According to a recent Pew Research Center survey, a staggering 89 per cent of Americans perceive China as a competitor or an enemy, while over two-thirds of Chinese participants had an unfavourable or very unfavourable opinion of the United States. 12 Biden and Xi met on the side-lines of the G20 summit in Bali, Indonesia in November 2022. Both leaders decided to “empower key senior officials to maintain communication and deepen constructive efforts”.13
Against this backdrop, in both Washington and Beijing, Blinken's February 2023 visit was seen as a step towards reviving dialogue on trade and reopening channels of communications vital to defusing flare-ups. Blinken has met China's Foreign Minister, Wang Yi, multiple times outside of China, notably in late September 2022 on the side-lines of the United Nations General Assembly.
The last time the US and Chinese leaders met on each other's soil, though, was in March 2021. China's top diplomats, Wang Yi and Yang Jiechi, flew to Anchorage, Alaska, to meet Blinken and National Security Adviser Jake Sullivan in the first in-person China–US engagement after President Biden took office. In that meeting, Blinken was criticised by the Chinese side for his comments on China’s “increasing authoritarianism and assertiveness at home and abroad”.
In the aftermath of the balloon incident, on 18 February 2023, Blinken and Wang Yi met on the margins of the Munich Security Conference. Blinken affirmed that the United States will not allow any violation of its sovereignty.14 Wang Yi continued to insist that the US action was an “abuse of force and a violation of customary international practices as well as the International Civil Aviation Covenant”.15
Blinken's cancelled trip to Beijing could have helped in normalising engagement and communication between the two countries and was seen as a confidence-building measure. The balloon incident however further undermined an already difficult bilateral relationship. Incidents of brinkmanship between the two countries, meanwhile, continue to escalate. In December 2022, for instance, a Chinese fighter jet intercepted a US surveillance plane over the South China Sea and allegedly made an ‘unsafe manoeuvre’. There is consensus in Washington regarding the growing threat posed by China. Xi Jinping in March 2023 called for increased efforts to modernise China's defence forces and to transform the people's armed forces into a ‘Great Wall of Steel’. The balloon episode is a reminder of the complexities and fragility of US–China relations.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
Reluctance to embrace the revolution in open-source intelligence would limit the effectiveness of intelligence agencies in future conflicts.
Historically, secrecy has been a critical element associated with intelligence operations. 1 However, this is now rapidly changing with open-source intelligence readily available to military leaders as well as security analysts. The technological advances in open-source intelligence have vastly increased the quantity and quality of information available to planners and practitioners, making the notion of secrecy seem less relevant. For intelligence agencies, any reluctance to embrace the revolution in open-source intelligence by privileging past practices of intelligence, where ‘secrecy and secretiveness’ has been the paramount code of conduct, could limit their effectiveness in future wars. Yet, there are befitting reasons to believe that ‘secrecy’ in intelligence operations will continue to play a dominant role, but with an all-new meaning, is the key matter.
Open-source intelligence has played a significant role in the depiction of the Ukraine War. Commercial imagery from high-resolution satellites provides real-time intelligence in terms of troop mobilisation, troop concentrations, movement of heavy equipment and logistic echelons. While satellite imagery contributes to planning at the strategic level, social media apps like Tik-tok, Telegram and Twitter (the 3Ts) have been transforming the tactical battlespace like never before.2 A whole new industry of analysts from diverse backgrounds have emerged, using these real-time images, videos and data to depict the progress of the Ukraine War. Elsewhere, professional intelligence platforms like BellingCat and others demonstrate how open-source intelligence can be used to reveal an adversary’s activities in ways and detail that would have been a laborious intelligence activity in the past.
Ukraine’s ability to seamlessly integrate traditional sources of military intelligence with open-source intelligence into its ground operations marks the arrival of new-age intelligence tools. The fusion of strategic-level and tactical-level intelligence with open-source and reconnaissance inputs from unmanned platforms has been the key to Ukraine’s ability to hold off the Russian invasion. No wonder many security experts argue that open-source intelligence is fast emerging as the ‘tool of first resort’ in present-day intelligence operations.3
Intelligence in Ukraine War
Military intelligence operations in the future will be determined profoundly by the Ukraine War experience. Today, we barely need any classified imagery to pick out a military build-up. Satellite imagery which used to be the sole preserve of the intelligence agencies is now available at a low cost, while online apps have brought transparency on the battlefield. The Ukraine War proves that when this low-cost imagery and open-source data collected through diverse agencies and quarters is fused and analysed, it becomes a vital contributor to the overall intelligence picture.
Three aspects explain Ukraine’s impactful use of open-source intelligence for operational purposes: the willingness (of the West) to share strategic and tactical-level intelligence, as part of the foreign intelligence liaison, with the Ukrainians; the importance of commercial imagery in locating and fighting back the Russian advance; and the salience of open-source intelligence and online apps for enhanced situational awareness on the battlefront. 4
Firstly, there is a growing importance of foreign intelligence liaison in the Ukraine War. Foreign intelligence liaison is a routine amongst strategic allies and partners, but this can only be useful if the recipient military is capable of integrating the inputs provided by the partner country into a cogent intelligence picture. The Ukrainians seem to have done well to incorporate intelligence inputs received through military liaison with domestic intelligence and open-source intelligence, which attests to the impact of its intelligence agencies and their practices.
Although much of it is under wraps, the importance of the Western world supplying intelligence to Ukraine cannot be underestimated. This is primarily at two levels. At an operational level, the United States has been sharing intelligence with Kyiv to develop its military response to Russia’s invasion for a long time. From a strategic perspective, by making better use of publicly available information and intelligence, the West has been able to shape a strong coalition amongst its allies against Russia and in a way, strengthen Ukraine’s resolve to fight a superior adversary.
What makes this conflict unique is the unprecedented willingness of foreign governments to assist Ukraine by providing satellite –imagery-based intelligence, and unmanned surveillance and reconnaissance effort to shape its responses on the battlefront. Foreign military liaison is a two-way street: how much intelligence the donor country is willing to share and how much of it is useful to the recipient state, without being overly caveated or constrained.
Secondly, the sharing of commercial imagery with Ukraine in locating and fighting back the Russian advance has been a key factor in the war. The proliferation of high-resolution satellites has revolutionised the availability of low-cost commercial imagery, with enhanced granularity, coverage and efficiency, required for timely analysis and interpretation. The Ukrainian military has made good use of this imagery made available by firms like MAXAR Technologies,5 Blacksky and Canadian RADARSAT-2.6 This imagery when combined with social media posts streamed by sympathetic civilians and partisans along or across the battlefront, have provided real-time inputs on the Russian build-up.
While detecting troop and logistic build-up is simple and straightforward, assessing an adversary’s intent can be difficult. For any imagery to be useful, intelligence analysts have to look beyond the routine movements and deployments, to ascertain any activity the adversary might have undertaken to reveal his intent or aims. The power of intelligence fusion and analytics is vital to establish intent. A layperson using imagery might be able to identify a platform as an artillery gun, a tank, or an infantry-carrying vehicle. However, if these inputs are analysed at an intelligence fusion centre with human intelligence inputs, the make, model, and units to which they might belong and likely areas of deployment or employment can be inferred. In this war, Palantir Technologies and a few others have provided their services to the Ukrainians to analyse how the war has been unfolding in terms of troop movements and battlefield damage assessments to good success.7
Evidently, with an assured supply of publicly or commercially available satellite imagery and associated processing technologies, it is very well possible to alter the military disadvantage that a weaker country possesses against a stronger state.8
And thirdly, there is a growing salience of open-source intelligence and online apps in this war. Ukraine’s smart integration of intelligence received from domestic sources with that provided by friendly governments, or obtained from open-source intelligence, has been remarkable. Since actionable intelligence has low shelf-life, Ukraine’s intelligence outfits have been agile in processing and sharing of information received from diverse intelligence sources, with visible effects on the battlefield. For instance, Ukraine made extensive use of Russia’s un-coded radio and phone transmissions, due to the inadequacy of secure tactical radios with the Russian military, to its advantage.
What has become clear now, is how the Ukrainian population acts as one large ‘sponge’ for collecting intelligence on Russian movements and deployments. Ukraine’s tech-savvy citizenry with smartphones have turned the state into a large, distributed and open-source network for information collation. The presence of the motivated citizenry with smartphones, in and around the battlefront, provides a wider scope of intelligence collection than any traditional means.
On its part, the Ukrainian government has taken a step further by allowing its citizens to post pictures and videos of troop movements, geo-tagged on its country-wide public service app called DIIA, for instant use by military units on the battlefield.9
The Future of Open-Source Intelligence
Today, intelligence is becoming ‘all-source’. As one expert argues, open-source intelligence now looks much like a sovereign intelligence enterprise, increasingly replacing traditional intelligence as the mainstream intelligence.10 High-resolution platforms provide imagery that allows security analysts to track troop movement and build-up at low cost, while smartphones allow instant sharing of tactical-level updates. The tracking of Russia’s military manoeuvres by space-based sensors, like Maxar, Planet and others is another example of how the state’s monopoly on intelligence operations is increasingly coming under pressure. Satellites, Star-Links and smartphones are the new tools of intelligence, making open-source intelligence as the tool of ‘first resort’ in military operations.
However, it is also apparent that open-source intelligence cannot replace traditional intelligence practices such as HUMINT (Human Intelligence), SIGINT (Signals Intelligence), ELINT (Electronic Intelligence), IMINT (Imagery Intelligence) or MASINT (Measurement and Signature Intelligence) and for good reasons. While open-source data can give insights into an adversary’s capabilities, it does not inform on his intent. This interpretation tussle between the capabilities and intentions is eternal.11 A similar debate was up last year about the Russian build-up and it took a long time for intelligence analysts worldwide to figure out Russia’s intent.
Military commanders often lack precise insights into ‘what’ an adversary is thinking or planning to do and they tend to substitute with pre-disposed perceptions. In such circumstances, the traditional intelligence practices are more valuable as these tend to collect and process information, intuitively and imaginatively, to arrive at reasoned military deductions. But then, traditional intelligence systems are forever in high demand and in this information-dense age, they cannot be omnipresent and need to be complimented by other means to meet battlefront aspirations.
Open-source intelligence has its other shortcomings too. With the proliferation of smartphones and low-cost imagery in the hands of wily analysts, it becomes easier to spread misinformation or cause disinformation. Misinformation or disinformation are not new tools, but in this age of AI, they make it difficult for analysts to distinguish between real or fake information.12 When text-generating and image-generating apps are taking the world by storm, intelligence-craft will have to increasingly rely more and more on human expertise, and not open-source alone, to decipher between good and bad intelligence.
The Ukrainian experience will influence future military campaigns. In an era, when anyone can be an intelligence aggregator, analyst, and user, this war compels nations to re-think the relationship between intelligence, statecraft and military operations.13 This war proves that the gap between what the governments know and what the analysts can discover is shrinking with the widespread proliferation of high-quality, open-source low cost data, and diffusion of AI-driven analytical tools and platforms.14 As a policy pointer, life-like videos and images on smartphones and low-end computers can make warring sides miscalculate, making digital deception a new phenomenon in future wars.
Amid this backdrop, lawmakers, policymakers and military practitioners might have to re-assess the relationship between the traditional and new tools of intelligence, and their inter-se relationship with respect to secrecy and transparency. Amongst other learnings, there is a compelling case to create agile, Open-source Intelligence Enterprises (OSINT-Es)15 within the secret world of intelligence to keep pace with futuristic demands on intelligence for quick decision-making on the battlefield.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
Tailored strategies that cater to the unique needs and aspirations of the North Eastern Region can ensure comprehensive development, regional cooperation and long-term stability.
India’s North Eastern Region (NER) is a diverse and strategically significant area, which shares borders with several neighbouring countries. The Act East Policy, a proactive turn to Look East Policy was initiated by the Indian government in November 2014. It seeks to strengthen economic, political, security and cultural ties with Southeast and East Asia, with the NER serving as a crucial gateway. This commentary highlights some of the challenges in the execution of this policy, and recommends measures for effectively tackling these challenges.
Strategic Significance
The North Eastern Region holds immense strategic significance due to its unique geographic location, sharing borders with Bhutan, China, Myanmar, Nepal and Bangladesh amounting to almost one-third of total land frontiers of India (approximately 5,385 kms out of 15,200 kms).1 The unique geographic location of the region makes it a gateway to the Southeast Asia, and is thus crucial for our Act East Policy.
The Siliguri Corridor, also known as the Chicken's Neck, is a narrow stretch in West Bengal that connects the NER with the rest of India. This corridor serves as the primary gateway for road, rail and air connectivity. With a width of approximately 22 kms and length of 60 kms,2 the corridor is highly vulnerable to natural disasters, blockades and military threats. The Siliguri Corridor's proximity to China, Nepal, Bhutan and Bangladesh further adds to its geostrategic significance.
The NER is home to diverse ethnic communities, many of which share cultural, linguistic and historical ties with neighbouring countries such as Myanmar, Bangladesh, Bhutan and China.3 This ethnic contiguity plays a crucial role in shaping regional dynamics, as it provides opportunities for cross-border cooperation, exchange and economic integration.
Chinese territorial claims in Arunachal Pradesh are a matter of concern for our security and foreign policy. China's claim on Arunachal Pradesh, which it refers to as ‘South Tibet/ Zangnan’, has been a major source of friction between the two countries.4
Challenges
The region faces several challenges/issues that deters its development and integration into the broader Indian landscape.
Insurgency
Since Independence, the region has remained a hotspot of insurgency. Measures taken over the years by various stakeholders have enabled transition from violence to stability.5 However, peace still eludes this resource-rich region. Incidents of insurgency in the north-eastern states have reduced by 80 per cent in the last eight years, while casualties of security forces have gone down by 75 per cent and civilian deaths by 99 per cent.6
Insurgent Camps in Myanmar
The porous border between India and Myanmar has allowed various Indian insurgent groups to establish camps and bases in Myanmar.7 These camps serve as safe havens for insurgents to regroup, train and plan attacks on the Indian soil. The presence of these camps complicates the security situation in the region and poses a significant challenge for the Indian government in its efforts to counter insurgency. As per the reports, there are many camps in Myanmar opposite Nagaland and Manipur states.8
Arms and Drug Trafficking
The region has become a hub for arms and drug trafficking due to its strategic location and porous borders. Insurgent groups often resort to these illegal activities to finance their operations, which, in turn, fuel further violence and instability.9
Armed Forces Special Powers Act (AFSPA)
The Indian government has implemented the Armed Forces Special Powers Act (AFSPA) in parts of the NER to counter insurgency and maintain law and order.10 However, critics argue that it grants excessive powers to security forces, leading to human rights violations and a climate of fear and mistrust among the local population.11 Insurgents have also taken advantage of this view and incited Civil Society Organisations to conduct demonstrations against the Act.
Peace Accords
Over the years, the Indian government has entered into various peace accords with insurgent groups in the NER.12 While most of these agreements have been successful in bringing about peace and stability, others have had a limited success due to factors like lack of inclusivity, feeble enforcement and enduring ethnic tensions.13
Other Aspects
In addition, the region faces several challenges that hinders its progress and stability. Inadequate representation of diverse ethnic and cultural groups in governance structures deepens the grievances, while interstate boundary disputes contribute to conflicts between states and communities.14 A conflict economy, driven by illegal activities such as arms trafficking and drug trade, further fuels instability in the region.
The sense of alienation experienced by the people of the North East, often due to historical neglect and perceived cultural differences, aggravates apprehensions and undermines integration with the rest of the country. Governance aspects, including corruption, weak institutions, and insufficient infrastructure, hinder development and effective conflict resolution. Additionally, demographic inversion, caused by migration and changing population dynamics, has led to socio-political restlessness.
Addressing these challenges requires a comprehensive approach that includes inclusive negotiations, addressing the root causes of the conflict, ensuring effective implementation of peace accords, and promoting development and economic opportunities in the region.
Net Assessment
'Net Assessment' is a vital tool for comprehensively analysing the strengths, weaknesses, opportunities and threats. It helps identify key challenges such as insurgency, underdevelopment and socio-political issues, while enabling policymakers to prioritise resources and initiatives effectively. 'Net Assessment' also aids in assessing risks and opportunities, allowing for the development of tailored strategies to address the region’s unique needs. Additionally, it provides a baseline for monitoring progress and adapting strategies as required.
Through the application of the ‘Net Assessment’ process, targeted strategies can be developed to tackle various challenges in the NER. For example, addressing perceived alienation requires fostering social cohesion and promoting cultural exchange. Improving the efficacy of developmental initiatives necessitates better coordination between stakeholders and aligning projects with local needs. Enhancing healthcare involves investing in infrastructure, capacity-building and telemedicine, while also ensuring accessible and affordable care. Rekindling lost historical pride can be achieved by incorporating the region's history and culture into educational curricula and promoting heritage tourism.
To combat underdevelopment, targeted policies should focus on sustainable growth in key sectors such as agriculture, tourism and infrastructure. Addressing the parallel economy requires curbing illicit activities through enhanced law enforcement and alternative livelihood opportunities. By adopting these focused strategies, the various challenges faced by the NER can be effectively addressed, paving the way for its successful integration with the Act East Policy.15
Key Recommendations
Governance
To further improve governance in the region, an inclusive growth model, enhancing trust and transparency and reaching down to the grass-roots level is essential. Firstly, enhancing digital connectivity can facilitate efficient governance by improving communication, enabling access to information, and promoting transparency in public administration. Investment in necessary infrastructure, such as broadband networks and internet access points, can help achieve this goal. Secondly, resolving inter-state boundary disputes fosters regional harmony and cooperation, which is essential for effective governance. Engaging in dialogue and negotiations, while seeking mutually acceptable solutions, can help mitigate tensions and prevent conflicts. Thirdly, streamlining land laws can promote efficient land use, ease the process of land acquisition, and encourage investments in various sectors. Lastly, controlling the conflict economy is critical for addressing the root causes of instability in the region. Combating illicit activities, such as arms and drug trafficking, and providing alternative livelihood opportunities for those affected by conflict can contribute to better governance.
Socio-Political
Addressing socio-political challenges in the region is also essential for success of the Act East Policy. Community participation in decision-making can foster a sense of ownership and responsibility among citizens. Rehabilitation of the surrendered insurgents can pave the way for long-term stability and peace, allowing the region to focus on development initiatives.16 Opening up higher education institutes and centres of excellence will further hone the much-needed bridge between the NER and rest of India. Leveraging the region's sports potential can help nurture local talent, boost morale, and promote national integration. Supportive infrastructure, training facilities, and sports academies can be established to tap into this potential. Finally, incorporating the history of the NER into school curricula can foster a better understanding of the region's diverse cultural heritage, promoting social cohesion and mutual respect among different communities.
Socio-Economic
The lack of economic growth and poor human development indices have had a negative effect on the overall stability of the North-eastern states.17 Promoting trade-induced industrialisation can create new employment opportunities, stimulate growth, and strengthen regional integration. Investing in communication infrastructure such as roads, railways, and air connectivity, can facilitate trade, tourism, and overall economic development. Designating the NER as a Special Economic Zone (SEZ) can attract domestic and foreign investments, foster innovation and boost the local economy. Enhancing human resources through education and skill development programmes can create a skilled workforce capable of driving economic growth and diversifying the regional economy. Creating systems and mechanisms to boost local produce can empower local communities, promote sustainable development, and tap into niche markets. This can be achieved through marketing initiatives, value addition, and better supply chain management. Lastly, measures to optimise energy sources such as hydropower and crude oil, can make the region energy-efficient and self-reliant. Investing in energy infrastructure and promoting clean energy can contribute to long-term sustainability.
Conclusion
Integration of India's North Eastern Region within the Act East Policy framework is crucial for unlocking the region's immense potential and strengthening its ties with neighbouring countries. To achieve this, it is essential to address the various challenges faced by the region, including socio-political, economic and governance issues. By implementing tailored strategies that cater to the unique needs and aspirations of the NER, India can ensure comprehensive development, regional cooperation, and long-term stability. The successful integration of this strategically significant region will not only contribute to India's overall growth but also enhance its geopolitical standing and foster stronger relationships within the Indo-Pacific region.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
Given the ongoing geopolitical contestations and the current state of Norway’s relations with Russia, Norway may not be able to fully realise the ambitious agenda for its upcoming presidency of the Arctic Council.
On 28 March 2023, the Government of Norway released an important document outlining key priorities for its upcoming Chairship of the Arctic Council.1 Without giving any reference to Russia or to the geopolitical challenges in the context of the Ukraine crisis, the document focuses on addressing the scientific, environmental, economic and human-centric challenges in the region. Four key priority areas have been flagged in the document.
First, Oceans have been listed as the first focus area of Norway’s priorities in the Arctic. Increased human activity, rapid climate change and drastic loss of sea ice are causing severe stress on the Arctic and other ocean ecosystems. Under its Chairship, Norway intends to develop credible ocean management tools such as a digital environmental atlas for Arctic seas and oceans. It also calls for protecting endangered species and ecosystems in the region through area-based conservation measures. An emphasis is also laid on installing scientific observation systems in the Central Arctic Ocean (CAO) for collecting scientific data and enabling knowledge sharing among partners. Combating marine litter and strengthening cooperation on emergency preparedness and safe shipping in the Arctic have been further listed as priority objectives of Norway’s Chairship.2
Second, the issue of climate change and environment is another important priority area highlighted in this document. Emphasis on using local traditional knowledge to address climate issues in the region has been advocated. Knowledge sharing and enhancement of scientific research in this regard have been prioritised. Specific reference to address the emerging issues from Black Carbon and Methane has been emphasised. The need to take a multilateral approach to address climate change and environmental issues in the Arctic has been emphasised.3
The third section of the document prioritises Norway’s approach in terms of sustainable economic development of the region. It stresses that green transitional projects, blue economy, sustainable shipping and Arctic food systems will be prioritised. Cooperation with indigenous organisations to use their traditional knowledge to enhance their economic development has been emphasised. Developing and protecting the culture and way of life of indigenous people in the region has been set as a key objective of Norway’s Chairship. Lastly, this section of the document calls for sharing the best technological solutions for developing Arctic Industries.4
The final section takes a people-centric approach and argues that global climate change is altering livelihoods, settlement patterns and living conditions of people in the North. The document calls for developing resilient, diverse and inclusive Arctic communities. Special emphasis is laid on enhancing the role of youth in the Arctic Council’s work and promoting gender equality in the region. It is interesting to note that the word ‘Chairship’ is used instead of ‘Chairmanship’ throughout the document.
Norway also calls for investigating the role of climate change and its impact on regional public health. The need to establish a diverse network of Arctic human biobanks for providing digital health solutions to people in the Arctic is stressed. Lastly, the document calls for prioritising and developing medical preparedness and response systems for all types of emergencies in Arctic communities through projects that could include the use of local and traditional knowledge.5
Assessment
A continuous emphasis on ‘cooperation’ by avoiding any use of the language of ‘security’ makes this document timely and fully in line with the fundamental principles of the 1996 Ottawa Declaration. A key stress on achieving long-term development goals through support to ongoing activities and projects in the six working and expert groups of the council further leaves space for some level of trust to re-emerge in the council.
While the document presents an optimistic vision for Norway’s upcoming Chairship, given the ongoing geopolitical contestation in the region, it remains to be seen if Norway can realistically achieve these objectives.
First, Norway’s call for cooperation while remaining actively engaged with its allies and partners on geopolitical matters in the Arctic may to an extent outline the country’s balanced approach. Such an approach to ensure cooperation, though, seems not achievable unless engagement with Russia is re-established. Russia’s senior Arctic official Nikolay Korchunov argues that Russia still considers the Arctic Council an important forum for cooperation in the region.6
Second, Russia accounts for 53 per cent of the Arctic Ocean coastline that extends from the Barents Sea to the Kara Sea to the Laptev Sea, and to the East Siberian Sea. The total continental shelf extent of Russia in the Arctic Ocean is therefore greater than all the other seven Arctic states. Russia’s three major rivers—the Yenisey, the Lena and the Kolyma—end into Kara Sea, Laptev Sea and the East Siberian Sea respectively in the Arctic.7 Therefore, the overall success of Norway’s first priority area in the Arctic is largely dependent on the country’s engagement with Russia in this regard.
Third, Norway in its priority document has called for installing scientific observation systems in the CAO for collecting scientific data and sharing it with its allied partners. The Commission on the Limits of Continental Shelf (CLCS) approval of Russia’s extended continental shelves in the CAO8 in February 2023 is bound to increase Russia’s maritime activity in the region in near future. Installation of such observation systems (the data from those which could have dual-use implications) may not be easy in areas approved by CLCS in favour of Russia. In the absence of any formal mechanism of cooperation, such installations might be seen with suspicion, especially in areas viewed as essential to Russia's geo-economic and geostrategic interests.
Fourth, with regard to the issue of enhancing and ensuring safe shipping, search and rescue, emergency preparedness, and disaster risk reduction in the Arctic, the majority of the long-route shipping traffic passes through the Northern Sea Route (NSR) that runs along the Russian coast. Russia maintains substantial infrastructure as compared to other Arctic states to respond to any shipping-related emergency along the NSR. Therefore, this vision seems farfetched without engaging with Russia within or even outside the Arctic Council.
Fifth, the global scientific communities are of the view that science and climate change issues of the Arctic could not be addressed through limited or selective scientific cooperation.9 Scientists need data, knowledge and experience sharing to validate their research. Norway’s emphasis on prioritising the critical issues of Black Carbon, Methane and other related science and climate change issues would need a global approach of cooperation.
Sixth, sustainable economic development and green transition in the Arctic region as a whole could be achieved through cooperation with all Arctic stakeholders, sharing of technology, and collaborations in scientific and social science research. The complete Western withdrawal from joint economic projects with Russia and further imposition of economic sanctions and hindrances in technology transfers has negatively impacted green and sustainable economic development in the Arctic.
Finally, Norway in its document has given great emphasis on prioritising various issues of the indigenous people of the North. The Arctic accounts for a total population of about 4 million, spread across all the eight Arctic states in the region. The Russian Arctic alone accounts for approximately 2 million people divided into various ethnic and indigenous groups.10 Norway’s agenda of pursuing policies for the benefit of Arctic indigenous communities in its upcoming Chairship cannot possibly ignore 50 per cent of the population that lives in the Russian Arctic. Issues related to health and livelihood of all people in the north are equally important and therefore would require careful policies to benefit everyone.
Conclusion
Given the ongoing geopolitical contestations and the current state of Norway’s relations with Russia, Norway may not be able to fully realise the ambitious agenda for its upcoming presidency of the Arctic Council. Cooperation with Russia seems difficult in the near future given the growing level of mistrust between the two countries. Further, some observers states within the council seem divided in their view regarding the future legitimacy of the Council without Russia.11 Therefore, Norway’s upcoming Chairship needs a balanced approach to meet its set objectives.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
Kazakhstan has strengthened its partnerships with regional and extra-regional actors amidst the ongoing regional turmoil.
Kazakhstan has maintained a distinctive stance regarding Russia’s military action in Ukraine. It has repeatedly emphasised the need for diplomacy to resolve the conflict. Kazakh authorities have also decried the results of referendums held in four Ukrainian cities of Donetsk, Kherson, Luhansk and Zaporizhzhia , which overwhelmingly voted to join the Russia Federation. At the same time, President Kassym-Jomart Tokayev, after his re-election on 22 November 2022, chose Russia for his first foreign visit. These developments have put a spotlight on Kazakhstan’s three-decades-old multi-vectored foreign policy.
After the Soviet disintegration, most Central Asian nations, including Kazakhstan, adopted a multi-vector foreign policy, characterised by a pragmatic non-ideological approach.1 This accorded Kazakh leaders flexibility in dealing with global and regional powers to further the country’s political, security and economic interests.
Kazakhstan’s landlocked geographical location coupled with abundant resources have played a vital role in this calculus of adopting a multi-vector foreign policy. The country was overtly reliant on Russia for connectivity with the rest of the world. It, therefore, sought to leverage its rich repository of natural resources to diversify its inbound investments to develop this critical sector. This is evident in Kazakhstan establishing robust partnerships with regional and extra-regional powers apart from Russia, including China, Turkey, Iran, India and the West.
Kazakhstan is a member of Russia-dominated organisations such as the Eurasian Economic Union (EEU) and Collective Security Treaty Organisation (CSTO) while also acquiescing to the Belt and Road Initiative (BRI) and USAID projects which focus on health, human rights, democracy, governance and economic development. The multi-vector policy was further reiterated in Kazakhstan’s Foreign Policy Document (2020–2030), released in March 2020,2 and the latest military doctrine released on 24 October 2022.3 The Foreign Policy Document affirms that the country would follow an independent, pragmatic, and proactive policy for the development of friendly, equal and mutually beneficial relations with all states, interstate associations and international organisations. The 2022 military doctrine flags internal, external, traditional and non-traditional threats and focuses on diversifying military cooperation to maintain the nation’s multi-vector policy amidst growing regional and global turmoil.
Multi-Vector Policy Since War in Ukraine
In the early days of the Ukrainian crisis, Kazakhstan offered to act as a negotiator, stressing the need for dialogue.4 It also extended humanitarian aid to Ukraine,5 thereby highlighting its neutral position. On the other hand, President Tokayev refused to recognise Luhansk and Donetsk’s independence from Ukraine. While making it clear that he would not expose his country to secondary Western sanctions, he announced that he would work with Russia within the framework of the Western sanctions regime.6 These developments thereby indicated Kazakhstan’s calculus of sticking to its principle of an independent foreign policy.
Kazakhstan’s multi-vector foreign policy is evident in its approach involving other nations. The country shares a long border of approximately 1,800 kms with China. Over the years, China has emerged as a key economic partner of Astana, and the BRI provides a robust foundation for their economic engagement.7 The strategic value attached by both sides to their bilateral ties was evident in President Xi Jinping visiting Kazakhstan for his first foreign trip since the outbreak of the pandemic, with the Chinese President emphasising the need to uphold Astana’s sovereignty. This was seen as a message of support to Kazakhstan amidst lingering fear in Central Asia over Russia’s irredentism.8 Meanwhile, Kazakhstan has also expressed its support for China’s peace plan for the Russia–Ukraine conflict9 amidst reports of a Kazakh Presidential to visit China later in the year.
Nevertheless, there remain apprehensions about China’s growing footprints in Kazakhstan. This is evident in protests in Kazakhstan against Chinese migrants, China’s land purchases, and China’s policies towards Uyghurs.10
Beyond Russia and China, Kazakhstan has also sought to engage the US as part of its multi-vector approach. Kazakhstan already houses a USAID project centre in Astana amidst an upswing in bilateral economic linkages. Kazakhstan would perhaps even benefit from the promised new investments from the US amidst the crisis of the Russian rouble. During the visit of US Secretary of State Antony Blinken to Kazakhstan on 28 February 2023, the US promised economic assistance apart from expressing support for Kazakhstan's territorial integrity and sovereignty11 .
There have also been a flurry of visits by European Union (EU) officials to Kazakhstan, including the October 2022 visit of the European Council President Charles Michel and the November 2022 visit of the EU High Representative for Foreign Affairs Josep Borell, with discussions revolving around the Trans-Caspian International Transport route.12 The EU is Kazakhstan’s largest foreign investor representing 60 per cent of foreign direct investment.13 The EU’s renewed focus on Kazakhstan coincides with the EU’s ongoing energy crisis and attempts at diversifying its energy suppliers. In addition, a more robust partnership with Kazakhstan could provide Europe with access to its vital non-energy natural resources as Europe seeks to overcome its dependence on Russia.
Among other regional powers, Kazakhstan has sought to strengthen its engagement with Turkiye, with both countries signing a joint declaration to strengthen military and geopolitical partnerships in June 2022.14 Aside from establishing a joint intelligence-sharing cooperation mechanism, Kazakhstan is cooperating with Turkiye on drone procurement and co-production.15 This is remarkable given the fact that Kazakhstan is part of the Russia led-Collective Security Treaty Organisation (CSTO) military alliance. Moreover, Kazakhstan’s membership of the Turkic Council and the Organisation of Turkic States, as both share a Turkic ethnic composition, enables both countries to expand regional connections.
Conclusion
A key attribute to President Tokayev’s recent assertiveness on Russia amidst the Ukrainian conflict is likely aimed at bolstering his public image among the Kazak electorate. This was particularly relevant amidst the large influx of Russians into Kazakhstan, which has the potential to disturb the existing social cohesion. However, the Kazakh assertiveness is unlikely to signify a break from Russia which remains a prominent regional actor. The fact remains that Astana is part of a Russia-led security and economic alliance.
Nevertheless, Kazakhstan has strengthened its partnerships with other regional and extra-regional actors amidst the ongoing regional turmoil. To a certain extent, this multi-vector foreign policy in the current geopolitical climate is to signal metaphorically that not all of Astana’s roads lead to and from Moscow.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
The name recognition associated with multilateral organisations like the G-20 and the QUAD provides a useful entry point for creating awareness on cybersecurity issues for the common man.
While extensive digitalisation has made lives more convenient, it has also amplified the vulnerabilities making devices and data susceptible to unauthorised breaches. Despite popular notions of cyberspace as an abstract and intangible environment, cybersecurity depends on the individual's actions. The human element of cybersecurity cannot be ignored as it is often identified as the ‘weakest link’ in cybersecurity. Several studies have concluded that cyber-attacks succeed not so much because of technical vulnerabilities but because of human error.1
According to a report by the World Economic Forum, 95 per cent of cybersecurity incidents occur due to human error.2 Further exacerbating the issue, most governments have failed to prioritise cyber awareness within their national cybersecurity strategies.3 Evidence has shown that teaching basic cybersecurity skills such as strong passwords, identifying phishing scams and understanding the significance of data can dramatically improve the safety and security of the digital infrastructure.
Given the more significant role of individuals in ensuring a safe and secure digital space, there is a need to close the human error gap through education. While multilateral forums like G20 and the Quadrilateral Security Dialogue (Quad) are more commonly associated with government-to-government collaboration, their name recognition provides a useful entry point for creating awareness on cybersecurity issues for the common man.
In February 2023, the Ministry of Electronics & Information Technology (MeitY) inaugurated the G20 Cyber Security Exercise and Drill for domestic and international participants to provide insights on enhancing crisis management, crisis communication and to collectively build joint resilience to respond to cyber incidents.4 It also launched the ‘Stay Safe Online’ campaign intended towards raising awareness among citizens.5
The much-needed initiative is pertinent in the case of India because of the widespread use of social media platforms and the rapid adoption of digital payments within the country. In fact, according to some statistics, India was the most frequently targeted country in the world with cyber attacks on government agencies alone rising to 13.7 per cent in 2022 from 6.3 per cent in 2021.6 The Union government’s Cyber Crime Portal has also been receiving over 3,500 complaints of financial fraud a day highlighting the severity of situation.7 In 2022, according to government agencies, there were a total 13.91 lakh cybersecurity incidents reported in India, which is a substantial increase compared to previous years.8
To close the human error gap and with an objective for a broader outreach, the ‘Stay Safe Online’ campaign involves disseminating content through infographics, puzzles and short videos in English, Hindi and other local languages. Besides this, various promotion and outreach activities are being carried out throughout the year with the involvement of critical stakeholders, including Union ministries, industry, NGOs, etc. The campaign covers various issues including browser security, cyberbullying, data security, email security, internet ethics, and Know Your Customer (KYC) fraud.9 The themes primarily deal with the quotidian digital activities of individuals and seeks to inform them about safe and secure practices in cyberspace.
Similarly, Quad has also been an active forum to discuss cybersecurity issues and challenges. The Quad, which comprises India, Japan, the United States and Australia, is a strategic alliance that focuses on promoting a free and open Indo-Pacific region. In February 2023, the Quad unveiled a new public campaign aimed at promoting greater awareness of cybersecurity and enhancing the resilience of digital infrastructure.10 The ‘Quad Cyber Challenge’ campaign was inaugurated to invite people across the Indo-Pacific and beyond to join the challenge and pledge to practice safe cyber habits.11
The initiative is tailored to provide resources such as basic cybersecurity information and training for participants. It globally unites governments, corporations, non-profits, universities, and schools on the issue of securing cyberspace. The campaign also encapsulates “the spirit of the Quad” to strengthen cooperation against the existing challenges, including cybersecurity.12 In India, the campaign is being coordinated by the National Cyber Security Coordinator with National Security Council Secretariat (NSCS).
The National Cyber Security Coordinator's office leading the campaign highlights the importance of collaboration between these nations to address the challenges posed by cyber threats. Cybersecurity is a critical issue that affects individuals, businesses and governments alike and enhancing cybersecurity in the Quad grouping is vital to protect critical infrastructure, prevent cyber attacks and maintain trust and confidence in the digital ecosystem. This is in line with the Quad’s broader objective of upholding a
The member countries have realised the importance of factoring cybersecurity to appreciate this broader objective. For instance, the Quad Foreign Ministers’ statement on ransomware reaffirmed their shared commitment
The statement also reiterated the commitment to cooperate on capacity-building programmes and initiatives to improve resilience against ransomware attacks.
As attackers become more sophisticated, the challenges of managing cyber risks and maintaining good cyber hygiene will increase exponentially. Given that personal cybersecurity requires some effort and thought, educating individuals about cybersecurity is an essential step towards the larger goal of securing and maintaining a resilient cyberspace.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
The San Diego roadmap heralds a major step forward for the AUKUS in achieving its key strategic objective of delivering SSN capability to Australia.
In March 2023, the US President along with the Prime Ministers of the UK and Australia, unveiled the much-anticipated roadmap for AUKUS in San Diego. The joint statement envisages a multi-phased roadmap spanning more than two decades for the delivery of nuclear attack submarines (SSN) to Australia. The roadmap has certainly laid to rest much of the speculations regarding the class of SSNs that Australia would opt for, the time-frame for the delivery and development of the industrial ecosystem for the construction of these SSNs. Despite a concrete roadmap being presented in San Diego, there are significant uncertainties that persist considering the long time-frame, the enormity of the economic investment and the transfer of sensitive technology that the project demands.
The Journey Thus Far
The spontaneous announcement of the AUKUS trilateral security pact on 15 September 2021 surprised the global strategic community. This was considering the fact the AUKUS entailed the sharing of the coveted nuclear propulsion technology by the US and the UK with Australia. The last time the sharing of such sensitive technology happened was over six decades ago as part of the US–UK Mutual Defence Agreement of 1958. The Joint Statement released on the announcement envisaged a shared ambition for supporting Australia to acquire SSNs for its Royal Australian Navy (RAN). Also, cooperation in the development of advanced technologies like Artificial Intelligence (AI), quantum technologies, undersea capabilities and cyber capabilities was pledged.1
The announcement of AUKUS resulted in a diplomatic spat between Australia and France as it led to the scrapping of their multi-billion dollar deal for the construction of conventional submarines (SSK). The then French Foreign Minister Jean-Yves Le Drain called the AUKUS deal a stab in the back for France.2 The announcement garnered strong reactions from China which accused AUKUS of being a textbook example of nuclear proliferation.3 Other nations, including Australia’s neighbour New Zealand, expressed strong criticism of AUKUS citing nuclear proliferation concerns in the South Pacific.
In the ensuing months after the announcement, Australia, the UK and US made swift headways in establishing a cooperative framework for achieving AUKUS objectives. On 22 November 2021, these three countries signed a legally binding agreement known as the Exchange of Naval Propulsion Information Agreement (ENNPIA). This agreement set the stage for the sharing of critical information pertaining to naval nuclear propulsion. By April 2022, a governance structure was established for AUKUS to oversee the two parallel lines of efforts, namely, SSN construction and the development of advanced technologies.4 The areas of cooperation in advanced technologies were expanded to include the development of hypersonic technology, defence innovation, information sharing and Electronic Warfare Capabilities (EWC).
In the one year since AUKUS was announced, there were a number of initiatives and high-level visits that laid the foundation for building Australia’s capacity to build and operated SSNs. For training RAN’s officers aboard American SSNs, the Australia–US Submarine Officers Pipeline Act was introduced in the US Congress on 15 June 2022. Meanwhile, the relations between France and Australia have considerably improved. In June 2022, the Albanese Government announced an AUD 585 million settlement with France’s Naval Group as compensation for scrapping the SSK contract.5 Also, New Zealand’s stance towards AUKUS has undergone rapid transformation since its announcement. On 28 March 2023, New Zealand’s Defence Minister Andrew Little expressed his government’s interest to collaborate with AUKUS in the non-nuclear domains of quantum computing and AI.6
The range of developments that took place since the announcement of AUKUS highlight that the scope of trilateral security agreement goes beyond just SSNs. Despite these developments, several commentators flagged looming challenges that lay ahead of AUKUS. Among these factors were the limited industrial base in Australia for the construction of SSNs, the inevitable capability gap in RAN that will be created with the retirement of its Collin-class SSKs in the early 2030s and the compromising of Australia’s strategic autonomy.7
The San Diego Roadmap
The San Diego roadmap assumes great significance as it lays a three-phased pathway for achieving AUKUS’s key objective of enabling the RAN to acquire and operate SSNs.8 These phases can be classified based on their objectives as follows:
In the second stage beginning in early 2027, the navies of the US and UK are to establish Submarine Rotational Force-West (SRF-West). Up to four Virginia-Class SSNs of the US Navy (USN) and one Astute-Class SSN of the Royal Navy (RN) are to be part of SRF-West that would be based in RAN’s naval base HMAS Stirling located near Perth.10 The RAN’s officers and sailors are to gain operational training and experience by working alongside the crew of these SSNs. The SRF-West also aims to bolster deterrence in the Indo-Pacific through the forward presence of its SSNs.11
Hits and Misses
Our assessment that Australia was bound to receive the proactive support of the US Navy throughout the interregnum period till delivery of the first SSNs of AUKUS has been confirmed.15 The third phase of the San Diego roadmap envisages the construction and delivery first SSN AUKUS by the UK in the late 2030s. The UK has become a lynchpin in the AUKUS, with its critical role in designing and developing the new class of SSN-AUKUS. Hence AUKUS is reflective of London’s renewed attempts for a long-term role in the Indo-Pacific.16 We had assessed that through AUKUS, the UK seeks to re-establish its strategic footprint in the east of Suez. 17
However, what has come as a surprise with the San Diego announcement is the decision to opt for an entirely new class of SSN instead of existing classes in the navies of the US and UK. Although this possibility was brought forth by some observers during the 18-month scoping period, it was considered highly unlikely. It was largely anticipated that Australia would be choosing between the Virginia and Astute class SSNs as both are currently in production in the US and UK respectively.
What’s Next?
Although the San Diego roadmap lays down a well-defined pathway for delivering SSN capability to Australia, it would not be prudent to assume that it will ensure smooth sailing for AUKUS. The most significant challenge for the trilateral grouping in the near future may arise from the US’s Cold War-era export control regimes for the transfer of critical technologies. The most notable among these regimes is the International Trade and Arms Regulations (ITAR) enacted in 1976. The key objective of ITAR is to ensure the non-proliferation of advanced US military technology to actors who are hostile to the US.18
Many prominent US scholars have opined that without revising the outdated ITAR, AUKUS cannot achieve its ambitious goals of co-developing critical technologies like SSNs and hypersonic missiles. This is due to the fact that the ITAR creates bureaucratic bottlenecks that cause months of delay even for the services of US-manufactured fixed and rotary-wing aircraft operated by the Australian military.19 Hence, it is necessary that this outdated regime undergoes rapid reforms to enable the transfer of sensitive technologies as envisaged by the AUKUS.
It is ostensibly for this purpose that US Congress on 22 March 2022 passed a bill for ensuring swift and seamless technology transfers under the AUKUS partnership. The key objective of this bill is to take action and address the bureaucratic hurdles that may undermine US’s commitments to share sensitive technology with the UK and Australia.20 The bill has been described as the first step in what is expected to be a lengthy effort for overhauling US’s outdated export control laws.21 Also, the soon-to-be-released Defence Strategic Review (DSR) of the Australian government would provide crucial insights into how AUKUS fits into its broader security outlook for the Indo-Pacific.
Conclusion
The San Diego roadmap heralds a major step forward for the AUKUS in achieving its key strategic objective of delivering SSN capability to Australia. Although this roadmap envisages a clear and definite pathway, it does not necessarily insulate AUKUS from the looming geopolitical and economic uncertainties in the Indo-Pacific region. Hence for AUKUS to succeed in the currently existing bipartition support, economic commitments and assurances for technical collaborations across the three countries must endure and prevail over the uncertainties that this long roadmap entails.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
The Ukraine War demonstrates that future wars between unmatched military rivals might not just require a ‘whole of government’ approach, but perhaps a ‘whole of people’s’ approach to achieve favourable outcomes in conflict.
More than a year ago, Russia launched a full-scale invasion of Ukraine. As the world waited for Kyiv to fall, Ukrainian President Volodymyr Zelensky rejected the offer to surrender and signalled his intent to fight.
Russia initially sought to catch Ukraine by surprise. As it failed to do so, it chose to escalate the war by targeting the infrastructure and people of Ukraine. On its part, the Ukrainians avoided targeting Russian civilian infrastructure to limit retaliatory strikes on its population centres. Ever since, both sides have pursued contrasting war aims and objectives.1 While Russia aims to break the Ukrainian will to fight, Ukraine seeks to roll back the Russian advance. Led by a popular leader, an adaptive military hierarchy and a gritty rank and file, the Ukrainian military has held its ground well and perhaps fashioned a new blueprint to fight future wars.
Each new war is a return of old ideas and military beliefs.2 Aspects like trench warfare, hand-to-hand fighting, artillery duels, mechanised manoeuvres and heavy `metal on metal` battles are not new. However, the smooth and seamless employment of old technologies, such as hand-held anti-tank weapons, surface-to-air missiles and long-range artillery, alongside new-age niche military technologies such as drones, autonomous and counter-autonomous systems, AI-driven intelligence platforms, low earth orbit imaging systems and satellite-based communications, have been the highlights of this war.
Two particular aspects have stood out from a future war-fighting perspective.3 First is the corporatisation of military support to Ukraine by the West. The power of crowdsourcing of military budgeting, technology, training and logistic wherewithal has been a significant lesson, in this war.4 Second is the prominent role played by the Ukrainian society to underpin the overall war effort. This ‘community-isation’ of the war effort by Ukraine demonstrates how a militarily weaker state can leverage its strong political will and societal resilience to alter military outcomes on the battlefield.5
Role of Society in War Effort
The Ukraine conflict highlights the role of society and culture in shaping the contours of war. The community-isation of war effort in Ukraine can be explained at three levels: the willing participation of its civilians in territorial defence and partisan operations; the resilience of its populace to withstand incessant missile/air strikes and destruction of civilian infrastructure; and the role of both civilian and military social media influencers in advancing the war-time interests of the Ukrainian state.
Firstly, the Ukrainian military has successfully integrated thousands of its civilians into an effective territorial defence force. Many more might have undertaken missions with grave risks to personal safety, to delay and disrupt the Russian advance.6 From the very inception of this war, the Ukrainian leadership had recognised that, given the significant gaps in its military capacity and capability, the Russian military was likely to overwhelm the country’s conventional defences over time. As a mindful choice, the Ukrainian military has been increasing its reserve force component, by calling its reservists to reinforce the combat units, in support of regional territorial defence components and also promote the raising of resistance outfits in Russian controlled areas.
For this, the law establishing Ukraine’s national resistance strategy entered into force in January, 2022.7 The law gave the Ukrainian armed forces the authority to manage its territorial defence through the commander of the Territorial Defence Forces (TDF). The TDF is presently tasked with securing the local populace and infrastructure, maintaining law and order, supporting operations of the regular military units, and assisting in the raising of pockets of resistance in areas under occupation. The bulk of the force consists of volunteers, both men and women, irrespective of age considerations, and particularly those with prior military or policing experience and who are willing to support the country's war fighting effort without joining the military force as full-time soldiers.
Another force engaged in resistance efforts is the National Guard of Ukraine (NGU). The NGU was created in the wake of Russia’s intervention in the Donbas region to protect the country’s integrity, besides facilitating the coordination and control of the militia units in field. Beyond this, the Ukrainians have also flung open its doors to foreign volunteers.8 Surprisingly, these overseas recruits seem to be committed advocates of the Ukrainian cause and provide a much-needed boost to its military manpower. However, as more and more foreign volunteers arrive, serious integration issues might arise and, in order to mitigate these man-management risks, the Ukrainian government might have to evolve stringent norms and the administrative capacity to quickly absorb and fruitfully employ these foreign recruits.
Secondly, as a well-knit community, the Ukrainian people have demonstrated incredible resilience and patience to bear incessant air/missile attacks and hardships in daily life. Some observers believe that Russia initially intended to achieve absolute air superiority and undermine the Ukrainian ability to coordinate its ground defences and counterattacks. However, the Ukrainian military responded more effectively to Russia’s invasion than most experts had expected. As Mick Ryan, a well-known military commentator has argued, since the beginning of this war, the Ukrainian society has continued to surprise the world with their sense of resilience, purpose and pride in defending their nation.
The Russians might have under-estimated the Ukrainian resistance. In wake of recurrent frontline difficulties, Russia has resorted to increased use of cruise missiles and other precision-guided munitions to strike targets across Ukraine. To increase their writ over contested territories, Russian forces have also conducted intensive operations using private military contractors. Commentators have highlighted the potential for abuse and excesses by these private armies to alter behaviour on the ground. The Ukrainian populace has thus far met these challenges with absolute resoluteness.
And thirdly, by leveraging its tech-savvy citizenry on social media to advance its security interests, the Ukrainian state has expanded its reach and influence in this war.9 Much has been said about Ukraine’s success in the field of information warfare. Ukraine has benefited from its status as an underdog and being invaded by a much stronger power. As a result, the political messaging from Kyiv out-messaged Moscow from the very beginning of this war.10 Ukraine’s political and military leadership has been particularly agile in shaping perceptions world-wide and requisitioning military support to fight the war by innovative use of social media technologies and networks.
In this digital age, when news comes from several sources on the frontline and is rapidly transmitted around the world, governmental and military structures struggle to control narratives or a poorly constructed story. The Ukraine war highlights the immense power of social messaging by its tech-savvy citizens to post content directly to their social media feeds, thereby mitigating the Russian mastery over information warfare. This war also proves that fabricated claims of victory tend to catch up sooner or later, when real stories are reported by those present on the ground.
The Future of Warfare
The Ukraine war is an illustrative case of how militarily less capable yet resilient states can deal with existential threats.11 Even after a year in war, there has been little impact on Ukraine’s will to fight back. In fact, Ukraine’s determination to roll back the Russian advance seems to have become even more strident. While Ukraine has limited resources at its disposal to raise the costs of a continued Russian invasion, sustaining a territorial defence force and resistance movement alongside its conventional military operations would remain a challenge, requiring substantial support in terms of military guidance and wherewithal.
At another level, the Ukraine war illustrates the necessity of a calibrated flow of social media posts that are not only real-time and authentic, but also articulated through reliable voices to shape and influence the prevailing public opinion, nationally and globally. The Ukrainian state with its flourishing army of uniformed and civilian social media influencers seems to have learned this lesson well and with remarkable success. Manpower, machines and material are critical components of warfare. Men (and women) more than other two and despite the hype on technology, the Ukraine war proves the salience of the human element in present day wars beyond doubt. A long drawn `all out` war not only requires willing and motivated manpower from diverse backgrounds, but also across ages and gender, and least of all the uniformed force alone to draw cost effective and conclusive battle outcomes.
The Ukraine War demonstrates that future wars when pitched between unmatched military rivals might not just require a ‘whole of government’ approach, but perhaps a ‘whole of people’s’ approach to achieve favourable outcomes in conflict.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
‘सबका साथ’ के मंत्र को स्थापित कर रहा है भारत में G-20 का आयोजन
भूमिका
आधुनिक विश्व में एक शक्तिशाली राष्ट्र की परिभाषा मज़बूत राजनीतिक नेतृत्व, आर्थिक सम्पन्नता, सैन्य क्षमता, अंतरिक्ष तक पहुंच जैसे शब्दावलियों से मिलकर गढ़ी जाती है। इन शब्दावलियों के समूह में सफल कूटनीतिक प्रयासों और रणनीतिक साझेदारियों की भूमिका भी बेहद निर्णायक होती है। अंतर्राष्ट्रीय संबंधों की दुनिया में किसी राष्ट्र के सामर्थ्य की परिभाषा इस बात पर निर्भर करती है कि कोई राष्ट्र, किसी दूसरे राष्ट्र के व्यवहार को किस हद तक प्रभावित कर सकता है। भू-राजनीति के कई ऐसे पहलू होते हैं, जो किसी देश के लिए वैश्विक स्तर पर अनुकूल स्थितियां और एजेंडे के निर्धारण में प्रभावी लेकिन अप्रत्यक्ष रूप से अपनी भूमिका निभाते हैं। अंतर्राष्ट्रीय संबंधों की जटिल दुनिया में कूटनीतिक रणनीति के ऐसे हिस्से को मोटे तौर पर ‘सॉफ्ट पावर’ कहा जाता रहा है। साथ ही, ‘सॉफ्ट पावर’ ऐसी परिस्थितियों का निर्माण करता है , जो ठोस कूटनीतिक फैसलों को लागू करने की राह को आसान कर देता है। इस वर्ष, भारत G-20 की अध्यक्षता और मेज़बानी कर रहा है, जहां ज्वलंत वैश्विक मुद्दों पर विचार-विमर्श और एक सामूहिक कदम की अपेक्षा की जाती है। मेज़बान देश में, दुनिया की सबसे बड़ी बीस अर्थव्यवस्थाएं पहुंच रही हैं और ये मौका है ‘ब्रांड भारत’ को सशक्त करने का भी। ऐसे में भारत की छवि, उसकी स्वीकार्यता, समृद्ध सभ्यतागत परंपराएं, लोकतांत्रिक संस्कार, सांस्कृतिक - वैचारिक -प्राकृतिक विविधता जैसे तत्व अपने आप दुनिया की नज़रों में नए सिरे से उभरने लगते हैं।
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India can reduce disaster risks by studying the experiences and best practices implemented by other disaster-prone countries.
Earthquakes are one of the most devastating natural disasters that can strike anytime with little or no warning. On 21 March 2023, an earthquake of magnitude 6.6 occurred in Afghanistan, the tremors of which shook parts of northern India and were felt as far away as Delhi-NCR, Jaipur and Chandigarh. The destructive power of earthquakes leads to damage to infrastructure, displacement of people and loss of life. Since it is impossible to warn the population of an impending earthquake, it is all the more important to have a precise knowledge of the disaster risk in the region, as it is the only way to provide important information to reduce risk to population.
Disaster risk is determined probabilistically as a function where hazard, exposure and vulnerability are directly proportional (any increase causes an increase in risk) and capacity is inversely proportional (an increase causes a decrease in risk). The magnitude of the earthquake, its proximity to populated places, the kind of terrain, how structures are constructed, the time it strikes, and the response time are some variables that affect the number of casualties and damage to property.
Most earthquake fatalities occur due to structural collapses, and lesser casualties are attributable to non-structural causes and secondary disasters. Besides fatalities, earthquakes cause enormous economic losses, social disruption and psychosocial problems. As nearly 60 per cent of India is vulnerable to moderate to severe earthquakes, it is useful to learn from the experiences of such natural disasters as the February 2023 earthquake that struck Turkey and Syria.
In the 7.8 and 7.5 magnitude earthquakes that struck Turkey and Syria in February 2023, the number of people killed surpassed 45,000. At least one earthquake of magnitude 5 occurs every year in Turkey. The earthquake of 1999 led to the establishment of the Disaster and Emergency Management Authority (AFAD) to effectively manage disasters. AFAD had a Strategic Plan 2019–2023 to build disaster-resilient communities. However, reports flagged inadequate implementation of policy that perhaps led to the worst disaster yet in 2023.
The recent 7.8 magnitude earthquake, which affected 16 per cent of Turkey's population, caused an estimated damage of more than US$ 34 billion in direct property damage, according to a World Bank rapid damage assessment report. This excludes the recovery and reconstruction costs that will undoubtedly be much larger. Rescue and relief efforts were hampered by damaged roads, cold winter and breakdown of communications. An estimated 1,41,000 people from 94 countries participated in the rescue efforts.
India also contributed to the relief efforts by sending its army medical team, National Disaster Relief Force (NDRF) personnel with equipment, dogs and relief materials. The relief supplies included critical medicines, seven C-17 aircraft and a network-independent real-time tracking and messaging module called SANCHAR. The rescue of a six-year-old girl by NDRF and the picture of a Turkish woman kissing an Indian Army medical officer on her cheek has been highlighted in international media, showcasing India’s rescue and relief efforts.
Reducing Risks in the Indian Context
Having experienced numerous earthquakes of magnitude greater than 6, the Himalayan region and the Rann of Katch in India are particularly vulnerable. The earthquakes in Latur (1993), Kashmir (2005) and Bhuj (2001) are grim reminders of the country's vulnerability to earthquakes. While one can't prevent natural disasters from happening, an understanding of disaster risk can help mitigate its effects. India must take lessons from the recent Turkey earthquake for future planning to reduce its impact.
Rapid Urbanisation
Economic growth and better job opportunities have led to urban agglomeration and demographic shifts. Rapid urbanisation has led to a boom in population, property and infrastructure. The percentage of people living in cities increased from 25.72 per cent in 1991 to 35.39 per cent in 2021 in India, indicating an increased risk. The colossal damage wrought by the earthquakes in Turkey is revealed in videos of multi-storey buildings collapsing. A report by Turkey's AFAD states that temporary shelters were supplied for nearly 19 lakh survivors, which is a sign of the extensive damage to residential structures.
Urbanisation cannot be avoided due to economic factors and social benefits to the populace. However, seismic micro zonation in master plans and land use plans, retrofitting of structures, regularisation of illegal colonies/slums and resettlement of such to areas should form an essential part of earthquake risk mitigation measures in the Indian context.
Implementation of Building Codes
Implementing earthquake-resistant building codes is an effective structural measure to mitigate the risks of an earthquake. The structural damages caused in Turkey indicated poor implementation of building code policies. In most countries, building codes are not implemented due to various reasons, including those related to lack of effective oversight mechanisms, funding, a lack of political will, among other factors. Also, builders/owners either do not know the codes or do not have the resources to comply with them, and in many cases look to cut costs, which directly increases the risks of damage in case of natural disasters like earthquakes.
The National Building Code of India was first published in 1970 and underwent a second revision in 2005. Two amendments were then released in 2015. The National Building Code of India 2016 represents a significant milestone and reflects modern, globally applicable best practices. The nation-wide application of these codes must be enforced by the team of building officials appointed by the local authority, to ensure that sufficient disaster risk reduction measures are taken.
Dealing with Mass Casualty Events (MCEs)
The emergency medical services and organisations responding to the situation in Turkey were overwhelmed due to the earthquake, which brought forth challenges such as uncertainty, confusion arising from a lack of contingency plans, delay in the establishment of the Incident Command System, the necessity to alter the medical response, breakdown in communication and directing the response to recover from the effects of the disaster in a timely and efficient manner.
In order to react to disasters, a few states in India have implemented disaster management plans that include both the national and state disaster response forces which are trained and equipped to respond in the event of a disaster. But in order to save priceless lives during the ‘Golden Hour’, an earthquake that hits without any prior notice calls for an effective system. In order to overcome these challenges, the implementation of a Decision Support System, by the District Disaster Management Authority headed by the District Collector, can provide real-time information by mapping the medical facilities available, with details on availability of beds and medicines, location of ambulances, distances and modes of transport, and can save precious lives.
Natech (Natural Hazard Triggering Technological) Disasters
Natech disasters like the Fukushima Nuclear Disaster of 11 March 2011 are technological disasters triggered by natural disasters, which occur conjointly. Such disasters result in the release of toxic air, hazardous materials, fires and explosions, forcing the response force to abandon rescue operations. After a 7.6-magnitude earthquake in 1999, Turkey witnessed Natech disasters, including a significant fire at a refinery in Korfez and an acrylonitrile spill at a facility that produced fibres. Natech catastrophes are more likely to occur as a result of industrialisation, which results in the storage of dangerous chemicals, flammable materials, gas pipelines and explosive materials.
The Seveso III directives were adopted by the European Commission in 2012. Annex. I of those directives explicitly recognised Natech risk as a crucial element of a hazardous site and required methods for identifying, analysing, and preventing accidental risks as part of a comprehensive Natech risk management strategy.
India has in place a ‘National Disaster Management Plan 2019’ which has incorporated a detailed framework for Disaster Resilience to include Industrial disasters, Nuclear and Radiological emergencies and Biological and Public Health emergencies. The inclusion of a risk management strategy to include a comprehensive national policy on prevention, preparedness and mitigation of Natech disasters would assist in ameliorating the effects of Natech disasters.
Public–Private Partnership (PPP) to strengthen Disaster Mitigation
For effective rescue and relief operations, it is essential to build community resilience. This will allow quick response and recovery and make it possible for response teams to use the dispersed resources and focus the effort in a coordinated manner. Analysts have highlighted the lack of specifications or guidelines as regards the PPP model for disaster mitigation in the Turkish context.
The Indian government and private sector institutions should invest in building community resilience by promoting social cohesion, strengthening local institutions, and improving access to healthcare and social services through robust public–private partnerships. As losses from disasters exceed available funds and the nation is economically affected, PPP would provide an alternative source for reconstruction and also for preparedness measures that could help the government scale up projects. The non-participation of communities at the design and planning stage could also lead to ownership issues at a later stage. Tax incentives and compliance with the DRR index can act as a catalyst for active private sector participation.
Conclusion
Earthquakes have both economic and social impacts. The economic impact results in financial losses, while the social impact lasts longer and harms the survivors' mental health. India can use the lessons learned from the tragic earthquake in Turkey to better prepare for and respond to natural disasters. India must adhere to strict building codes, risk-mitigating innovations and earthquake preparedness. By being proactive and studying other countries’ experiences and best practices, India can better ensure the safety of its residents and reduce disaster risk.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
US–China relations have become increasingly contentious due to a variety of issues spanning trade and economics to military and geopolitical concerns.
On 4 February 2023, Washington shot down a Chinese high-altitude balloon that had reportedly travelled over 40 countries across five continents and had flown across the US for nearly a week. The incident sparked uproar in Washington and prompted US Secretary of State Antony Blinken to postpone a trip to Beijing that both countries had anticipated would mend their already strained relations. The balloon episode highlights the fragility of US–China relations, as well as the prevalence of underlying, deep-rooted mistrust and suspicion.
The Chinese balloon’s flight over continental United States went unreported until 2 February 2023. A day later, the Chinese Foreign Ministry stated that the “weather balloon … had deviated from its intended course” into the United States “due to the influence of westerly winds and its limited control capacity", and that "China regrets that the airship strayed into the United States by mistake."1
Nevertheless, Blinken cancelled his trip to Beijing only hours before he was scheduled to leave. State Department spokesperson Ned Price stated that the "surveillance balloon" had "undermined" the trip's purpose.2 This was not the first time though that a spy balloon has been observed by US officials. According to a US report to Congress, there were at least two instances in which a "rival power" conducted aerial surveillance, with some of those incidents reportedly involving balloons.3 Beijing was the target of a barrage of accusations after US officials said the Chinese balloon was equipped with tools "capable of intercepting and geo-locating communications." 4
Immediately following the balloon incident, Wendy Sherman, the Deputy Secretary of State, declared that the Biden administration was “reviewing its strategy” towards China and would be “investing diplomatically” in the Pacific to confront China's "increasing coercion" in Asia.5
The Washington Post cited unnamed officials as stating that the surveillance balloon was operated from China's coastal province of Hainan and targeted Japan, India, Vietnam, Taiwan, and the Philippines.6 Furthermore, a spokesperson for the US Department of Defense stated that identical balloons had operated over North and South America, South East Asia, East Asia, and Europe and that the US briefed over 40 allies on the alleged espionage activity. 7
The US claims were met with a vehement Chinese response. While Chinese Foreign Ministry initially expressed regret over the incident, the rhetoric abruptly changed following the US military's shooting down of the balloon. The US was accused of "overreacting" and charged with "indiscriminate use of military force". The Chinese Ministry of Foreign Affairs warned of damage to bilateral relations. Chinese foreign ministry spokesperson claimed that the episode called into doubt "the US's sincerity in stabilising and advancing Sino-US relations".8
Strained Dynamics
US–China relations have become increasingly contentious due to a variety of issues spanning trade and economics to military and geopolitical concerns. Trade tensions, disagreements on human rights and democracy, concerns about military expansion and potential conflict, and competition for influence in the Indo-Pacific have all put pressure on their relationship and the balloon incident has only served to exacerbate this situation.
Recent years have seen an unprecedented downturn in US–China relations. In 2021, the Biden administration announced its diplomatic boycott of the Beijing Winter Olympics9 and added more Chinese companies to its trade restriction list.10 Furthermore, Congress passed a bill aimed at countering China’s forced labour abuses in Xinjiang.11 President Joe Biden and Xi Jinping held a virtual summit in 2021 that resulted in merely the promise of future talks.
To counter China's growing technological supremacy, the U.S. Department of Commerce imposed a new round of restrictions on the country's semiconductor industry in October 2022. The animosity has further been stoked by Nancy Pelosi's historic visit to Taiwan in August 2022.
Furthermore, there is a growing mistrust between the people of China and the United States. According to a recent Pew Research Center survey, a staggering 89 per cent of Americans perceive China as a competitor or an enemy, while over two-thirds of Chinese participants had an unfavourable or very unfavourable opinion of the United States. 12 Biden and Xi met on the side-lines of the G20 summit in Bali, Indonesia in November 2022. Both leaders decided to “empower key senior officials to maintain communication and deepen constructive efforts”.13
Against this backdrop, in both Washington and Beijing, Blinken's February 2023 visit was seen as a step towards reviving dialogue on trade and reopening channels of communications vital to defusing flare-ups. Blinken has met China's Foreign Minister, Wang Yi, multiple times outside of China, notably in late September 2022 on the side-lines of the United Nations General Assembly.
The last time the US and Chinese leaders met on each other's soil, though, was in March 2021. China's top diplomats, Wang Yi and Yang Jiechi, flew to Anchorage, Alaska, to meet Blinken and National Security Adviser Jake Sullivan in the first in-person China–US engagement after President Biden took office. In that meeting, Blinken was criticised by the Chinese side for his comments on China’s “increasing authoritarianism and assertiveness at home and abroad”.
In the aftermath of the balloon incident, on 18 February 2023, Blinken and Wang Yi met on the margins of the Munich Security Conference. Blinken affirmed that the United States will not allow any violation of its sovereignty.14 Wang Yi continued to insist that the US action was an “abuse of force and a violation of customary international practices as well as the International Civil Aviation Covenant”.15
Blinken's cancelled trip to Beijing could have helped in normalising engagement and communication between the two countries and was seen as a confidence-building measure. The balloon incident however further undermined an already difficult bilateral relationship. Incidents of brinkmanship between the two countries, meanwhile, continue to escalate. In December 2022, for instance, a Chinese fighter jet intercepted a US surveillance plane over the South China Sea and allegedly made an ‘unsafe manoeuvre’. There is consensus in Washington regarding the growing threat posed by China. Xi Jinping in March 2023 called for increased efforts to modernise China's defence forces and to transform the people's armed forces into a ‘Great Wall of Steel’. The balloon episode is a reminder of the complexities and fragility of US–China relations.
Views expressed are of the author and do not necessarily reflect the views of the Manohar Parrikar IDSA or of the Government of India.
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